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[Form 4] Super Micro Computer, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Judy L. Lin, a director of Super Micro Computer, Inc. (SMCI), reported a disposition of 54,940 shares of common stock and a concurrent grant of 5,383 restricted stock units (RSUs) on 08/08/2025. Each RSU represents a contingent right to one share and the grant was made for service to be provided in fiscal 2026. The RSUs will fully vest on June 30, 2026, with pro rata vesting if the reporting person’s service ends earlier, and vested RSUs are settled in shares of SMCI common stock. The filing identifies the reporting person as a director and shows the RSUs held directly.

Positive
  • Grant of 5,383 RSUs explicitly tied to service in fiscal 2026
  • RSUs fully vest on June 30, 2026 with pro rata vesting if service ends earlier
  • Vested RSUs settle in SMCI common stock, clarifying economic settlement
Negative
  • Disposition of 54,940 shares by a company director
  • Filing does not disclose the number of shares beneficially owned after the sale, so net insider position is indeterminate

Insights

TL;DR: Director disposed of 54,940 shares and received 5,383 service-based RSUs; transaction details are disclosed but post-sale ownership is not shown.

The filing records a sizable non-derivative sale of 54,940 shares and the grant of 5,383 RSUs exercisable into common stock. The RSUs are explicitly tied to service in fiscal 2026 and vest in full on June 30, 2026 with pro rata vesting if service ends earlier. The document does not state the number of shares beneficially owned after the sale, so net insider ownership cannot be determined from this filing alone.

TL;DR: This appears as a routine reporting of an insider sale plus a service-based equity grant with a defined vesting schedule.

The report identifies Judy L. Lin as a director and discloses both a sale and a compensation-related RSU grant. The RSU grant conditions and vesting timeline are clearly stated: full vesting on June 30, 2026 and pro rata vesting if service terminates earlier. No other governance actions, departures, or amendments are included in the filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lin Judy L.

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 54,940 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/08/2025 A 5,383 (2) (2) Common Stock 5,383 $0 5,383 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2026. The total number of restricted stock units will fully vest on June 30, 2026; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2026, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2025 to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.
Remarks:
/s/ David E. Weigand, Attorney-In-Fact 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SMCI director Judy L. Lin report on 08/08/2025?

The filing shows a disposition of 54,940 shares and a grant of 5,383 RSUs on 08/08/2025.

How many restricted stock units were granted to Judy L. Lin and when do they vest?

She was granted 5,383 RSUs that fully vest on June 30, 2026, with pro rata vesting if her service ends earlier.

Do the RSUs convert to common stock?

Yes. Each RSU represents a contingent right to one share and vested RSUs are settled in SMCI common stock.

What is Judy L. Lin's relationship to SMCI?

The filing identifies Judy L. Lin as a director of Super Micro Computer, Inc.

Can I determine Lin's total beneficial ownership after the transactions from this filing?

No. The filing lists the sale and the RSU grant but does not state the number of shares beneficially owned following the sale.
Super Micro Computer Inc

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Computer Hardware
Electronic Computers
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United States
SAN JOSE