Sumitomo Mitsui lowers March 2026 assets in correction

Available on EDGAR 11/13/2026 - 06:14 AM EST Accepted by SEC EDGAR 11/13/2026 - 06:14 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Sumitomo Mitsui Financial Group, Inc. (SMFG) corrected its Japanese GAAP consolidated results for the three months ended June 30, 2026. Ordinary income of ¥2.850 trillion, ordinary profit of ¥693.1 billion and profit attributable to owners of the parent of ¥501.4 billion were unchanged in the before-and-after tables. The correction revised March 31, 2026 total assets to ¥328.412 trillion from ¥328.511 trillion and net assets to ¥15.865 trillion from ¥15.933 trillion.

The corrected quarterly statement reports other comprehensive income of ¥293.2 billion, compared with ¥225.0 billion before correction, including net unrealized gains on other securities of ¥221.8 billion versus ¥153.6 billion. The corrected summary note lists total comprehensive income of ¥779.2 billion for the fiscal year ended June 30, 2026, while the corrected quarterly statement lists ¥799.2 billion for the three months ended June 30, 2026. The company referred to a separate notice for the reasons for the corrections.

Filing Explained

As a foreign private issuer’s interim report, this Form 6-K is incorporated into SMFG’s Form F-3 prospectus from November 13, 2026, making the corrected results part of that prospectus unless later filings or reports supersede them.

Key Figures

Ordinary income: ¥2,850.4 billion Ordinary profit: ¥693.1 billion Profit attributable to owners of the parent: ¥501.4 billion +4 more

7 metrics

Ordinary income ¥2,850.4 billion Three months ended June 30, 2026; unchanged by the correction

Ordinary profit ¥693.1 billion Three months ended June 30, 2026; unchanged by the correction

Profit attributable to owners of the parent ¥501.4 billion Three months ended June 30, 2026; unchanged by the correction

Total assets ¥328.412 trillion (previously ¥328.511 trillion) As of March 31, 2026; corrected balance sheet

Net assets ¥15.865 trillion (previously ¥15.933 trillion) As of March 31, 2026; corrected balance sheet

Other comprehensive income ¥293.2 billion (previously ¥225.0 billion) Three months ended June 30, 2026; corrected quarterly statement

Net unrealized gains on other securities ¥221.8 billion (previously ¥153.6 billion) Three months ended June 30, 2026; corrected quarterly statement

Key Terms

Japanese GAAP, ordinary income, ordinary profit, other comprehensive income, +2 more

6 terms

Japanese GAAP financial

"Under Japanese GAAP"

ordinary income financial

"Ordinary income for the three months ended June 30, 2026"

Ordinary income is the money you earn regularly from jobs, business activities, or investments like interest and rental income. It’s important because it’s the main amount you report to the government for taxes and helps determine how much you owe. Think of it as your paycheck or steady earnings that come in regularly.

ordinary profit financial

"Ordinary profit for the three months ended June 30, 2026"

other comprehensive income financial

"Other comprehensive income (losses)"

Other comprehensive income is a section of a company’s financial statements that records gains and losses not shown in the regular profit-and-loss line, such as paper gains or losses on certain investments, pension plan adjustments, and changes from converting foreign operations. These items don’t represent cash earned or spent today but change a company’s reported net worth, like value swings in things stored in a closet rather than money in your wallet, and help investors spot hidden strengths or risks to long-term financial health.

net unrealized gains (losses) on other securities financial

"Net unrealized gains (losses) on other securities"

held-to-maturity securities financial

"Held-to-maturity securities"

Held-to-maturity securities are debt investments—like bonds—that a company or investor intends and is able to keep until they mature and repay their face value. Think of them as money you lock in like a fixed-term certificate: they matter to investors because their value is recorded at amortized cost rather than market price, so they provide predictable interest income and reduce balance-sheet volatility but limit flexibility to sell.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SMFG report for the three months ended June 30, 2026?

