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  4. [Form 4] Super Micro Computer, Inc. Insider Trading Activity

SMCI insider settles RSUs: 1,840 & 3,670; holds 26,991 shares

Super Micro Computer (SMCI) reported insider activity by its SVP, Operations on 11/10/2025.

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer (SMCI) reported insider activity by its SVP, Operations on 11/10/2025. The executive settled restricted stock units into 1,840 and 3,670 shares of common stock (coded “M”). To cover withholding taxes, the issuer withheld 935 and 1,864 shares at $40.19 each (coded “F”), which the filing states were not market transactions and were exempt under Rule 16b-3(e). Following these transactions, the executive beneficially owned 26,991 shares directly.

The filing notes each RSU represents one share, with vesting schedules tied to continued service and settlement in SMCI common stock.

Positive

  • None.

Negative

  • None.
Insider KAO GEORGE
Role SVP, OPERATIONS
Type Security Shares Price Value
Exercise Restricted Stock Units 1,840 $0.00 $0.00
Exercise Restricted Stock Units 3,670 $0.00 $0.00
Exercise Common Stock 1,840 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 935 $40.19 $38K
Exercise Common Stock 3,670 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 1,864 $40.19 $75K
Holdings After Transaction: Restricted Stock Units — 18,343 contracts (Direct); Common Stock — 26,991 shares (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  2. F2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
  3. F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
  4. F4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

FAQ

What insider activity did SMCI (SMCI) report?
An executive settled RSUs into 1,840 and 3,670 common shares and had shares withheld for taxes on 11/10/2025.

How many SMCI shares does the insider own after these transactions?
The executive beneficially owned 26,991 SMCI common shares directly after the reported transactions.

Were any of the SMCI transactions market sales?
No. The filing states 935 and 1,864 shares were withheld by SMCI to satisfy taxes, not market transactions, and were exempt under Rule 16b-3(e).

What were the tax withholding prices for SMCI shares?
Shares withheld for taxes were valued at $40.19 per share per the filing.

What roles and codes appear in the SMCI Form 4?
The reporting person is SVP, Operations. Codes used include M (RSU settlement) and F (tax withholding).

How do SMCI RSUs convert per the filing?
Each RSU represents a right to receive one share of SMCI common stock upon vesting and settlement, subject to continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KAO GEORGE
(Last) (First) (Middle)
980 ROCK AVENUE
(Street)
SAN JOSE CA 95131
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, OPERATIONS
3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2025 M 1,840 A (1) 26,120 D
Common Stock 11/10/2025 F(2) 935(2) D $40.19 25,185 D
Common Stock 11/10/2025 M 3,670 A (1) 28,855 D
Common Stock 11/10/2025 F(2) 1,864(2) D $40.19 26,991 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 11/10/2025 M 1,840 (3) (3) Common Stock 1,840 $0 7,330 D
Restricted Stock Units (1) 11/10/2025 M 3,670 (4) (4) Common Stock 3,670 $0 11,013 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ George Kao 11/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR