[Form 4] Super Micro Computer, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) – Form 4 filing (06/30/2025): Director Tally C. Liu converted 1,580 restricted stock units (RSUs) that fully vested on 06/30/2025 into an equal number of common shares. The RSUs had previously been reported at one-tenth the size but were adjusted for SMCI’s 10-for-1 forward split effective 09/30/2024. Following the transaction, Liu now holds 285,300 SMCI common shares directly and no remaining derivative units. Transaction code “M” indicates the shares were acquired through the settlement of an equity award rather than an open-market purchase. The filing signals continued insider equity ownership alignment but does not involve cash outlay or a sale of shares, and the magnitude (<1% of Liu’s holdings and immaterial to SMCI’s float) is modest.

Positive

• Director increased direct ownership by 1,580 shares, bringing total holdings to 285,300, with no shares sold.
• All RSUs fully vested and settled, eliminating derivative overhang and simplifying ownership structure.

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine RSU vesting; insider stake rises by 1,580 shares, now 285,300 total—no market-moving signal.

The Form 4 shows a standard equity-award settlement. Code “M” confirms conversion of RSUs, not an open-market buy, therefore no incremental cash investment. The post-transaction stake represents board-level alignment but the additional 1,580 shares are immaterial relative to SMCI’s ~53 million share count. No share sales occurred, which avoids bearish optics, yet the event is too small to alter valuation or liquidity metrics.

Corporate Governance Expert

TL;DR: Vested RSUs reinforce compensation alignment; neutral impact on governance risk profile.

The filing reflects completion of a previously disclosed 2025 service-based RSU grant. Adjustments for the 10-for-1 split were handled correctly, and the director continues to hold all shares received, indicating no immediate profit-taking. From a governance standpoint, this supports incentive alignment but does not change board independence or ownership concentration in a material way.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LIU TALLY C

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/30/2025		M		1,580	A	(1)	285,300	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/30/2025		M			1,580(2)	(3)	(3)	Common Stock	1,580(2)	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. This RSU was previously reported on August 13, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024.

3. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2025. The restricted stock units fully vested on June 30, 2025. Vested units are settled in shares of common stock.

Remarks:

	/s/ David E Weigand, Attorney-In-Fact	07/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many SMCI shares did Director Tally C. Liu acquire on 06/30/2025?

He acquired 1,580 common shares through the conversion of vested RSUs.

What is the total SMCI ownership of Tally C. Liu after the transaction?

Post-transaction, Liu directly owns 285,300 SMCI shares.

Was this an open-market purchase or an equity-award conversion?

It was an equity-award conversion (Transaction Code “M”), not an open-market buy.

Did the 10-for-1 stock split affect the reported RSU amount?

Yes. RSUs were previously reported at one-tenth the size and were adjusted for the 10-for-1 split effective 09/30/2024.

Are any derivative securities remaining after this Form 4 filing?

No. Liu reports 0 remaining RSUs after settlement.