[Form 4] Super Micro Computer, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Liaw Yih-Shyan Wally, a director of Super Micro Computer, Inc. (SMCI), reported equity-payment activity tied to restricted stock units. On 08/10/2025 two sets of restricted stock units vested and were settled into common shares: 4,380 and 4,370 units, a total of 8,750 shares. The company withheld 2,064 and 2,220 shares, respectively, to satisfy tax remittance obligations at $44.60 per share; those withholdings are described as not market transactions and are exempt under Rule 16b-3(e).

After these events the reporting person holds derivative securities (restricted stock units) totaling 21,880 RSUs. The filing also discloses significant indirect common-stock holdings: 193,770 shares held by the reporting person’s spouse and 14,990,450 shares held in the Liaw Family Trust for the benefit of the reporting person’s children.

Insights

Corporate Governance Expert

TL;DR: Routine executive equity vesting and tax-withholdings; no open-market sales reported, minimal governance concern.

The Form 4 documents standard compensation settlement mechanics: two tranches of restricted stock units vested and converted into common shares, with a portion withheld to cover tax obligations. The withholding transactions are explicitly described as net settlement actions and not market sales, which is common practice to satisfy tax liabilities while preserving ownership. The disclosure of large indirect holdings via a family trust is material for control considerations but is a standing ownership structure rather than a new corporate-governance development.

Securities Analyst

TL;DR: The transaction is operationally neutral—vesting increases direct share count but withheld shares did not involve market sales.

From an investor-impact perspective, the report shows 8,750 vested RSUs with 4,284 shares withheld for taxes at $44.60 per share. There is no disclosure of open-market dispositions or purchases by the reporting person, so price-pressure or signaling effects are limited. The filings also confirm large indirect positions (spouse: 193,770; family trust: 14,990,450), which remain the dominant ownership elements affecting potential voting power.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Liaw Yih-Shyan Wally

(Last) (First) (Middle)

980 ROCK AVE.

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2025		M		4,380	A	(1)	77,877	D
Common Stock	08/10/2025		F(2)		2,064(2)	D	$44.6	75,813	D
Common Stock	08/10/2025		M		4,370	A	(1)	80,183	D
Common Stock	08/10/2025		F(2)		2,220(2)	D	$44.6	77,963	D
Common Stock								193,770	I	By Spouse
Common Stock								14,990,450	I	By Liaw Family Trust(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/10/2025		M			4,380	(4)	(4)	Common Stock	4,380	$0	17,500	D
Restricted Stock Units	(1)	08/10/2025		M			4,370	(5)	(5)	Common Stock	4,370	$0	21,880	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

3. These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.

4. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

5. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ Liaw Yih-Shyan Wally	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for SMCI?

The Form 4 was filed by Liaw Yih-Shyan Wally, who is identified as a director of Super Micro Computer, Inc. (SMCI).

What transactions were reported on the Form 4 for SMCI?

Two tranches of restricted stock units vested and were settled into common stock on 08/10/2025: 4,380 and 4,370 units (total 8,750 shares).

How many shares were withheld for taxes and at what price?

The company withheld 2,064 and 2,220 shares to satisfy tax withholding obligations; the withholding price is reported as $44.60 per share.

Did the Form 4 report any open-market sales or purchases?

No open-market sales or purchases are reported. The withheld shares are described as net settlement for tax remittance and not market transactions, exempt under Rule 16b-3(e).

What beneficial ownership does the reporting person have after these transactions?

The filing shows the reporting person directly holds derivative securities (restricted stock units) totaling 21,880 RSUs after the reported transactions and indirect common-stock holdings of 193,770 shares (by spouse) and 14,990,450 shares (by the Liaw Family Trust).