STOCK TITAN

SM Energy (NYSE: SM) CFO awarded RSUs, settles PSU grant

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

SM Energy Co EVP & CFO A. Wade Pursell received a grant of 54,412 restricted stock units, each representing one share of common stock and vesting in six equal biannual installments beginning January 1, 2027, with shares issued upon retirement or each July 1. He also acquired 16,917 shares of common stock upon settlement of a prior performance share unit award after full vesting and performance certification. On the same date, 7,403 shares were withheld at $26.10 per share to satisfy exercise price or tax liability obligations.

Positive

  • None.

Negative

  • None.
Insider PURSELL A WADE
Role EVP & CFO
Type Security Shares Price Value
Grant/Award Restricted Stock Units F2 54,412 $0.00 $0.00
Exercise Common Stock, $.01 Par Value F1 16,917 -- --
Exercise Price or Tax Liability Common Stock, $.01 Par Value 7,403 $26.10 $193K
Holdings After Transaction: Restricted Stock Units — 54,412 shares (Direct); Common Stock, $.01 Par Value — 431,531 shares (Direct)
Footnotes (2)
  1. F1. On July 23, 2026, 16,917 shares of the Issuer's common stock were issued to the Reporting Person under the terms of a performance share unit ("PSU") award, based on the determination by the Compensation Committee of the Board of Directors of the Issuer regarding achievement of time-based vesting provisions and specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2023, and represented the contingent right to receive between 0% to 200% of that number of shares of the Issuer's common stock based on the achievement of the vesting and performance criteria over a three-year performance period. The PSUs were fully vested on July 1, 2026.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2027. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.
Restricted stock units granted 54,412 units RSU grant to EVP & CFO A. Wade Pursell dated July 24, 2026
PSU shares issued 16,917 shares Common shares issued on July 23, 2026 upon PSU vesting and performance certification
Shares withheld for obligations 7,403 shares Shares withheld at $26.10 per share to satisfy exercise price or tax liability
Withholding price $26.10 per share Applied to 7,403 shares used for payment of exercise price or tax liability
RSU vesting installments 6 installments RSU grant vests in six equal biannual installments starting January 1, 2027
PSU performance range 0% to 200% PSUs could settle into 0%–200% of target shares based on performance
PSU performance period 3 years Performance criteria measured over a three-year period ending with full vesting on July 1, 2026
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance share unit ("PSU") award financial
"issued to the Reporting Person under the terms of a performance share unit ("PSU") award"
time-based vesting provisions financial
"regarding achievement of time-based vesting provisions and specific performance criteria"
tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"

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FAQ

What insider equity transactions did SM (SM Energy Co) report for CFO A. Wade Pursell?

SM Energy’s CFO A. Wade Pursell received 54,412 restricted stock units, acquired 16,917 shares of common stock from a performance share unit settlement, and had 7,403 shares withheld at $26.10 per share to satisfy exercise price or tax liability obligations.

How many restricted stock units did SM’s CFO receive and how do they vest?

A. Wade Pursell received 54,412 restricted stock units, each equal to one share of stock. The grant vests in six equal biannual installments beginning January 1, 2027, with vested shares issued on the earlier of his retirement or July 1 of the applicable year.

What performance share unit (PSU) award vested for SM’s CFO and what shares were issued?

On July 23, 2026, 16,917 shares of SM common stock were issued to the CFO under a PSU award granted July 1, 2023. The PSUs could settle into 0%–200% of target shares over a three-year period and were fully vested on July 1, 2026.

Why were 7,403 SM Energy shares recorded as disposed of at $26.10 each?

A transaction for 7,403 shares of SM Energy common stock at $26.10 per share is coded as a payment of exercise price or tax liability by delivering or withholding securities, indicating shares were withheld to satisfy related obligations rather than sold in an open-market trade.

Were SM Energy (SM) CFO A. Wade Pursell’s 2026 stock transactions executed under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the footnotes describing these equity awards and settlements do not reference any pre-arranged trading plan. The available data does not state that these transactions occurred under a Rule 10b5-1 plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PURSELL A WADE

(Last)(First)(Middle)
1700 LINCOLN STREET
SUITE 3200

(Street)
DENVER COLORADO 80203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SM Energy Co [ SM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $.01 Par Value07/24/2026M16,917A(1)438,934D
Common Stock, $.01 Par Value07/24/2026F7,403D$26.1431,531D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/24/2026A54,412 (2) (2)Common Stock, $.01 Par Value54,412$054,412D
Explanation of Responses:
1. On July 23, 2026, 16,917 shares of the Issuer's common stock were issued to the Reporting Person under the terms of a performance share unit ("PSU") award, based on the determination by the Compensation Committee of the Board of Directors of the Issuer regarding achievement of time-based vesting provisions and specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2023, and represented the contingent right to receive between 0% to 200% of that number of shares of the Issuer's common stock based on the achievement of the vesting and performance criteria over a three-year performance period. The PSUs were fully vested on July 1, 2026.
2. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2027. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.
Remarks:
Andrew T. Fiske (Attorney-in-Fact)07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)