Ordinary income was ¥2.850 trillion, ordinary profit was ¥693.1 billion, and profit attributable to owners of the parent was ¥501.4 billion. These figures match the amounts shown before correction.

What balance-sheet figures did SMFG revise?

At March 31, 2026, total assets were corrected to ¥328.412 trillion from ¥328.511 trillion, and net assets to ¥15.865 trillion from ¥15.933 trillion.

What total comprehensive income does SMFG's corrected report show?

The corrected summary note lists ¥779.2 billion for the fiscal year ended June 30, 2026; the corrected quarterly statement lists ¥799.2 billion for the three months ended June 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

For the month of November 2026

Commission File Number 001-34919

SUMITOMO MITSUI FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form 40-F ☐

THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF SUMITOMO MITSUI FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-276219) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Sumitomo Mitsui Financial Group, Inc.
By:		/s/ Kunihito Takaichi
		Name: Kunihito Takaichi
		Title:  Executive Officer & General Manager,      Financial Accounting Dept.

Date: November 13, 2026

November 13, 2026

Sumitomo Mitsui Financial Group, Inc.

Corrections to the Consolidated financial results for the three months ended June 30, 2026

<Under Japanese GAAP>

TOKYO, November 13, 2026 — Sumitomo Mitsui Financial Group, Inc. announced today the following corrections to its “Consolidated financial results for the three months ended June 30, 2026” (under Japanese GAAP) disclosed on July 31, 2026. (Corrected items are underlined)

I. Reason for the corrections

Regarding reasons for corrections, please refer to the separate “Notice regarding the Filing of an Amendment Report for the Annual Securities Report for the Previous Fiscal Year and Corrections of Financial Results and Related Materials for Previous Fiscal Periods” dated today (November 13, 2026).

II. Corrected Sections

Summary

1. Consolidated financial results (for the three months ended June 30, 2026)

(1) Operating results

(Before correction)

(Millions of yen, except per share data and percentages) 

							Ordinary income								Ordinary profit								Profit attributable to owners of parent
Three months ended June 30, 2026						¥	2,850,426				16.6	%		¥	693,136				43.4	%		¥	501,372				33.0	%
Three months ended June 30, 2025							2,444,404				(3.1	)			483,337				(7.2	)			376,898				1.5

Notes:		1.		Comprehensive income:
				(a) for the fiscal year ended June 30, 2026: ¥  731,004 million [140.8%]
				(b) for the fiscal year ended June 30, 2025: ¥  303,569 million [(42.6)%]

(After correction)

(Millions of yen, except per share data and percentages) 

							Ordinary income								Ordinary profit								Profit attributable to owners of parent
Three months ended June 30, 2026						¥	2,850,426				16.6	%		¥	693,136				43.4	%		¥	501,372				33.0	%
Three months ended June 30, 2025							2,444,404				(3.1	)			483,337				(7.2	)			376,898				1.5

Notes:		1.		Comprehensive income:
				(a) for the fiscal year ended June 30, 2026: ¥  779,218 million [163.3%]
				(b) for the fiscal year ended June 30, 2025: ¥  303,569 million [(42.6)%]

- 1 -

(2) Financial position

(Before correction)

(Millions of yen, except percentages) 

		Total assets		Net assets		Net assets ratio
As of June 30, 2026		¥  327,469,563		¥  16,240,701		4.9%
As of March 31, 2026		328,511,145		15,933,144		4.8

Notes:		1.		Stockholders’ equity:
				(a) as of June 30, 2026: ¥  16,098,760 million  (b) as of March 31, 2026: ¥ 15,785,457 million

(After correction)

(Millions of yen, except percentages) 

		Total assets		Net assets		Net assets ratio
As of June 30, 2026		¥  327,469,563		¥  16,240,701		4.9%
As of March 31, 2026		328,411,534		15,864,931		4.8

Notes:		1.		Stockholders’ equity:
				(a) as of June 30, 2026: ¥  16,098,760 million  (b) as of March 31, 2026: ¥ 15,717,244 million

