Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Super Micro Computer, Inc. (SMCI) – Form 4 insider filing
President & CEO Charles Liang reported routine changes in indirect holdings through his spouse on 1 July 2025:
- RSU vesting (Code “M”): 820 and 510 restricted stock units converted into the same number of common shares (total 1,330 shares).
- Shares withheld for taxes (Code “F”): 442 and 275 shares sold at $47.20 per share (total 717 shares; ≈ $33.8 k).
- Post-transaction holdings: Liang still owns 66,903,640 shares directly; spouse now holds 2,891, 2,449, 2,959, and 2,684 shares in various lots plus 3,190 RSUs outstanding.
The transactions stem from scheduled RSU vesting and associated tax withholding following the company’s 10-for-1 forward split effective 30 Sep 2024. The volumes are immaterial relative to Liang’s ~66.9 million-share stake and do not alter insider control.
Super Micro Computer, Inc. (SMCI) – Form 4 insider transaction filed 07/02/2025
Chief Financial Officer David E. Weigand reported multiple transactions dated 07/01/2025 related to the vesting of previously granted Restricted Stock Units (RSUs) that were adjusted for SMCI’s 10-for-1 stock split effective 09/30/2024.
- Conversions (Code M): 18,571 RSUs were converted into an equal number of common shares in four tranches (9,380; 5,120; 1,080; 2,991).
- Tax withholding sales (Code F): 9,024 shares were automatically withheld/sold at $47.20 per share to satisfy statutory tax obligations.
- Net result: The reporting person’s direct common-stock holdings increased by ≈9,547 shares, bringing total direct ownership to ≈98,146 shares after the transactions.
- Weigand continues to hold unvested RSUs totaling 9,380; 5,120; 1,080; 2,991 units under three separate grant schedules that vest annually on 1 July 2023-2028, subject to continued service.
No open-market purchases or discretionary sales were reported; all transactions stem from programmed equity-compensation events. The filing does not contain operational or financial-performance data and is therefore routine from a corporate-governance perspective.
Form 4 overview – Super Micro Computer, Inc. (SMCI)
On 07/01/2025, Don W. Clegg, the company’s Senior Vice President of Worldwide Sales, reported a series of routine equity transactions linked to previously granted restricted stock units (RSUs). Key points:
- RSU vesting & exercises (Code “M”): Four tranches of RSUs were converted into a total of 11,305 common shares (7,960 + 800 + 660 + 1,885).
- Shares withheld for taxes (Code “F”): 5,163 shares were automatically surrendered at $47.20 per share to satisfy statutory tax-withholding obligations.
- Net change in ownership: After the transactions, Clegg’s direct holdings increased by 6,142 shares to 41,447 shares.
- Split adjustment: Footnote 2 clarifies that the RSU amounts reflect the 10-for-1 forward stock split effective 09/30/2024.
- Remaining un-vested RSUs: Clegg still beneficially owns derivative interests covering 7,960; 1,600; 1,320; and 5,657 RSUs that continue to vest annually through 2028, contingent on continued service.
No open-market sales were reported; all disposals were tax-related. The filing signals continued equity accumulation by a key executive but does not indicate a change in strategic outlook or corporate fundamentals.
Super Micro Computer, Inc. (SMCI) – Form 4 filing (06/30/2025): Director Tally C. Liu converted 1,580 restricted stock units (RSUs) that fully vested on 06/30/2025 into an equal number of common shares. The RSUs had previously been reported at one-tenth the size but were adjusted for SMCI’s 10-for-1 forward split effective 09/30/2024. Following the transaction, Liu now holds 285,300 SMCI common shares directly and no remaining derivative units. Transaction code “M” indicates the shares were acquired through the settlement of an equity award rather than an open-market purchase. The filing signals continued insider equity ownership alignment but does not involve cash outlay or a sale of shares, and the magnitude (<1% of Liu’s holdings and immaterial to SMCI’s float) is modest.
Super Micro Computer, Inc. (SMCI) – Form 4 insider filing
Director Susan Mogensen reported the conversion of 2,960 restricted stock units into common shares on 30 June 2025 (transaction code M). The RSUs fully vested the same day and were settled for stock at no cash cost. Following the transaction, the director’s direct ownership increased to 3,280 common shares. No open-market sales were disclosed and all derivative units related to this grant are now exhausted.
The share count reflects the company’s 10-for-1 forward split effective 30 September 2024, which multiplied previously reported awards by ten.
- Insider type: Independent director
- Shares acquired: 2,960 (post-split basis)
- Total shares now held: 3,280
- Transaction price: $0 (RSU settlement)
The filing signals routine equity compensation vesting rather than discretionary purchasing, but the absence of sales removes immediate selling pressure and marginally aligns director incentives with shareholders.