Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer SVP Don W. Clegg reported compensation-related equity activity. On May 8, 2026, he received grants of 5,598 Restricted Stock Units and 12,440 employee stock options with a $35.37 exercise price, each vesting over time subject to continued service. On May 10, 2026, he exercised previously granted RSUs into 2,310 common shares, and 829 shares were withheld by the company to cover tax obligations, which the footnotes state are not market transactions.
Super Micro Computer, Inc. senior corporate VP of engineering Xiao Jin reported routine equity compensation activity involving restricted stock units and related tax withholding. On May 10, 2026, Jin exercised restricted stock units that delivered 4,098 and 1,970 shares of common stock, classified as derivative exercises. In connection with the net settlement of vested units, the company withheld 1,471 and 707 shares at $35.37 per share to satisfy tax obligations; the filing states these are not market transactions and are exempt under Rule 16b-3(e). After these transactions, Jin directly held 187,476 shares of common stock and indirectly held 53 shares through a spouse, and continued to hold restricted stock units that vest over time, subject to continued service.
Super Micro Computer, Inc. director and 10% owner Liu Liang Chiu-Chu Sara reported routine equity award activity involving restricted stock units (RSUs) on Common Stock. On May 10, 2026, she exercised RSUs to acquire 4,098 and 2,120 shares of Common Stock, for a total of 6,218 shares.
To cover tax obligations on vested RSUs, 2,211 and 1,144 shares of Common Stock were withheld at a price of $35.37 per share, which the footnotes state is not a market transaction and is exempt under Rule 16b-3(e). After these transactions, she directly held 633,643 shares of Common Stock.
The filing also reports substantial indirect holdings, including 25,672,520 shares held by a joint account with her spouse and 40,426,120 shares held by her spouse, in addition to the direct position.
Super Micro Computer, Inc. President and CEO Charles Liang reported routine equity compensation activity and updated holdings. On May 10, 2026, his spouse’s restricted stock units converted into 6,218 shares of common stock, and 3,355 shares were withheld at $35.37 per share to cover tax obligations, which the company notes was not a market transaction.
Following these events, Liang reports 40,426,120 shares of common stock held directly and 25,672,520 shares held through a joint account with his spouse. Indirect holdings through his spouse also include several hundred thousand shares of common stock and remaining restricted stock units that continue to vest over time.
Super Micro Computer, Inc. SVP and Chief Accounting Officer Kenneth Cheung reported the vesting and conversion of 1,250 restricted stock units into common stock on May 10, 2026. Some shares were withheld to cover tax obligations rather than sold in the market. Following these transactions, he directly holds 59,331 shares of common stock.
Super Micro Computer, Inc. reported very strong growth for the quarter ended March 31, 2026. Net sales jumped to $10.24 billion from $4.60 billion a year earlier, driven largely by U.S. customers, which represented 68.7% of total revenue. Quarterly net income rose to $483.4 million from $108.8 million, with diluted EPS increasing to $0.72.
For the first nine months of fiscal 2026, net sales reached $27.94 billion versus $16.22 billion, and net income grew to $1.05 billion from $853.7 million. The company is investing heavily in growth, with inventories rising to $11.10 billion and accounts receivable to $8.41 billion, contributing to $7.56 billion of net cash used in operating activities over nine months.
To support this expansion, Super Micro significantly increased borrowings, ending the quarter with $4.11 billion in lines of credit and term loans and $4.66 billion in convertible notes, while cash and cash equivalents declined to $1.29 billion. The company also entered into a $1.79 billion receivables purchase program and added large new revolving credit facilities, indicating an aggressive balance of rapid growth and higher leverage.
Super Micro Computer, Inc. reported very strong growth for Q3 fiscal 2026, but with heavy working-capital strain. Net sales reached $10.2 billion, up from $4.6 billion in Q3 2025, while GAAP gross margin was 9.9%. GAAP net income rose to $483 million, with diluted EPS of $0.72 versus $0.17 a year earlier; non‑GAAP diluted EPS increased to $0.84 from $0.31.
For the nine months ended March 31, 2026, net sales were $27.9 billion and net income was $1.05 billion. However, operating activities used $7.56 billion of cash, largely reflecting higher accounts receivable and inventories, and cash and cash equivalents declined to $1.29 billion as total bank debt and convertible notes reached $8.8 billion.
The company expects Q4 2026 net sales between $11.0 billion and $12.5 billion, GAAP diluted EPS of $0.53–$0.67 and non‑GAAP diluted EPS of $0.65–$0.79, and full‑year fiscal 2026 net sales of $38.9–$40.4 billion. The board is conducting an independent review of certain transactions in connection with export‑control issues, and all figures are described as preliminary unaudited results.
Vanguard Capital Management reported beneficial ownership of 37,930,655 shares of Super Micro Computer Inc common stock, representing 6.31% of the class as disclosed on the Schedule 13G. The filing shows sole voting power over 5,035,660 shares and sole dispositive power over 37,930,655 shares. The disclosure notes these holdings include positions held for Vanguard funds and managed accounts.
Super Micro Computer, Inc. reports that stockholders approved an amended and restated 2020 Equity and Incentive Compensation Plan at the April 15, 2026 annual meeting. The plan now covers a total of 118,000,000 shares of common stock, including 103,000,000 shares previously approved and 15,000,000 additional shares newly approved at the meeting.
The plan allows the Compensation Committee to grant a broad range of cash and equity awards to directors, officers, employees, consultants and other service providers, and no grants will be made under it on or after April 15, 2036. Stockholder approval also increased by 15,000,000 the limit on shares that may be issued upon exercise of incentive stock options and clarified that the committee may determine tax withholding methods for each award.
Stockholders elected Charles Liang, Tally Liu and Sherman Tuan as Class I directors to serve until the annual meeting following fiscal year 2028, approved a non-binding advisory vote on executive compensation, and ratified the appointment of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending June 30, 2026.