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[8-K] Salarius Pharmaceuticals, Inc. Reports Material Event

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On 29 Jul 2025, Identiv (INVE) director James E. Ousley reported the acquisition of 28,701 common shares via a grant of Restricted Stock Units (RSUs) under the company’s 2011 Incentive Compensation Plan. The RSUs vest 1/12 each month beginning 1 Jun 2025; vested shares will be delivered on the earlier of (i) three years from the vesting start date or (ii) separation from service. The grant was booked at $0.00, indicating it is part of routine director compensation rather than an open-market purchase. Following the transaction, Ousley’s direct beneficial ownership rises to 285,456 shares, of which 26,310 are still unvested RSUs. No derivative transactions were reported. The filing shows continued equity alignment between the director and shareholders but does not involve immediate cash outlay or signal a change in company fundamentals.

Il 29 luglio 2025, il direttore di Identiv (INVE), James E. Ousley, ha comunicato l'acquisizione di 28.701 azioni ordinarie tramite una concessione di Restricted Stock Units (RSU) nell'ambito del Piano di Incentivazione 2011 della società. Le RSU maturano con un ritmo di 1/12 ogni mese a partire dal 1° giugno 2025; le azioni maturate saranno consegnate al verificarsi del primo tra (i) tre anni dalla data di inizio maturazione o (ii) la separazione dal servizio. La concessione è stata registrata a $0,00, indicando che fa parte della normale compensazione dei direttori e non di un acquisto sul mercato aperto. Dopo la transazione, la proprietà diretta di Ousley sale a 285.456 azioni, di cui 26.310 sono ancora RSU non maturate. Non sono state segnalate transazioni su strumenti derivati. Il documento evidenzia un continuo allineamento azionario tra il direttore e gli azionisti, senza comportare un esborso immediato di denaro né indicare un cambiamento nei fondamentali della società.

El 29 de julio de 2025, el director de Identiv (INVE), James E. Ousley, informó la adquisición de 28,701 acciones ordinarias mediante la concesión de Unidades de Acciones Restringidas (RSU) bajo el Plan de Compensación por Incentivos 2011 de la empresa. Las RSU se consolidan a razón de 1/12 cada mes a partir del 1 de junio de 2025; las acciones consolidadas se entregarán en la fecha que ocurra primero entre (i) tres años desde el inicio de la consolidación o (ii) la separación del servicio. La concesión se registró a $0.00, lo que indica que forma parte de la compensación habitual del director y no de una compra en el mercado abierto. Tras la transacción, la propiedad directa de Ousley aumenta a 285,456 acciones, de las cuales 26,310 son RSU aún no consolidadas. No se reportaron transacciones con derivados. El informe muestra una continua alineación accionarial entre el director y los accionistas, sin implicar un desembolso inmediato de efectivo ni señalar un cambio en los fundamentos de la empresa.

2025년 7월 29일, Identiv(INVE) 이사 James E. Ousley는 회사의 2011년 인센티브 보상 계획에 따라 제한 주식 단위(RSU) 28,701주를 부여받았다고 보고했습니다. RSU는 2025년 6월 1일부터 매월 1/12씩 베스팅되며, 베스팅된 주식은 (i) 베스팅 시작일로부터 3년이 되는 시점 또는 (ii) 서비스 종료 시점 중 빠른 쪽에 지급됩니다. 이 부여는 $0.00로 기록되어, 공개 시장에서의 매수보다는 이사 보상의 일환임을 나타냅니다. 거래 이후 Ousley의 직접 소유 주식은 285,456주로 증가했으며, 이 중 26,310주는 아직 베스팅되지 않은 RSU입니다. 파생상품 거래는 보고되지 않았습니다. 이 보고서는 이사와 주주 간의 지속적인 주식 정렬을 보여주나 즉각적인 현금 지출이나 회사 기본 사항의 변화를 의미하지는 않습니다.

