SmartFinancial (NYSE: SMBK) EVP sells 430 shares at $52.75 each

Rhea-AI Filing Summary

SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, reported a sale of 430 shares of common stock on 2026-08-04 at $52.7500 per share. After this open-market or private transaction, he directly holds 11,372 shares of SmartFinancial common stock.

Insider Trade Summary

Net Seller: 430 shares

Net Sell 1 txn

Insider Jordan Rhett D.

Role EVP & CHIEF CREDIT OFFICER

Sold 430 shs ($23K)

Type	Security	Shares	Price	Value
Sale	Common Stock	430	$52.75	$23K

Holdings After Transaction: Common Stock — 11,372 shares (Direct)

Key Figures

Shares sold: 430.0000 shares Sale price: $52.7500 per share Holdings after transaction: 11372.0000 shares

3 metrics

Shares sold 430.0000 shares Common Stock sold by EVP & Chief Credit Officer on 2026-08-04

Sale price $52.7500 per share Per-share price for the 430 Common Stock shares sold

Holdings after transaction 11372.0000 shares Direct ownership of SmartFinancial common stock after the reported sale

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 05:00 PM Accepted by SEC EDGAR 08/04/2026 - 05:00 PM Learn about SEC filing dates

FAQ

What insider transaction did SMARTFINANCIAL INC. (SMBK) report for Jordan Rhett D.?

SMARTFINANCIAL INC. reported that EVP & Chief Credit Officer Jordan Rhett D. sold 430 shares of common stock. The transaction occurred on 2026-08-04 and was reported as a sale in an open market or private transaction.

At what price were the SMARTFINANCIAL INC. (SMBK) shares sold in this Form 4?

The reported transaction shows a sale price of $52.7500 per share for SMARTFINANCIAL INC. common stock. This price is listed as a per-share amount and reflects the consideration received in the reported open market or private transaction.

How many SMARTFINANCIAL INC. (SMBK) shares does Jordan Rhett D. own after the sale?

Following the reported sale, EVP & Chief Credit Officer Jordan Rhett D. directly holds 11,372 shares of SMARTFINANCIAL INC. common stock. This post-transaction balance is disclosed as the total shares owned after the Form 4 transaction.

Was the SMARTFINANCIAL INC. (SMBK) insider trade made under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for this filing. That means the transaction is not reported as being effected pursuant to a Rule 10b5-1 trading plan based on the available form-level information.

What role does the insider in this SMARTFINANCIAL INC. (SMBK) Form 4 hold?

The reporting person, Jordan Rhett D., serves as EVP & Chief Credit Officer of SMARTFINANCIAL INC. This officer position is explicitly listed in the filing and identifies him as a senior executive involved in credit oversight.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jordan Rhett D.

(Last) (First) (Middle)

5401 KINGSTON PIKE SUITE 600

(Street)

KNOXVILLE TENNESSEE 37919

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMARTFINANCIAL INC. [ SMBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF CREDIT OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		S		430	D	$52.75	11,372	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Glen E. Allen, Jr., Attorney-in-Fact	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)