Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer (SMCI) executive Kenneth Cheung, SVP and Chief Accounting Officer, reported routine equity transactions. On 11/10/2025, 1,250 shares of common stock were issued upon settlement of restricted stock units (RSUs). In the same event, 635 shares were withheld to satisfy tax obligations at $40.19 per share. Following these transactions, Cheung directly beneficially owned 56,472 shares. The related RSU grant vests 25% on August 10, 2024 and 1/16 each successive calendar quarter thereafter.
Super Micro Computer (SMCI) reported insider activity by its SVP, Operations on 11/10/2025. The executive settled restricted stock units into 1,840 and 3,670 shares of common stock (coded “M”). To cover withholding taxes, the issuer withheld 935 and 1,864 shares at $40.19 each (coded “F”), which the filing states were not market transactions and were exempt under Rule 16b-3(e). Following these transactions, the executive beneficially owned 26,991 shares directly.
The filing notes each RSU represents one share, with vesting schedules tied to continued service and settlement in SMCI common stock.
Super Micro Computer (SMCI) reported an insider transaction on a Form 4. A director and 10% owner had restricted stock units vest on 11/10/2025, resulting in the acquisition of 2,110 shares via code M. To cover taxes, 1,137 shares were withheld by the company at $40.19 per share under code F.
After these transactions, the reporting person beneficially owns 607,399 shares (direct), plus 40,426,120 shares (by spouse) and 25,677,520 shares (by joint account with spouse). The person also holds 12,680 RSUs as derivative securities. The RSUs vest at 25% on May 10, 2024 and 1/16 each quarter thereafter, with vested units settled in SMCI common stock.
Super Micro Computer (SMCI) insider filed a Form 4 reflecting equity settlements tied to previously granted awards. On 11/10/2025, the reporting person’s spouse had 2,110 restricted stock units convert to common shares (code M). To cover taxes, 1,137 shares were withheld at $40.19 per share (code F), described as a tax withholding and not a market sale.
Following these transactions, the spouse holds 607,399 SMCI shares indirectly. The reporting person also shows 40,426,120 shares held directly and 25,677,520 shares held indirectly via a joint account with spouse. The RSUs vest 25% on May 10, 2024 and 1/16 each quarter thereafter, subject to continued service.
Super Micro Computer (SMCI) reported Q1 FY2026 results with net sales of $5,017.8 million, down from $5,937.3 million a year ago. Gross profit was $467.4 million versus $775.6 million, and net income was $168.3 million compared with $424.3 million. Diluted EPS was $0.26, down from $0.67.
Operating cash flow was $(917.5) million as inventories rose to $5,730.0 million from $4,680.4 million, while cash and equivalents ended at $4,199.3 million. Current deferred revenue increased to $597.3 million from $368.7 million, with non‑current deferred revenue at $430.7 million. Interest expense rose to $24.9 million, partly reflecting three series of convertible notes with a combined carrying value of $4,649.9 million.
Sales mix shifted geographically: the United States contributed 36.6% of revenue, while Malaysia and Indonesia accounted for 22.2% and 11.5%, respectively. The company recorded $36.2 million in excess and obsolete inventory write‑downs and a $12.0 million impairment on non‑marketable securities. SMCI also established an uncommitted $1,790.0 million Receivables Purchase Agreement; no receivables had been sold as of September 30, 2025.
Super Micro Computer (SMCI) furnished a press release announcing financial results for the quarter ended September 30, 2025. The press release, titled “Supermicro Announces First Quarter Fiscal Year 2026 Financial Results,” is dated November 4, 2025 and is attached as Exhibit 99.1.
The information was furnished and is not deemed filed under the Exchange Act, and it is not incorporated by reference unless expressly stated.
Super Micro Computer, Inc. (SMCI) reported insider activity by SVP & Chief Financial Officer David E. Weigand. On 10/30/2025, 13,000 shares of common stock were acquired upon the vesting and settlement of restricted stock units (transaction code M). To cover taxes, 6,602 shares were withheld at $50.37 per share (code F), which the filing notes was not a market transaction. After these transactions, Weigand directly beneficially owned 106,586 shares. The filing states the RSUs fully vested on October 30, 2025 and were settled in shares.
Super Micro Computer (SMCI) insider reported equity settlement activity. On October 30, 2025, 6,000 restricted stock units vested and were settled into an equal number of common shares (Code M). To cover taxes, 3,231 shares were withheld by the company at $50.37 per share (Code F), which the filing notes is not a market transaction. Following these transactions, the reporting person held 606,426 shares directly, plus 40,426,120 shares indirectly by spouse and 25,677,520 indirectly by joint account with spouse.
Super Micro Computer (SMCI) executive reported routine equity settlement activity. On 10/30/2025, the SVP, Worldwide Sales acquired 6,000 shares of common stock upon vesting of restricted stock units, then had 3,047 shares withheld by the company to cover taxes at $50.37 per share, which the filing notes was not a market transaction and is exempt under Rule 16b-3(e). Following these transactions, the reporting person directly holds 45,532 shares.
Super Micro Computer (SMCI) insider activity: On 10/30/2025, the company’s SVP, Operations reported the vesting and settlement of restricted stock units and related tax withholding. The executive acquired 5,000 shares of common stock via RSU settlement (code M), then 2,540 shares were withheld by the company to satisfy taxes at a price of $50.37 per share (code F), which the filing notes was not a market transaction. Following these transactions, the executive directly owned 24,280 shares. The RSUs represented a right to one share each and fully vested on October 30, 2025; after settlement, zero derivative (RSU) units remained.