Le 29 juillet 2025, le directeur d'Identiv (INVE), James E. Ousley, a déclaré l'acquisition de 28 701 actions ordinaires via une attribution d'Unités d'Actions Restreintes (RSU) dans le cadre du Plan de Compensation Incitative 2011 de la société. Les RSU acquièrent des droits à raison de 1/12 chaque mois à partir du 1er juin 2025 ; les actions acquises seront livrées au premier des deux événements suivants : (i) trois ans à compter du début de l'acquisition ou (ii) séparation du service. L'attribution a été comptabilisée à 0,00 $, ce qui indique qu'elle fait partie de la rémunération habituelle des administrateurs et non d'un achat sur le marché libre. Suite à la transaction, la propriété directe d'Ousley s'élève à 285 456 actions, dont 26 310 sont encore des RSU non acquises. Aucune transaction sur dérivés n'a été signalée. Le dépôt montre un alignement continu des intérêts en actions entre le directeur et les actionnaires, sans impliquer de sortie de trésorerie immédiate ni signaler un changement dans les fondamentaux de la société.

Am 29. Juli 2025 meldete Identiv (INVE) Direktor James E. Ousley den Erwerb von 28.701 Stammaktien durch eine Zuteilung von Restricted Stock Units (RSUs) im Rahmen des Incentive Compensation Plans 2011 des Unternehmens. Die RSUs werden ab dem 1. Juni 2025 monatlich zu 1/12 fällig; die zugeteilten Aktien werden zum früheren Zeitpunkt von (i) drei Jahren ab dem Beginn der Vesting-Periode oder (ii) Ausscheiden aus dem Dienst geliefert. Die Zuteilung wurde mit $0,00 verbucht, was darauf hinweist, dass es sich um eine routinemäßige Vergütung für Direktoren handelt und nicht um einen Kauf am freien Markt. Nach der Transaktion steigt Ousleys direkte wirtschaftliche Beteiligung auf 285.456 Aktien, davon sind 26.310 noch nicht vestete RSUs. Es wurden keine Derivatgeschäfte gemeldet. Die Meldung zeigt eine fortgesetzte Aktienausrichtung zwischen dem Direktor und den Aktionären, beinhaltet jedoch keine sofortige Barzahlung oder signalisiert eine Änderung der Unternehmensgrundlagen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director granted 28.7k RSUs at $0; stake now 285k shares—routine compensation, modestly positive alignment, immaterial to fundamentals.

The Form 4 discloses a standard equity award, not an open-market buy. Although additional ownership often signals confidence, the absence of cash consideration reduces its predictive value. The 28.7k shares represent a small fraction of Identiv’s ~22 m share float, so dilution impact is negligible. Overall, the event slightly improves insider-ownership metrics but is not financially material to INVE’s valuation or near-term trading dynamics.

TL;DR: Routine RSU grant strengthens board equity stake, complies with best-practice vesting; governance impact neutral-to-positive.

The award’s monthly vesting and three-year delivery promote long-term alignment and retention, consistent with shareholder-friendly governance frameworks. No red flags—no accelerated vesting, discounted pricing, or preferential terms. As the shares vest gradually, voting power will increase incrementally, limiting sudden influence changes. From a governance lens, the disclosure is transparent and modestly positive for investor alignment.

Il 29 luglio 2025, il direttore di Identiv (INVE), James E. Ousley, ha comunicato l'acquisizione di 28.701 azioni ordinarie tramite una concessione di Restricted Stock Units (RSU) nell'ambito del Piano di Incentivazione 2011 della società. Le RSU maturano con un ritmo di 1/12 ogni mese a partire dal 1° giugno 2025; le azioni maturate saranno consegnate al verificarsi del primo tra (i) tre anni dalla data di inizio maturazione o (ii) la separazione dal servizio. La concessione è stata registrata a $0,00, indicando che fa parte della normale compensazione dei direttori e non di un acquisto sul mercato aperto. Dopo la transazione, la proprietà diretta di Ousley sale a 285.456 azioni, di cui 26.310 sono ancora RSU non maturate. Non sono state segnalate transazioni su strumenti derivati. Il documento evidenzia un continuo allineamento azionario tra il direttore e gli azionisti, senza comportare un esborso immediato di denaro né indicare un cambiamento nei fondamentali della società.

