Director at Summit Midstream (SMC) receives 3,733-share stock award

Rhea-AI Filing Summary

CLEARY JAMES J reported acquisition or exercise transactions in this Form 4 filing.

Summit Midstream Corp director James J. Cleary received a grant of 3,733 shares of Common Stock on March 16, 2026 at no purchase price, reflecting a compensation-related award rather than a market trade. Following this grant, he directly holds 37,004 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CLEARY JAMES J

(Last) (First) (Middle)

C/O SUMMIT MIDSTREAM CORPORATION

910 LOUISIANA STREET, SUITE 4200

(Street)

HOUSTON TEXAS 77002

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Summit Midstream Corp [ SMC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		A		3,733	A	$0	37,004	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ James D. Johnston, Attorney-in-Fact for James J. Cleary	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Summit Midstream Corp (SMC) director James J. Cleary report on this Form 4?

Director James J. Cleary reported receiving a grant of 3,733 Summit Midstream Corp Common Stock shares. The award carried a per-share price of $0.0000, indicating a compensation grant rather than an open-market purchase. This filing updates his reported equity holdings.

How many Summit Midstream Corp (SMC) shares did James J. Cleary acquire?

James J. Cleary acquired 3,733 shares of Summit Midstream Corp Common Stock. The transaction is coded as a grant or other award, reflecting a non-cash equity compensation event instead of a market transaction, and increases his reported direct ownership position.

What is James J. Cleary’s total Summit Midstream Corp (SMC) shareholding after this transaction?

After the grant, James J. Cleary directly holds 37,004 shares of Summit Midstream Corp Common Stock. This total includes the 3,733 shares awarded on March 16, 2026, and represents his updated direct ownership reported in this Form 4 filing.

Was the Summit Midstream Corp (SMC) Form 4 transaction a market buy or sell?

The transaction was not a market buy or sell. It is coded as “A” for a grant, award, or other acquisition, with a transaction price of $0.0000 per share, indicating stock-based compensation rather than an open-market trade in Summit Midstream Corp shares.

Does the Summit Midstream Corp (SMC) Form 4 show any derivative securities activity?

The Form 4 does not report any derivative securities activity. The filing lists only a single non-derivative transaction: a grant of 3,733 Summit Midstream Corp Common Stock shares, with no options, warrants, or other derivative positions disclosed in the derivative summary section.

What does the transaction code on the Summit Midstream Corp (SMC) Form 4 mean?

The Form 4 uses transaction code “A,” which indicates a grant, award, or other acquisition of shares. For Summit Midstream Corp, this reflects an equity compensation grant of 3,733 Common Stock shares to director James J. Cleary, rather than an open-market purchase.