Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Liang Charles, identified as a director, 10% owner and President & CEO of Super Micro Computer, Inc. (SMCI), reported changes in beneficial ownership on Form 4. The filing records a reported disposition of 40,426,120 shares and an indirect beneficial holding of 25,677,520 shares via a joint account with a spouse. It also shows awards to the reporting person’s spouse including 16,392 restricted stock units (RSUs) acquired and 2,110 RSUs reported, plus an employee stock option for 36,428 shares with an exercise price of $49.06 and an expiration date of 08/08/2030. The filing discloses that 1,137 shares were withheld to satisfy tax withholding at $44.60 and were not market sales. RSU and option vesting schedules are tied to continued service, with staged vesting dates and quarterly vesting thereafter.
Liu Liang Chiu-Chu Sara, a director and reported 10% owner of Super Micro Computer (SMCI), disclosed equity awards and related transactions. The report shows 16,392 restricted stock units granted/vested on 08/08/2025 and an additional 2,110 restricted stock units on 08/10/2025, of which 1,137 shares were withheld to satisfy tax withholding at $44.60 per share. The filing also shows an employee stock option covering 36,428 shares granted on 08/08/2025 with an exercise price of $49.06, exercisable beginning 05/09/2026 and expiring 08/08/2030. Following these transactions, the reporting person directly beneficially owns 603,657 shares; the report further discloses indirect holdings of 40,426,120 shares by spouse and 25,677,520 shares in a joint account with spouse.
Don W. Clegg, SVP Worldwide Sales, reported equity transactions in Super Micro Computer, Inc. (SMCI) on 08/10/2025. Restricted stock units representing a total of 2,300 shares vested in two tranches of 1,020 and 1,280 units. To satisfy tax withholding obligations the company withheld 518 and 650 shares at $44.60 per share (1,168 shares withheld in total). The filing lists beneficial common stock balances in the low 42,000s after the transactions (reported values range approximately 41,949 to 43,229). Table II shows contingent rights to receive additional shares via RSUs, with post-transaction derivative/RSU balances reported as 3,060 and 14,170. The RSUs vest under service-based schedules with an initial 25% vesting event and subsequent quarterly vesting of 1/16th.
Insider filing summary: Super Micro Computer CFO David E. Weigand reported vesting and net settlement activity on 08/10/2025. A total of 4,150 restricted stock units (RSUs) vested (2,670 and 1,480 units). To satisfy tax withholding obligations, the company withheld 2,108 shares (1,356 and 752) at a share price of $44.60 per withheld share. The filing lists resulting beneficial ownership figures in the range of 99,460 to 100,940 shares across reported lines. The RSUs each represent a contingent right to receive one share and vest according to the schedules described (25% on May 10 of the stated year and 1/16th at each successive quarter thereafter).
The Form 4 was signed on 08/12/2025. The filing notes the withholding transactions were for tax remittance and were exempt from Section 16(b) under Rule 16b-3(e), per the explanatory text supplied.
Kenneth Cheung, identified on the form as an officer and SVP, Chief Accounting Officer of Super Micro Computer, Inc. (SMCI), reported restricted stock unit activity that settled into common stock on 08/10/2025. The filing shows three separate restricted stock unit settlements for 1,620, 1,250 and 2,115 units that were converted into shares of SMCI common stock and recorded in the Form 4.
The company withheld shares to satisfy tax obligations — specifically 823, 635 and 922 shares at a tax withholding price of $44.6 per share — and the final reported direct beneficial ownership following the reported transactions is 55,857 shares. The filing notes the withheld shares were not market transactions and references Rule 16b-3(e).
Liaw Yih-Shyan Wally, a director of Super Micro Computer, Inc. (SMCI), reported equity-payment activity tied to restricted stock units. On 08/10/2025 two sets of restricted stock units vested and were settled into common shares: 4,380 and 4,370 units, a total of 8,750 shares. The company withheld 2,064 and 2,220 shares, respectively, to satisfy tax remittance obligations at $44.60 per share; those withholdings are described as not market transactions and are exempt under Rule 16b-3(e).
After these events the reporting person holds derivative securities (restricted stock units) totaling 21,880 RSUs. The filing also discloses significant indirect common-stock holdings: 193,770 shares held by the reporting person’s spouse and 14,990,450 shares held in the Liaw Family Trust for the benefit of the reporting person’s children.
George Kao, SVP, Operations and a director at Super Micro Computer, Inc. (SMCI), reported equity activity dated 08/10/2025. A grant/settlement of 1,830 restricted stock units was recorded and 930 shares were withheld to satisfy tax withholding at a reported price of $44.60. After these entries the reporting person’s direct beneficial ownership of SMCI common stock is reported as 21,820 shares. The filing also shows 9,170 restricted stock units remain outstanding and subject to the issuer’s vesting schedule tied to continued service.