Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. (SMCI) director Liaw Yih‑Shyan Wally received a grant of 6,800 restricted stock units on February 7, 2026. The RSUs carry a stated price of $0 per unit and each unit represents a right to receive one share of SMCI common stock.
These RSUs vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to his continued service to SMCI, and vested units are settled in SMCI shares. Following this grant, he directly holds 6,800 RSUs and 86,398 shares of common stock, and indirectly 15,184,220 shares through the Liaw Family Trust for the benefit of his children, which now includes 193,770 shares previously reported as separately held by his spouse.
Super Micro Computer, Inc. reported very strong growth for the quarter ended December 31, 2025, with net sales of $12.68 billion, up from $5.68 billion a year earlier, and net income of $400.6 million versus $320.6 million.
For the first six months, net income was $568.8 million compared with $744.9 million in the prior year period, as higher costs and inventory write-downs weighed on results. Operating cash flow turned negative at $(941.4) million, driven by a sharp increase in accounts receivable to $11.00 billion and inventories to $10.60 billion.
Total assets rose to $28.0 billion and stockholders’ equity to $6.99 billion, while liabilities reached $21.01 billion, including $4.65 billion of convertible notes and $223.2 million of bank lines and term loans. Sales are highly concentrated, with Customer A representing 62.6% of quarterly net sales and 71.6% of accounts receivable, and 86.2% of quarterly revenue coming from the United States.
Super Micro Computer, Inc. furnished an 8-K to share that it has announced financial results for its second quarter of fiscal year 2026, covering the quarter ended December 31, 2025.
The detailed numbers and commentary are provided in a press release dated February 3, 2026, which is attached to the filing as Exhibit 99.1 and incorporated by reference.
Super Micro Computer, Inc. director Tally C Liu reported the vesting and settlement of equity awards tied to board service. On January 29, 2026, 747 restricted stock units fully vested and were settled into 747 shares of SMCI common stock at an exercise price of $0 per share.
Following this transaction, Liu directly owned 286,047 shares of SMCI common stock. The filing notes that each restricted stock unit represented a right to receive one share, and that the grant related to Liu’s service as lead independent director, with all units vesting on January 29, 2026.
Super Micro Computer, Inc. entered into Amendment No. 1 to its existing Credit Agreement with JPMorgan Chase Bank and other lenders. The amendment primarily makes two targeted changes to the loan terms.
First, it corrects all references to the company’s fiscal year-end in the Credit Agreement, changing them from December 31 to June 30, and updates related representations to use June 30 as the fiscal year-end date. Second, it lowers the initial Applicable Margin on loans for the period immediately after the Closing Date through the third business day following delivery of the first post-closing Compliance Certificate, reducing pricing from Level III to Level I. This cuts the margin on Term Benchmark Loans from 1.75% per annum to 1.25% per annum, and on Base Rate Loans from 0.75% per annum to 0.25% per annum for that initial period. All other provisions of the Credit Agreement remain in effect.
Super Micro Computer, Inc. disclosed that its Taiwan subsidiary entered into a new Credit Agreement providing two revolving credit facilities totaling $710,000,000 (Facility A1 of $350,000,000 and Facility A2 of $360,000,000), with an option to increase total commitments up to $2,000,000,000. The loans are primarily for procuring components and raw materials, with detailed utilization rules tied to underlying invoices and purchase orders.
The Company guarantees the facilities and provides collateral including a second lien on its Bade District facility in Taiwan, a security interest in all receivables, and pledged term deposits up to $2,400,000,000. Interest is based on TAIFX3 or Term SOFR plus a margin for USD loans, or TAIBOR plus a margin for NTD loans, with additional commitment and prepayment fees. The facilities have an initial one-year maturity from first use, with up to two one-year extensions. The Company also scheduled its next virtual Annual Meeting of Stockholders for April 15, 2026, with a record date of February 17, 2026 and a stockholder proposal and nomination deadline of February 5, 2026.
Super Micro Computer, Inc. senior executive Jin Xiao filed an initial ownership report showing equity holdings in the company. As of this filing, Xiao beneficially owns 182,589 shares of Super Micro common stock directly and 53 shares indirectly through a spouse. The filing also lists several employee stock options and restricted stock units covering additional shares of common stock, with option exercise prices of $2.24, $3.85, $9.33, and $45.32 and expiration dates ranging from April 2029 to June 2035. These options and units generally vest over time, typically with 25% vesting after one year or a specified date and the remainder in equal quarterly installments, and vested units are settled in shares of Super Micro common stock.
Super Micro Computer, Inc. (SMCI) senior vice president of operations reported option exercises and a share sale. On November 24, 2025, the officer exercised employee stock options to acquire 48,750 shares of common stock at an exercise price of $7.663 per share and another 8,154 shares at an exercise price of $24.52 per share. On the same day, the officer sold 56,904 shares of common stock at a weighted average price of $32.8311 per share, with individual sale prices ranging from $32.830 to $32.845. Following these transactions, the officer directly beneficially owned 134,691 shares of common stock, along with 16,250 and 24,475 remaining employee stock options with expiration dates in 2032 and 2034, subject to the vesting schedules described.
Super Micro Computer, Inc. (SMCI) reported a Form 4 for its SVP, Operations, showing the exercise of employee stock options and an increase in directly owned shares. On 11/13/2025, the officer exercised stock options for 15,600, 12,100, and 80,000 shares of common stock at exercise prices of $2.037, $2.374, and $2.695 per share, respectively, coded as "M" transactions. Following these transactions, the officer beneficially owns 134,691 shares of common stock directly. The filing notes that one option grant had been equitably adjusted for Super Micro’s ten-for-one forward stock split effective on September 30, 2024, and that the reported stock options are fully vested and exercisable.
Super Micro Computer (SMCI) executive Kenneth Cheung, SVP and Chief Accounting Officer, reported routine equity transactions. On 11/10/2025, 1,250 shares of common stock were issued upon settlement of restricted stock units (RSUs). In the same event, 635 shares were withheld to satisfy tax obligations at $40.19 per share. Following these transactions, Cheung directly beneficially owned 56,472 shares. The related RSU grant vests 25% on August 10, 2024 and 1/16 each successive calendar quarter thereafter.