SM Energy (NYSE: SM) files Form 144 listing 2021–2024 service‑issued shares

Rhea-AI Filing Summary

SM Energy submitted a Form 144 notice reporting proposed sales of Common stock originally issued in lieu of services. The filing lists multiple grant dates and amounts, including 3,850 shares (12/31/2024), 6,541 shares (12/31/2023), and 3,621 shares (12/31/2022).

Insights

Securities Compliance Analyst

Form 144 notifies the market of intended resale of shares issued for services.

The filing catalogs Common shares issued in lieu of services across multiple dates, which are being reported for sale under resale notice procedures. The amounts are stated by grant date and share count.

Regulatoryly, a Form 144 is an administrative disclosure of intended resale; the exact timing, execution method, and cash‑flow recipient are not detailed in the excerpt.

Key Figures

Shares listed (12/31/2024): 3,850 shares Shares listed (12/31/2023): 6,541 shares Shares listed (12/31/2022): 3,621 shares +3 more

6 metrics

Shares listed (12/31/2024) 3,850 shares grant dated <date>12/31/2024</date>

Shares listed (12/31/2023) 6,541 shares grant dated <date>12/31/2023</date>

Shares listed (12/31/2022) 3,621 shares grant dated <date>12/31/2022</date>

Shares listed (12/31/2021) 8,041 shares grant dated <date>12/31/2021</date>

Shares listed (03/08/2017) 1,500 shares grant dated <date>03/08/2017</date>

Shares listed (02/27/2017) 1,000 shares grant dated <date>02/27/2017</date>

Key Terms

Form 144, in lieu of services, resale notice

3 terms

Form 144 regulatory

"Filer Information | 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

in lieu of services financial

"Common | 12/31/2024 | In lieu of services"

resale notice regulatory

"144: Securities Sold During The Past 3 Months"

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Accepted by SEC EDGAR 05/21/2026 - 11:04 AM Learn about SEC filing dates

FAQ

What does SM's Form 144 report?

It reports proposed sales of Common shares issued in lieu of services, notifying the market of resale intent. The filing lists multiple grants with dates and share counts, serving as a regulatory disclosure required before resale for certain affiliates or control persons.

How many shares are listed for 12/31/2024 in SM's Form 144?

The filing shows 3,850 shares dated 12/31/2024 as issued in lieu of services and reported for potential resale. This amount appears as an individual grant line in the submitted excerpt.

Which other grant dates and amounts appear in the SM excerpt?

The excerpt lists grants including 6,541 shares dated 12/31/2023 and 3,621 shares dated 12/31/2022. Each line pairs a grant date with the shares issued in lieu of services.

Does the Form 144 state who will receive proceeds from the sales?

The excerpt does not describe proceeds recipients or uses; it enumerates share grants and proposed resale quantities. Form 144 primarilynotifies of intended resale rather than detailing cash‑flow allocation.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 14636 N Scottsdale Rd., Suite 325 Scottsdale AZ 85254	24553	862792	239748701	05/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/31/2024	In lieu of services	SM Energy			3850	12/31/2024	N/A
Common	12/31/2023	In Lieu of services	SM Energy			6541	12/31/2023	N/A
Common	12/31/2022	In Lieu of services	SM Energy			3621	12/31/2022	N/A
Common	12/31/2021	In Lieu of services	SM Energy			8041	12/31/2021	N/A
Common	03/08/2017	In Lieu of services	SM Energy			1500	03/08/2017	N/A
Common	02/27/2017	In Lieu of services	SM Energy			1000	02/27/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)