Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Super Micro Computer, Inc. (NASDAQ: SMCI) provides access to the company’s official U.S. Securities and Exchange Commission disclosures. These documents offer detailed information on financial results, financing activities, and material agreements that shape the company’s position as a Total IT Solution Provider for AI, cloud, storage, and 5G/edge infrastructure.
Recent Form 8-K filings from Supermicro include announcements of quarterly and annual financial results, business updates, and capital markets transactions. Examples include reports on financial results for specific fiscal quarters and years, a proposed offering of convertible senior notes, a receivables purchase agreement for certain accounts receivable, and a revolving credit facility with a syndicate of lenders. These filings outline key terms, purposes, and conditions of such arrangements.
On this page, you can also track how SMCI’s common stock, with a par value of $0.001 per share, is registered on the NASDAQ Global Select Market under the symbol SMCI, as disclosed in its SEC documents. Over time, additional filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and further 8-K current reports provide insight into Supermicro’s financial condition, risk factors, and operational updates.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping users quickly understand items like earnings releases, new credit facilities, or securities offerings. Real-time updates from EDGAR, combined with structured access to forms such as 10-K, 10-Q, and 8-K, allow investors and analysts to review Supermicro’s regulatory history and ongoing disclosure record in a single location.
George Kao, SVP, Operations of Super Micro Computer, Inc. (SMCI), reported option exercise and a contemporaneous sale on 08/22/2025. He exercised an employee stock option to acquire 40,000 shares at an exercise price of $2.695 per share and immediately sold 40,000 shares in multiple transactions at a weighted average price of $43.88 per share. Following the exercise, the filing reports 61,820 shares beneficially owned, and after the sale it reports 21,820 shares beneficially owned. The derivative table shows 80,000 employee stock options remain beneficially owned and are exercisable with an expiration noted as 08/02/2027 for the reported option. The filing discloses the sale prices ranged from $43.86 to $43.92 and that the reported option was fully vested and exercisable.
Insider sale notice: A Form 144 filed for Super Micro Computer, Inc. (SMCI) shows an intended sale of 40,000 common shares acquired by stock option exercise on 08/22/2025 and to be sold the same date through Morgan Stanley Smith Barney LLC on the NASDAQ. The filing reports an aggregate market value of $1,755,324.00 and total shares outstanding of 596,817,646. The filer states there were no securities sold in the prior three months for the account and affirms no undisclosed material information.
Angel Scott, identified as a director of Super Micro Computer, Inc. (SMCI), reported changes in beneficial ownership effective 08/08/2025. The filing shows a disposition of 1,672 shares of SMCI common stock and the grant of 5,383 restricted stock units (RSUs) tied to service in fiscal 2026. Each RSU represents a contingent right to one share and vested RSUs are settled in common stock.
The RSUs are scheduled to fully vest on June 30, 2026, with pro rata vesting if the reporting person’s service ends earlier. The report was submitted as a Form 4 by a single reporting person and signed by an attorney-in-fact.
Judy L. Lin, a director of Super Micro Computer, Inc. (SMCI), reported a disposition of 54,940 shares of common stock and a concurrent grant of 5,383 restricted stock units (RSUs) on 08/08/2025. Each RSU represents a contingent right to one share and the grant was made for service to be provided in fiscal 2026. The RSUs will fully vest on June 30, 2026, with pro rata vesting if the reporting person’s service ends earlier, and vested RSUs are settled in shares of SMCI common stock. The filing identifies the reporting person as a director and shows the RSUs held directly.
Blair Robert L, a director of Super Micro Computer, Inc. (SMCI), reported a disposal of 1,580 shares and a grant of 5,383 restricted stock units (RSUs) on 08/08/2025. The RSUs represent a contingent right to receive one share each and were granted for service to be provided in fiscal 2026. The RSUs will fully vest on June 30, 2026, with pro rata vesting if service ends earlier, and vested RSUs will be settled in shares of SMCI common stock. The Form 4 was filed by one reporting person and shows the ownership form as direct for the reported holdings.
LIU TALLY C, a director of Super Micro Computer, Inc. (SMCI), reported a notable change in holdings on 08/08/2025. The filing shows a disposal of 285,300 shares of SMCI common stock and simultaneous grants consisting of 2,691 restricted stock units (RSUs) and 4,524 stock options. The RSUs represent contingent rights to receive one share each and will fully vest on June 30, 2026, with pro rata vesting if service ends earlier; vested RSUs settle in shares. The stock options carry an exercise price listed as $44.60, were granted for service in fiscal 2026, will fully vest and become exercisable on June 30, 2026, and include an expiration date shown as 08/08/2030.
The report identifies the reporting person as a director and discloses both a large disposition and new equity awards tied to future service, providing transparent detail on the timing, quantities, and vesting conditions of the awards.
Tuan Sherman, a director of Super Micro Computer, Inc. (SMCI), reported a sale of 255,786 common shares and the grant of 9,048 stock options on 08/08/2025. The options carry a stated exercise price of $44.6 and were granted for service in fiscal 2026. Per the filing, the options will fully vest and become exercisable on June 30, 2026, with pro rata vesting if the reporting person’s service ends earlier. The options cover 9,048 underlying common shares if exercised. The Form 4 discloses the disposition and the compensatory option award but does not provide reasons for the sale.
Susan Mogensen, a director of Super Micro Computer, Inc. (SMCI), reported changes in her beneficial ownership effective 08/08/2025. On that date she disposed of 3,280 shares of SMCI common stock and was granted 5,383 restricted stock units (RSUs).
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. The RSUs were granted for service in fiscal 2026, will fully vest on June 30, 2026 (with pro rata vesting if her service ends earlier), and vested units are settled in shares. The RSU grant shows a $0 price, indicating an award rather than a purchase.
Liang Charles, identified as a director, 10% owner and President & CEO of Super Micro Computer, Inc. (SMCI), reported changes in beneficial ownership on Form 4. The filing records a reported disposition of 40,426,120 shares and an indirect beneficial holding of 25,677,520 shares via a joint account with a spouse. It also shows awards to the reporting person’s spouse including 16,392 restricted stock units (RSUs) acquired and 2,110 RSUs reported, plus an employee stock option for 36,428 shares with an exercise price of $49.06 and an expiration date of 08/08/2030. The filing discloses that 1,137 shares were withheld to satisfy tax withholding at $44.60 and were not market sales. RSU and option vesting schedules are tied to continued service, with staged vesting dates and quarterly vesting thereafter.
Liu Liang Chiu-Chu Sara, a director and reported 10% owner of Super Micro Computer (SMCI), disclosed equity awards and related transactions. The report shows 16,392 restricted stock units granted/vested on 08/08/2025 and an additional 2,110 restricted stock units on 08/10/2025, of which 1,137 shares were withheld to satisfy tax withholding at $44.60 per share. The filing also shows an employee stock option covering 36,428 shares granted on 08/08/2025 with an exercise price of $49.06, exercisable beginning 05/09/2026 and expiring 08/08/2030. Following these transactions, the reporting person directly beneficially owns 603,657 shares; the report further discloses indirect holdings of 40,426,120 shares by spouse and 25,677,520 shares in a joint account with spouse.