Page 3

II. Quarterly consolidated financial statements and main notes

1. Quarterly consolidated balance sheets

(Before correction)

		Millions of yen
		March 31, 2026				June 30, 2026
Assets:
Cash and due from banks		¥	73,696,930			¥	71,464,388
Call loans and bills bought			7,882,022				7,437,714
Receivables under resale agreements			20,099,101				20,549,787
Receivables under securities borrowing transactions			6,247,642				4,290,278
Monetary claims bought			6,079,754				6,170,343
Trading assets			16,701,913				18,023,128
Money held in trust			36,902				39,397
Securities			39,974,120				39,985,008
Loans and bills discounted			117,629,215				119,758,243
Foreign exchanges			2,030,821				2,087,939
Lease receivables and investment assets			231,429				214,851
Other assets			18,240,722				16,759,851
Tangible fixed assets			1,074,673				1,089,724
Intangible fixed assets			1,151,037				1,177,598
Net defined benefit asset			1,299,540				1,316,511
Deferred tax assets			109,614				111,835
Customers’ liabilities for acceptances and guarantees			17,033,172				17,942,736
Reserve for possible loan losses			(1,007,469)				(949,776)
Total assets		¥	328,511,145			¥	327,469,563

- 2 -

(continued)

Liabilities:
Deposits		¥	185,674,241			¥	186,759,326
Negotiable certificates of deposit			15,667,132				13,591,428
Call money and bills sold			3,656,736				2,940,869
Payables under repurchase agreements			23,764,473				24,567,583
Payables under securities lending transactions			1,136,833				1,400,350
Commercial paper			3,380,389				2,940,764
Trading liabilities			13,089,960				13,933,217
Borrowed money			9,370,996				9,603,511
Foreign exchanges			1,436,381				1,456,664
Short-term bonds			773,500				466,300
Bonds			15,369,164				16,049,583
Due to trust account			956,169				1,188,216
Other liabilities			20,103,338				17,248,145
Reserve for employee bonuses			146,303				62,325
Reserve for executive bonuses			5,973				—
Net defined benefit liability			34,317				34,637
Reserve for executive retirement benefits			907				780
Reserve for point service program			63,254				71,604
Reserve for reimbursement of deposits			35,806				34,991
Reserve for losses on interest repayment			226,742				223,252
Reserves under the special laws			6,737				7,334
Deferred tax liabilities			619,716				679,583
Deferred tax liabilities for land revaluation			25,750				25,651
Acceptances and guarantees			17,033,172				17,942,736
Total liabilities			312,578,001				311,228,861
Net assets:
Capital stock			2,346,888				2,346,888
Capital surplus			582,909				582,910
Retained earnings			8,871,065				9,071,070
Treasury stock			(48,851)				(163,830)
Total stockholders’ equity			11,752,012				11,837,037
Net unrealized gains (losses) on other securities			2,185,092				2,342,090
Net deferred gains (losses) on hedges			(300,715)				(311,320)
Land revaluation excess			29,133				28,918
Foreign currency translation adjustments			1,706,949				1,803,536
Accumulated remeasurements of defined benefit plans			412,985				398,497
Total accumulated other comprehensive income			4,033,445				4,261,722
Stock acquisition rights			594				593
Non-controlling interests			147,092				141,347
Total net assets			15,933,144				16,240,701
Total liabilities and net assets		¥	328,511,145			¥	327,469,563

- 3 -

(After correction)

