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SMCI (NASDAQ: SMCI) insider details RSU vesting and tax-share activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. director and 10% owner Liu Liang Chiu-Chu Sara reported equity compensation activity tied to restricted stock units in SMCI. She exercised or converted derivative awards into 3,650 restricted stock units, each representing one share of common stock, and into 3,650 shares of common stock at a stated price of $0 per share. To cover tax obligations, 2,108 common shares were disposed of at $30.11 per share through shares withheld by SMCI, which the filing notes was not a market transaction but a tax-withholding remittance. After these transactions, she held 609,800 common shares directly, plus indirect holdings of 40,426,120 common shares by spouse and 25,672,520 common shares in a joint account with spouse. The restricted stock units are scheduled to vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to continued service, and will be settled in SMCI common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liu Liang Chiu-Chu Sara

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/17/2026 M 3,650 A (1) 611,908 D
Common Stock 02/17/2026 F(2) 2,108(2) D $30.11 609,800 D
Common Stock 40,426,120 I By Spouse
Common Stock 25,672,520 I By Joint Account w/ Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/17/2026 M 3,650 (3) (3) Common Stock 3,650 $0 3,650 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 02/19/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did SMCI director Liu Liang Chiu-Chu Sara report on this Form 4?

The Form 4 shows she exercised or converted derivative awards into 3,650 restricted stock units and 3,650 SMCI common shares, and had 2,108 common shares withheld at $30.11 each to satisfy tax obligations related to the equity compensation.

How many Super Micro Computer (SMCI) shares does the insider hold after these transactions?

Following the reported transactions, she directly holds 609,800 SMCI common shares and indirectly holds 40,426,120 shares through her spouse and 25,672,520 shares through a joint account with her spouse, according to the Form 4 ownership tables.

What is the nature of the tax-related share disposition reported for SMCI on this Form 4?

The Form 4 states that 2,108 SMCI common shares were withheld by the company at $30.11 per share to satisfy tax withholding and remittance obligations. It specifies this was not a market transaction and is exempt under Rule 16b-3(e).

How do the SMCI restricted stock units reported by Liu Liang Chiu-Chu Sara vest?

Each restricted stock unit represents a contingent right to receive one SMCI share. The filing notes they vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to her continued service, with vested units settled in SMCI common stock.

Does the SMCI Form 4 indicate open-market buying or selling by the insider?

The transactions are described as derivative exercises/conversions and tax-withholding dispositions. The filing specifies the 2,108-share disposition was executed by SMCI to cover tax obligations and was not a market transaction, rather than an open-market sale by the insider.

What roles does Liu Liang Chiu-Chu Sara hold at Super Micro Computer (SMCI)?

The Form 4 identifies Liu Liang Chiu-Chu Sara as a director of Super Micro Computer, Inc. and a ten percent owner. These designations trigger reporting obligations for her equity transactions and share holdings under Section 16 of the Exchange Act.
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