El 29 de julio de 2025, el director de Identiv (INVE), James E. Ousley, informó la adquisición de 28,701 acciones ordinarias mediante la concesión de Unidades de Acciones Restringidas (RSU) bajo el Plan de Compensación por Incentivos 2011 de la empresa. Las RSU se consolidan a razón de 1/12 cada mes a partir del 1 de junio de 2025; las acciones consolidadas se entregarán en la fecha que ocurra primero entre (i) tres años desde el inicio de la consolidación o (ii) la separación del servicio. La concesión se registró a $0.00, lo que indica que forma parte de la compensación habitual del director y no de una compra en el mercado abierto. Tras la transacción, la propiedad directa de Ousley aumenta a 285,456 acciones, de las cuales 26,310 son RSU aún no consolidadas. No se reportaron transacciones con derivados. El informe muestra una continua alineación accionarial entre el director y los accionistas, sin implicar un desembolso inmediato de efectivo ni señalar un cambio en los fundamentos de la empresa.

2025년 7월 29일, Identiv(INVE) 이사 James E. Ousley는 회사의 2011년 인센티브 보상 계획에 따라 제한 주식 단위(RSU) 28,701주를 부여받았다고 보고했습니다. RSU는 2025년 6월 1일부터 매월 1/12씩 베스팅되며, 베스팅된 주식은 (i) 베스팅 시작일로부터 3년이 되는 시점 또는 (ii) 서비스 종료 시점 중 빠른 쪽에 지급됩니다. 이 부여는 $0.00로 기록되어, 공개 시장에서의 매수보다는 이사 보상의 일환임을 나타냅니다. 거래 이후 Ousley의 직접 소유 주식은 285,456주로 증가했으며, 이 중 26,310주는 아직 베스팅되지 않은 RSU입니다. 파생상품 거래는 보고되지 않았습니다. 이 보고서는 이사와 주주 간의 지속적인 주식 정렬을 보여주나 즉각적인 현금 지출이나 회사 기본 사항의 변화를 의미하지는 않습니다.

Le 29 juillet 2025, le directeur d'Identiv (INVE), James E. Ousley, a déclaré l'acquisition de 28 701 actions ordinaires via une attribution d'Unités d'Actions Restreintes (RSU) dans le cadre du Plan de Compensation Incitative 2011 de la société. Les RSU acquièrent des droits à raison de 1/12 chaque mois à partir du 1er juin 2025 ; les actions acquises seront livrées au premier des deux événements suivants : (i) trois ans à compter du début de l'acquisition ou (ii) séparation du service. L'attribution a été comptabilisée à 0,00 $, ce qui indique qu'elle fait partie de la rémunération habituelle des administrateurs et non d'un achat sur le marché libre. Suite à la transaction, la propriété directe d'Ousley s'élève à 285 456 actions, dont 26 310 sont encore des RSU non acquises. Aucune transaction sur dérivés n'a été signalée. Le dépôt montre un alignement continu des intérêts en actions entre le directeur et les actionnaires, sans impliquer de sortie de trésorerie immédiate ni signaler un changement dans les fondamentaux de la société.

