Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. senior executive Xiao Jin filed an amended Form 4 to correct previously reported holdings. The amendment adds indirect ownership of 53 shares of common stock held by the reporting person's spouse, which were inadvertently omitted from the original filing. This update reflects a change in reported ownership only, not a new stock transaction.
Super Micro Computer, Inc. President and CEO Charles Liang reported that a spouse account exercised employee stock options to acquire 20,980 shares of common stock on February 27, 2026 at $4.235 per share. After these indirect transactions, the spouse-held account owned 630,780 shares of common stock.
Super Micro Computer, Inc. director and ten percent owner Liu Liang Chiu-Chu Sara exercised employee stock options into 20,980 shares of common stock on February 27, 2026. The options converted at an exercise price of $4.235 per share, increasing her directly held common stock to 630,780 shares. Additional indirect holdings include 40,426,120 shares held by her spouse and 25,672,520 shares held through a joint account with her spouse. Footnotes note that the option grant, originally issued on April 27, 2021, was fully vested and had been adjusted for a ten-for-one forward stock split effective September 30, 2024.
Super Micro Computer, Inc. is asking stockholders to vote at a virtual annual meeting on April 15, 2026. Investors of record on February 17, 2026 can elect three Class I directors, approve a non-binding say‑on‑pay vote, ratify BDO USA as auditor for fiscal 2026, and approve further amendments to the 2020 Equity and Incentive Compensation Plan. The proxy describes a nine‑member classified board, with six independent directors and a lead independent director. It highlights heavy performance‑based pay for the CEO, whose salary is $1 and whose compensation centers on two large option awards tied to multi‑year stock price and revenue goals, including a 2023 award for up to 5,000,000 shares at a $45 exercise price. All five revenue milestones under that 2023 award, up to $21.0 billion over four consecutive quarters, have been met and four of five stock price goals have vested tranches. The filing also details ownership, with founders Charles Liang and Sara Liu beneficially owning 13.4% of shares and major institutional holders like The Vanguard Group and BlackRock disclosed.
Super Micro Computer, Inc. director Wally Liaw reported RSU vesting and related share movements. On February 17, 2026, 3,400 restricted stock units converted into 3,400 shares of common stock at no exercise price, increasing his directly held common shares to 95,712.
Of those shares, 1,220 common shares were disposed of at $30.11 per share to cover tax withholding obligations, a non-market transaction, leaving 94,492 shares held directly. In addition, 15,184,220 common shares are held indirectly through the Liaw Family Trust for the benefit of his children, where he and his spouse serve as trustees.
Super Micro Computer SVP and Chief Accounting Officer Kenneth Cheung reported equity award activity involving restricted stock units and common stock. On February 17, 2026, he exercised or converted 2,250 restricted stock units, each representing a right to receive one share of SMCI common stock, into 2,250 common shares at a stated price of $0.00 per share.
On the same date, 927 common shares were disposed of at $30.11 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units, which is described as not a market transaction. Following these transactions, Cheung directly held 58,530 shares of SMCI common stock. The filing also notes that certain restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to continued service, with vested units settled in SMCI shares.
Super Micro Computer, Inc. director and 10% owner Liu Liang Chiu-Chu Sara reported equity compensation activity tied to restricted stock units in SMCI. She exercised or converted derivative awards into 3,650 restricted stock units, each representing one share of common stock, and into 3,650 shares of common stock at a stated price of $0 per share. To cover tax obligations, 2,108 common shares were disposed of at $30.11 per share through shares withheld by SMCI, which the filing notes was not a market transaction but a tax-withholding remittance. After these transactions, she held 609,800 common shares directly, plus indirect holdings of 40,426,120 common shares by spouse and 25,672,520 common shares in a joint account with spouse. The restricted stock units are scheduled to vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to continued service, and will be settled in SMCI common stock.
Super Micro Computer, Inc. President and CEO Charles Liang reported indirect equity changes tied to his spouse’s compensation. On February 17, 2026, 3,650 restricted stock units were exercised into an equal number of common shares held by his spouse. To cover tax obligations on this vesting, 2,108 common shares were withheld at a price of $30.11 per share, which the filing notes was not a market sale. After these transactions, his spouse indirectly held 609,800 common shares, while separate lines show 40,426,120 shares held directly and 25,672,520 shares held through a joint account with his spouse.
Super Micro Computer, Inc. SVP Worldwide Sales Don W. Clegg reported equity award activity involving restricted stock units (RSUs) and common shares. On February 17, 2026, he acquired 1,750 RSUs, each representing a right to one SMCI common share.
He also acquired 1,750 shares of common stock through an exercise or conversion of derivative securities, bringing his direct common stock holdings to 49,059 shares afterward. In a separate transaction that same day, 716 common shares were disposed of at $30.11 per share to satisfy tax withholding obligations, which the company notes was not a market transaction.
According to the award terms, the RSUs are scheduled to vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to Clegg’s continued service, with vested units settled in SMCI common stock.