Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Kenneth Cheung, identified on the form as an officer and SVP, Chief Accounting Officer of Super Micro Computer, Inc. (SMCI), reported restricted stock unit activity that settled into common stock on 08/10/2025. The filing shows three separate restricted stock unit settlements for 1,620, 1,250 and 2,115 units that were converted into shares of SMCI common stock and recorded in the Form 4.
The company withheld shares to satisfy tax obligations — specifically 823, 635 and 922 shares at a tax withholding price of $44.6 per share — and the final reported direct beneficial ownership following the reported transactions is 55,857 shares. The filing notes the withheld shares were not market transactions and references Rule 16b-3(e).
Liaw Yih-Shyan Wally, a director of Super Micro Computer, Inc. (SMCI), reported equity-payment activity tied to restricted stock units. On 08/10/2025 two sets of restricted stock units vested and were settled into common shares: 4,380 and 4,370 units, a total of 8,750 shares. The company withheld 2,064 and 2,220 shares, respectively, to satisfy tax remittance obligations at $44.60 per share; those withholdings are described as not market transactions and are exempt under Rule 16b-3(e).
After these events the reporting person holds derivative securities (restricted stock units) totaling 21,880 RSUs. The filing also discloses significant indirect common-stock holdings: 193,770 shares held by the reporting person’s spouse and 14,990,450 shares held in the Liaw Family Trust for the benefit of the reporting person’s children.
George Kao, SVP, Operations and a director at Super Micro Computer, Inc. (SMCI), reported equity activity dated 08/10/2025. A grant/settlement of 1,830 restricted stock units was recorded and 930 shares were withheld to satisfy tax withholding at a reported price of $44.60. After these entries the reporting person’s direct beneficial ownership of SMCI common stock is reported as 21,820 shares. The filing also shows 9,170 restricted stock units remain outstanding and subject to the issuer’s vesting schedule tied to continued service.
Super Micro Computer, Inc. (SMCI) – Form 5 Annual Statement of Changes in Beneficial Ownership (fiscal year ended 05/20/2025)
President, CEO, Director and >10 % shareholder Charles Liang reported an internal, non-market reallocation of common shares between his direct account, a joint account with his spouse and his spouse’s separate account. All transactions are coded “J,” indicating an exempt, non-market transfer under Rule 16a-13 with $0 consideration.
- 26,277,520 shares moved out of Liang’s direct ownership.
- 600,000 shares moved out of the joint account with his spouse.
- 600,000 shares simultaneously added to his spouse’s direct account.
Post-transaction beneficial ownership remains substantial and unchanged in total:
- 40,626,120 shares held directly by Liang.
- 25,677,520 shares held indirectly via the joint account.
- 602,684 shares held indirectly via his spouse.
The aggregate stake of approximately 66.9 million shares is intact, signalling no open-market selling pressure. The filing is mainly administrative, documenting family estate planning or asset allocation rather than a change in economic exposure to SMCI.