SmartStop REIT director plans sale of 425 shares

Director David J. Mueller has filed a Rule 144 notice for a small planned sale of SmartStop Self Storage REIT common stock, with recent similar monthly sales reported.

Available on EDGAR 09/16/2026 - 09:45 AM EDT Accepted by SEC EDGAR 09/16/2026 - 09:45 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SmartStop Self Storage REIT, Inc. (SMA) has a notice of proposed sale of securities under Rule 144 for director David J. Mueller. The notice covers the potential sale of 425 shares of common stock, with prior sales over the past three months also disclosed.

The shares to be sold derive from restricted stock vesting on September 16, 2020 as compensation from the issuer. Fidelity Brokerage Services LLC is listed as the broker, and the form is signed by a representative of Fidelity acting as attorney-in-fact for David J. Mueller.

Key Figures

Shares to be sold: 425 shares Aggregate market value of planned sale: $13,621.25 Sale on June 16, 2026: 425 shares for $13,787.00 +3 more

6 metrics

Shares to be sold 425 shares Common stock covered by the current Rule 144 notice

Aggregate market value of planned sale $13,621.25 Value stated for the 425 shares in the Rule 144 notice

Sale on June 16, 2026 425 shares for $13,787.00 Common stock sale disclosed as occurring during the past 3 months

Sale on July 16, 2026 425 shares for $14,186.50 Common stock sale disclosed as occurring during the past 3 months

Sale on August 17, 2026 425 shares for $14,322.50 Common stock sale disclosed as occurring during the past 3 months

Restricted stock vesting date September 16, 2020 Date the restricted stock underlying the planned sale vested as compensation

Key Terms

Rule 144, restricted stock vesting, attorney-in-fact, duly authorized representative

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 09/16/2020 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for David J. Mueller"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

duly authorized representative regulatory

"as a duly authorized representative of Fidelity Brokerage Services LLC"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for SmartStop Self Storage REIT, Inc. (SMA)?

It reports that director David J. Mueller intends to sell 425 shares of common stock under Rule 144. It is a disclosure of a potential resale by an affiliate, not an issuance of new shares by SmartStop Self Storage REIT, Inc.

How many SMA shares is David J. Mueller planning to sell under this Form 144?

The notice covers a proposed sale of 425 shares of SmartStop Self Storage REIT, Inc. common stock. The form lists this as the security to be sold through Fidelity Brokerage Services LLC on the NYSE.

What is the approximate market value of the SMA shares listed in this Form 144?

The filing shows an aggregate market value of about $13,621.25 for the 425 shares of SmartStop Self Storage REIT, Inc. common stock that are covered by this Rule 144 notice.

What prior sales of SMA shares by David J. Mueller are disclosed in the last 3 months?

The filing lists three common stock sales of 425 shares each on June 16, 2026 for $13,787.00, July 16, 2026 for $14,186.50, and August 17, 2026 for $14,322.50.

What is the origin of the SMA shares being sold by David J. Mueller?

The securities to be sold are described as restricted stock vesting on September 16, 2020, received as compensation from SmartStop Self Storage REIT, Inc., and are now eligible for resale under Rule 144.

Who is executing the SMA share sale for David J. Mueller?

The broker listed is Fidelity Brokerage Services LLC. The Form 144 is signed by Jennifer Ruchti as a duly authorized representative of Fidelity, acting as attorney-in-fact for David J. Mueller.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001672825
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SmartStop Self Storage REIT, Inc.
SEC File Number	001-42584
Address of Issuer	10 TERRACE ROAD LADERA RANCH CALIFORNIA 92694
Phone	949 429 6600
Name of Person for Whose Account the Securities are To Be Sold	Mueller David J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	425	13621.25	55368903	09/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/16/2020	Restricted Stock Vesting	Issuer			425	09/16/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David J. Mueller 10 Terrace Rd. Ladera Ranch CA 92694	Common	06/16/2026	425	13787.00
David J. Mueller 10 Terrace Rd. Ladera Ranch CA 92694	Common	07/16/2026	425	14186.50
David J. Mueller 10 Terrace Rd. Ladera Ranch CA 92694	Common	08/17/2026	425	14322.50

144: Remarks and Signature

Remarks
Date of Notice	09/16/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/15/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David J. Mueller
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)