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Super Micro (SMCI) Insider Filing: Routine RSU Vesting, No Material Sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) – Form 4 insider filing

President & CEO Charles Liang reported routine changes in indirect holdings through his spouse on 1 July 2025:

  • RSU vesting (Code “M”): 820 and 510 restricted stock units converted into the same number of common shares (total 1,330 shares).
  • Shares withheld for taxes (Code “F”): 442 and 275 shares sold at $47.20 per share (total 717 shares; ≈ $33.8 k).
  • Post-transaction holdings: Liang still owns 66,903,640 shares directly; spouse now holds 2,891, 2,449, 2,959, and 2,684 shares in various lots plus 3,190 RSUs outstanding.

The transactions stem from scheduled RSU vesting and associated tax withholding following the company’s 10-for-1 forward split effective 30 Sep 2024. The volumes are immaterial relative to Liang’s ~66.9 million-share stake and do not alter insider control.

Positive

  • None.

Negative

  • None.

Insights

TL;DR – Routine RSU vesting; negligible impact on SMCI share supply or insider sentiment.

The filing shows standard annual RSU vesting for the CEO’s spouse following a split-adjustment. Net share change is +613 shares—trivial versus Liang’s 66.9 million direct stake. The small tax-related sale (717 shares) is automatic and not an discretionary disposition. There is no indication of strategic selling or altering of ownership structure. Therefore, the event is operationally and valuation-wise neutral. Investors should not extrapolate this as a signal about future fundamentals.

Insider Liang Charles
Role President and CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 820 $0.00 --
Exercise Restricted Stock Units 510 $0.00 --
Exercise Common Stock 820 $0.00 --
Tax Withholding Common Stock 442 $47.20 $21K
Exercise Common Stock 510 $0.00 --
Tax Withholding Common Stock 275 $47.20 $13K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 1,660 shares (Indirect, By Spouse); Common Stock — 2,891 shares (Indirect, By Spouse); Common Stock — 66,903,640 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liang Charles
(Last) (First) (Middle)
980 ROCK AVENUE
(Street)
SAN JOSE CA 95131
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 66,903,640 D
Common Stock 07/01/2025 M 820 A (1) 2,891 I By Spouse
Common Stock 07/01/2025 F 442 D $47.2 2,449 I By Spouse
Common Stock 07/01/2025 M 510 A (1) 2,959 I By Spouse
Common Stock 07/01/2025 F 275 D $47.2 2,684 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/01/2025 M 820(2) (3) (3) Common Stock 820(2) $0 1,660 I By Spouse
Restricted Stock Units (1) 07/01/2025 M 510 (4) (4) Common Stock 510 $0 1,530 I By Spouse
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024.
3. Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.
4. Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many SMCI shares does CEO Charles Liang now own after the Form 4 filing?

He directly owns 66,903,640 shares; indirect holdings via spouse are minor.

What type of transactions were reported in the July 1 2025 SMCI Form 4?

Routine RSU vesting (Code “M”) and tax-withholding sales (Code “F”) by the CEO’s spouse.

How many SMCI shares were sold and at what price?

717 shares were sold at $47.20 per share to cover withholding taxes.

Did the filing indicate any large insider sale of SMCI stock?

No. The disposition was limited to tax withholding; net impact is immaterial.

Why do the RSU amounts appear larger than previously reported?

They were split-adjusted after SMCI’s 10-for-1 forward split on 30 Sep 2024.