Super Micro Computer executive receives 420 shares

Available on EDGAR 11/12/2026 - 06:49 PM EST Accepted by SEC EDGAR 11/12/2026 - 06:48 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Super Micro Computer, Inc. Chief Revenue Officer Matthew Thauberger reported the vesting and settlement of 420 restricted stock units into 420 common shares on November 10, 2026. SMCI withheld 214 common shares to meet tax withholding and remittance obligations in the net settlement; the footnote says this was not a market transaction. The reported RSU position following the transaction was 3,000 units.

Insider Trade Summary

420 shares exercised/converted

Exercise 3 txns

Insider Thauberger Matthew

Role Chief Revenue Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	420	$0.00	$0.00
Exercise	Common Stock F1	420	--	--
Tax Withholding	Common Stock F2	214	$27.79	$6K

Holdings After Transaction: Restricted Stock Units — 3,000 units (Direct); Common Stock — 6,693 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. F3. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Key Figures

Restricted stock units settled: 420 units Common shares acquired: 420 shares Shares withheld for tax obligations: 214 shares +2 more

5 metrics

Restricted stock units settled 420 units Vested and settled on November 10, 2026

Common shares acquired 420 shares Settled from restricted stock units on November 10, 2026

Shares withheld for tax obligations 214 shares Net settlement of vested restricted stock units

Price associated with withheld shares $27.79 per share November 10, 2026 transaction

Restricted stock units following transaction 3,000 units Reported after the transaction

Key Terms

restricted stock units, net settlement, tax withholding and remittance obligations, Rule 16b-3(e)

4 terms

restricted stock units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

net settlement financial

"in connection with the net settlement of vested restricted stock units"

tax withholding and remittance obligations financial

"withheld by SMCI to satisfy tax withholding and remittance obligations"

Rule 16b-3(e) regulatory

"Transaction exempt from Section 16(b) pursuant to Rule 16b-3(e)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMCI shares did Matthew Thauberger receive and have withheld?

Thauberger reported that 420 restricted stock units settled into 420 common shares on November 10, 2026, and that SMCI withheld 214 shares for tax withholding and remittance. The reported price associated with the withheld shares was $27.79 per share.

How many SMCI restricted stock units did Matthew Thauberger have after the transaction?

The reported position following the transaction was 3,000 restricted stock units.

When do Matthew Thauberger’s SMCI restricted stock units vest?

Subject to his continued service, the units vest 25% on August 10, 2025, and 1/16th of the total units at the end of each three-month period thereafter. Vested units are settled in SMCI common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thauberger Matthew

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Revenue Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/10/2026		M		420	A	(1)	6,907	D
Common Stock	11/10/2026		F(2)		214	D	$27.79	6,693	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/10/2026		M			420	(3)	(3)	Common Stock	420	$0	3,000	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ Matthew Thauberger	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)