Super Micro Computer: Jin Xiao receives 2,995 shares

Available on EDGAR 11/12/2026 - 05:39 PM EST Accepted by SEC EDGAR 11/12/2026 - 05:38 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) Sr. Corporate VP, Engineering Jin Xiao reported that 2,995 restricted stock units settled into common shares on November 10, 2026. SMCI withheld 1,525 shares to satisfy tax withholding and remittance obligations; both withholding entries list $27.79 per share, and the withholding was not a market transaction. A separate holding entry lists 53 common shares held indirectly by Jin Xiao's spouse after the transactions.

Insider Trade Summary

2,995 shares exercised/converted

Exercise 6 txns

Insider Xiao Jin

Role Sr. Corporate VP, Engineering

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F3	1,970	$0.00	$0.00
Exercise	Restricted Stock Units F1, F4	1,025	$0.00	$0.00
Exercise	Common Stock F1	1,970	--	--
Tax Withholding	Common Stock F2	1,003	$27.79	$28K
Exercise	Common Stock F1	1,025	--	--
Tax Withholding	Common Stock F2	522	$27.79	$15K
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 14,185 units (Direct); Common Stock — 196,056 shares (Direct); Common Stock — 53 shares (Indirect, By Spouse)

Footnotes (4)

1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. F3. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.
4. F4. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Key Figures

Restricted stock units settled: 2,995 units Shares withheld: 1,525 shares Withholding price: $27.79 per share +1 more

4 metrics

Restricted stock units settled 2,995 units Settled into common shares on November 10, 2026.

Shares withheld 1,525 shares Withheld by SMCI for tax withholding and remittance obligations on November 10, 2026.

Withholding price $27.79 per share Listed for both withholding entries on November 10, 2026.

Shares held indirectly by spouse 53 shares Reported after the transactions on November 10, 2026.

Key Terms

restricted stock units, net settlement, Rule 16b-3(e)

3 terms

restricted stock units financial

"Each restricted stock unit represents a contingent right to receive one share of SMCI common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

net settlement financial

"in connection with the net settlement of vested restricted stock units"

Rule 16b-3(e) regulatory

"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(e)"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMCI shares did Jin Xiao receive and have withheld?

On November 10, 2026, 2,995 vested restricted stock units settled into common shares, and SMCI withheld 1,525 shares to satisfy tax withholding and remittance obligations. The withholding was part of the net settlement, not a market transaction.

Why were shares withheld from Jin Xiao's SMCI RSU settlement?

SMCI withheld 1,525 shares to satisfy tax withholding and remittance obligations connected with the net settlement of vested restricted stock units. The two withholding entries each list a price of $27.79 per share.

What vesting terms applied to Jin Xiao's SMCI RSUs?

Both awards were subject to Jin Xiao's continued service. One schedule provided for 25% of the units to vest on May 10, 2024, followed by 1/16 at the end of each three-month period; the other used the same schedule beginning May 10, 2026. Vested units are settled in SMCI common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Xiao Jin

(Last) (First) (Middle)

980 ROCK AVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. Corporate VP, Engineering

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/10/2026		M		1,970	A	(1)	196,556	D
Common Stock	11/10/2026		F(2)		1,003	D	$27.79	195,553	D
Common Stock	11/10/2026		M		1,025	A	(1)	196,578	D
Common Stock	11/10/2026		F(2)		522	D	$27.79	196,056	D
Common Stock								53	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/10/2026		M			1,970	(3)	(3)	Common Stock	1,970	$0	3,940	D
Restricted Stock Units	(1)	11/10/2026		M			1,025	(4)	(4)	Common Stock	1,025	$0	10,245	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

4. Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ Jin Xiao	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)