Am 29. Juli 2025 meldete Identiv (INVE) Direktor James E. Ousley den Erwerb von 28.701 Stammaktien durch eine Zuteilung von Restricted Stock Units (RSUs) im Rahmen des Incentive Compensation Plans 2011 des Unternehmens. Die RSUs werden ab dem 1. Juni 2025 monatlich zu 1/12 fällig; die zugeteilten Aktien werden zum früheren Zeitpunkt von (i) drei Jahren ab dem Beginn der Vesting-Periode oder (ii) Ausscheiden aus dem Dienst geliefert. Die Zuteilung wurde mit $0,00 verbucht, was darauf hinweist, dass es sich um eine routinemäßige Vergütung für Direktoren handelt und nicht um einen Kauf am freien Markt. Nach der Transaktion steigt Ousleys direkte wirtschaftliche Beteiligung auf 285.456 Aktien, davon sind 26.310 noch nicht vestete RSUs. Es wurden keine Derivatgeschäfte gemeldet. Die Meldung zeigt eine fortgesetzte Aktienausrichtung zwischen dem Direktor und den Aktionären, beinhaltet jedoch keine sofortige Barzahlung oder signalisiert eine Änderung der Unternehmensgrundlagen.

0001615219FALSE00016152192024-09-272024-09-27

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 31, 2025
SALARIUS PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware 001-36812 46-5087339
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)
     
2450 Holcombe Blvd.
Suite X
Houston, TX
 77021
(Address of principal executive offices) (Zip Code)
(713) 913-5608
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.0001
SLRX
The Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 2.02. Results of Operations and Financial Condition

On July 31, 2025, Salarius Pharmaceuticals, Inc. (“Salarius”) disclosed that, for the three-month period ended June 30, 2025, Salarius expects to report a net loss of approximately $900,000. As of June 30, 2025, Salarius had approximately $800,000 of cash and cash equivalents. Subsequent to June 30, 2025, Salarius issued approximately 5.5 million shares of its common stock pursuant to its existing “equity line of credit” for gross proceeds of approximately $3.8 million. As of July 30, 2025, Salarius estimates that it has approximately $4.5 million in cash and cash equivalents, a portion of which is expected to be used for general corporate and working capital purposes including outstanding trade payables.

These estimates of Salarius’ net loss and cash and cash equivalents are preliminary and subject to completion. As a result, this unaudited preliminary financial information reflects Salarius’ preliminary estimates with respect to such information, based on information currently available to management, and may vary from Salarius’ actual financial results and position as of June 30, 2025. Further, these preliminary estimates are not a comprehensive statement or estimate of Salarius’ financial results or financial condition as of and for the quarter ended June 30, 2025. The unaudited preliminary net loss and cash and cash equivalents included herein has been prepared by, and is the responsibility of, management. Salarius’ independent registered public accounting firm, Ernst & Young LLP, has not audited, reviewed, compiled or completed its procedures with respect to such unaudited financial information and, accordingly, Ernst & Young LLP does not express an opinion or any other form of assurance with respect thereto. It is possible that Salarius or its independent registered public accounting firm may identify items that require Salarius to make adjustments to the financial information set forth above. These estimates should not be viewed as a substitute for financial statements prepared in accordance with accounting principles generally accepted in the United States and they are not necessarily indicative of the results to be achieved in any future period. Accordingly, you should not draw any conclusions based on the foregoing estimates and should not place undue reliance on these preliminary estimates. Salarius assumes no duty to update these preliminary estimates except as required by law.

Item 3.02 Unregistered Sales of Equity Securities.

In transactions from July 10, 2025 through July 30, 2025, Salarius issued and sold a total of 5.5 million shares of its common stock for gross proceeds of approximately $3.8 million pursuant to that certain Securities Purchase Agreement, dated December 12, 2024, by and between C/M Capital Master Fund, LP (the “Investor”) and Salarius (the “Purchase Agreement”), as previously described in the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 13, 2024. This issuance and sale was made following written notice delivered by the Company to Investor, directing Investor to purchase the shares. The offers and sales under the Purchase Agreement are exempt from registration under the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Rule 506(b) promulgated thereunder.




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SALARIUS PHARMACEUTICALS, INC.
Date: July 31, 2025
By:
/s/ Mark J. Rosenblum
Mark J. Rosenblum
Executive Vice President & Chief Financial Officer
Salarius Pharmaceuticals Inc

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