Southern Missouri Bancorp EVP sells 2,000 shares

Southern Missouri Bancorp EVP and Chief Lending Officer Richard Windes reported an open-market sale of 2,000 shares of Common Stock on June 5, 2026 at a weighted average price of $69.70 per share.

Rhea-AI Filing Summary

Southern Missouri Bancorp EVP and Chief Lending Officer Richard Windes reported an open-market sale of 2,000 shares of Common Stock on June 5, 2026 at a weighted average price of $69.70 per share. According to a footnote, the shares were sold at prices ranging from $69.65 to $69.93.

Following the sale, Windes directly owned 5,375 Common Stock shares and held an additional 2,186.283 shares indirectly through a 401(k) plan. He also retained multiple stock option awards on Common Stock with exercise prices between $34.91 and $60.42 per share and expiration dates from February 10, 2031 through February 18, 2035, indicating a continuing equity position in the company.

Insider Trade Summary

Net Seller: 2,000 shares

Net Sell 7 txns

Insider Windes Richard

Role EVP-CHIEF LENDING OFFICER

Sold 2,000 shs ($139K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,000	$69.70	$139K
holding	Stock Option (Right to Buy)	--	--	--
holding	Stock Option (Right to Buy)	--	--	--
holding	Stock Option (Right to Buy)	--	--	--
holding	Stock Option (Right to Buy)	--	--	--
holding	Stock Option (Right to Buy)	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 5,375 shares (Direct); Stock Option (Right to Buy) — 11,000 contracts (Direct); Common Stock — 2,186.283 shares (Indirect, 401(k))

Footnotes (7)

1. F1. Represents the weighted average price per share. The shares were sold at prices ranging from $69.65 to $69.93. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U. S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
2. F2. Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
3. F3. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/26. Each remaining installment vests annually thereafter.
4. F4. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/8/25. Each remaining installment vests annually thereafter.
5. F5. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
6. F6. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
7. F7. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.

Key Figures

Shares sold: 2,000 shares Weighted average sale price: $69.70 per share Sale price range: $69.65–$69.93 per share +5 more

8 metrics

Shares sold 2,000 shares Open-market sale of Common Stock on June 5, 2026

Weighted average sale price $69.70 per share Common Stock sale on June 5, 2026

Sale price range $69.65–$69.93 per share Common Stock sale on June 5, 2026

Direct shares after transaction 5,375 shares Common Stock directly owned following the sale

401(k) holdings 2,186.283 shares Common Stock held indirectly via 401(k)

Option strike price $34.91 per share Stock Option on Common Stock expiring February 10, 2031

Option strike price $60.42 per share Stock Option on Common Stock expiring February 18, 2035

Option expirations 2031–2035 Stock Options on Common Stock held after transaction

Key Terms

weighted average price per share, 401(k), Stock Option (Right to Buy), exercise price, +1 more

5 terms

weighted average price per share financial

"Represents the weighted average price per share. The shares were sold at prices ranging from $69.65 to $69.93."

401(k) financial

"Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report."

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

Stock Option (Right to Buy) financial

"Stock Option (Right to Buy) ... underlying security title: Common Stock"

exercise price financial

"conversion_or_exercise_price: "34.9100" ... "53.8200" ... "46.9400" ... "40.8200" ... "60.4200""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vesting financial

"The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/26."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SMBC executive Richard Windes report?

Executive Richard Windes reported selling 2,000 shares of Southern Missouri Bancorp Common Stock in an open-market transaction. The trade occurred on June 5, 2026 at a weighted average price of $69.70 per share, with actual prices ranging from $69.65 to $69.93.

How many SMBC shares does Richard Windes hold after the reported sale?

After the sale, Richard Windes directly held 5,375 shares of Southern Missouri Bancorp Common Stock. He also indirectly held 2,186.283 additional shares through a 401(k) plan, showing that he maintained a meaningful ownership position following the 2,000-share disposition.

At what prices were Richard Windes’ SMBC shares sold in the market?

The 2,000 Southern Missouri Bancorp shares were sold at prices ranging from $69.65 to $69.93 per share. The filing reports a weighted average sale price of $69.70 per share, with detailed trade breakdowns available upon request from regulators, the issuer, or shareholders.

What stock options on SMBC does Richard Windes still hold?

Richard Windes retained several stock option awards on Southern Missouri Bancorp Common Stock after the sale. These options cover underlying shares with exercise prices from $34.91 to $60.42 per share and have expiration dates from February 10, 2031 through February 18, 2035.

How are Richard Windes’ SMBC 401(k) holdings reflected in the filing?

The filing shows 2,186.283 Southern Missouri Bancorp shares held indirectly in a 401(k) account. A footnote explains this figure reflects 401(k) contributions since his last ownership report, indicating ongoing accumulation of company stock within his retirement plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Windes Richard

(Last) (First) (Middle)

2991 OAK GROVE RD.

(Street)

POPLAR BLUFF MISSOURI 63901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SOUTHERN MISSOURI BANCORP, INC. [ SMBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP-CHIEF LENDING OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/05/2026		S		2,000	D	$69.7(1)	5,375	D
Common Stock								2,186.283(2)	I	401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$60.42							(3)	02/18/2035	Common Stock	1,500		1,500	D
Stock Option (Right to Buy)	$40.82							(4)	02/08/2034	Common Stock	2,500		2,500	D
Stock Option (Right to Buy)	$46.94							(5)	02/21/2033	Common Stock	2,500		2,500	D
Stock Option (Right to Buy)	$53.82							(6)	02/03/2032	Common Stock	1,500		1,500	D
Stock Option (Right to Buy)	$34.91							(7)	02/10/2031	Common Stock	3,000		3,000	D

Explanation of Responses:

1. Represents the weighted average price per share. The shares were sold at prices ranging from $69.65 to $69.93. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U. S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

2. Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.

3. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/26. Each remaining installment vests annually thereafter.

4. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/8/25. Each remaining installment vests annually thereafter.

5. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.

6. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.

7. The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.

	/s/ Richard Windes	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)