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Super Micro Computer (NASDAQ: SMCI) exec nets RSU shares after tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. senior corporate vice president of engineering Xiao Jin reported equity compensation activity. On February 17, 2026, 4,000 restricted stock units were exercised into 4,000 shares of common stock at a stated price of $0.0000 per share. In a related tax-withholding transaction, 1,534 shares of common stock at $30.11 per share were withheld by the company to satisfy tax obligations, rather than sold in the open market. After these transactions, Jin directly owned 186,213 shares of Super Micro Computer common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Xiao Jin

(Last) (First) (Middle)
980 ROCK AVE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Corporate VP, Engineering
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/17/2026 M 4,000 A (1) 187,747 D
Common Stock 02/17/2026 F(2) 1,534(2) D $30.11 186,213 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/17/2026 M 4,000 (3) (3) Common Stock 4,000 $0 4,000 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 02/19/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SMCI executive Xiao Jin report in the latest Form 4 filing?

Xiao Jin reported exercising 4,000 restricted stock units into 4,000 shares of Super Micro Computer common stock. A related tax-withholding transaction saw 1,534 shares withheld by the company to cover taxes, leaving Jin with 186,213 directly owned shares.

How many Super Micro Computer (SMCI) RSUs did Xiao Jin vest and convert?

Xiao Jin exercised 4,000 restricted stock units, each representing one share of SMCI common stock. The vested units were settled in shares, increasing direct common stock ownership before tax withholding adjustments recorded in a separate disposition transaction.

Were any of Xiao Jin’s SMCI shares sold on the open market in this Form 4?

The filing shows no open-market sale. Instead, 1,534 SMCI common shares were withheld by the company at $30.11 per share to satisfy tax obligations related to vested restricted stock units, which is characterized as a tax-withholding disposition, not a market trade.

What is Xiao Jin’s direct SMCI share ownership after these Form 4 transactions?

Following the RSU exercise and the tax-withholding share disposition, Xiao Jin directly owns 186,213 shares of Super Micro Computer common stock. This figure reflects the net position after 4,000 shares were acquired and 1,534 shares were withheld for tax purposes.

How do the SMCI restricted stock units reported by Xiao Jin vest over time?

According to the filing, the restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to Xiao Jin’s continued service to Super Micro Computer. Each vested unit is settled in one share of SMCI common stock.

What do the tax-withholding transactions in Xiao Jin’s SMCI Form 4 represent?

The 1,534 SMCI shares reported under code “F” represent shares withheld by the company to satisfy tax withholding and remittance obligations tied to vested RSUs. This transaction is described as exempt from Section 16(b) and is not a traditional market sale.
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19.26B
500.44M
Computer Hardware
Electronic Computers
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United States
SAN JOSE