		Millions of yen
		March 31, 2026				June 30, 2026
Assets:
Cash and due from banks		¥	73,696,930			¥	71,464,388
Call loans and bills bought			7,882,022				7,437,714
Receivables under resale agreements			20,099,101				20,549,787
Receivables under securities borrowing transactions			6,247,642				4,290,278
Monetary claims bought			5,980,143				6,170,343
Trading assets			16,701,913				18,023,128
Money held in trust			36,902				39,397
Securities			39,974,120				39,985,008
Loans and bills discounted			117,629,215				119,758,243
Foreign exchanges			2,030,821				2,087,939
Lease receivables and investment assets			231,429				214,851
Other assets			18,240,722				16,759,851
Tangible fixed assets			1,074,673				1,089,724
Intangible fixed assets			1,151,037				1,177,598
Net defined benefit asset			1,299,540				1,316,511
Deferred tax assets			109,614				111,835
Customers’ liabilities for acceptances and guarantees			17,033,172				17,942,736
Reserve for possible loan losses			(1,007,469)				(949,776)
Total assets		¥	328,411,534			¥	327,469,563

- 4 -

(continued)

Liabilities:
Deposits		¥	185,674,241			¥	186,759,326
Negotiable certificates of deposit			15,667,132				13,591,428
Call money and bills sold			3,656,736				2,940,869
Payables under repurchase agreements			23,764,473				24,567,583
Payables under securities lending transactions			1,136,833				1,400,350
Commercial paper			3,380,389				2,940,764
Trading liabilities			13,089,960				13,933,217
Borrowed money			9,370,996				9,603,511
Foreign exchanges			1,436,381				1,456,664
Short-term bonds			773,500				466,300
Bonds			15,369,164				16,049,583
Due to trust account			956,169				1,188,216
Other liabilities			20,103,338				17,248,145
Reserve for employee bonuses			146,303				62,325
Reserve for executive bonuses			5,973				—
Net defined benefit liability			34,317				34,637
Reserve for executive retirement benefits			907				780
Reserve for point service program			63,254				71,604
Reserve for reimbursement of deposits			35,806				34,991
Reserve for losses on interest repayment			226,742				223,252
Reserves under the special laws			6,737				7,334
Deferred tax liabilities			588,318				679,583
Deferred tax liabilities for land revaluation			25,750				25,651
Acceptances and guarantees			17,033,172				17,942,736
Total liabilities			312,546,603				311,228,861
Net assets:
Capital stock			2,346,888				2,346,888
Capital surplus			582,909				582,910
Retained earnings			8,871,065				9,071,070
Treasury stock			(48,851)				(163,830)
Total stockholders’ equity			11,752,012				11,837,037
Net unrealized gains (losses) on other securities			2,116,878				2,342,090
Net deferred gains (losses) on hedges			(300,715)				(311,320)
Land revaluation excess			29,133				28,918
Foreign currency translation adjustments			1,706,949				1,803,536
Accumulated remeasurements of defined benefit plans			412,985				398,497
Total accumulated other comprehensive income			3,965,231				4,261,722
Stock acquisition rights			594				593
Non-controlling interests			147,092				141,347
Total net assets			15,864,931				16,240,701
Total liabilities and net assets		¥	328,411,534			¥	327,469,563

- 5 -

Page 4

2. Quarterly consolidated statements of income and quarterly consolidated statements of comprehensive income

(Quarterly consolidated statements of comprehensive income)

(Before correction)

		Millions of yen
Three months ended June 30		2025				2026
Profit		¥	379,331			¥	506,045
Other comprehensive income (losses)			(75,762)				224,959
Net unrealized gains (losses) on other securities			106,845				153,621
Net deferred gains (losses) on hedges			54,707				(12,751)
Land revaluation excess			(776)				—
Foreign currency translation adjustments			(136,241)				79,924
Remeasurements of defined benefit plans			(14,459)				(14,502)
Share of other comprehensive income of affiliates			(85,837)				18,668
Total comprehensive income			303,569				731,004
Comprehensive income attributable to owners of parent			301,391				729,864
Comprehensive income attributable to non-controlling interests			2,178				1,140

(After correction)

		Millions of yen
Three months ended June 30		2025				2026
Profit		¥	379,331			¥	506,045
Other comprehensive income (losses)			(75,762)				293,172
Net unrealized gains (losses) on other securities			106,845				221,835
Net deferred gains (losses) on hedges			54,707				(12,751)
Land revaluation excess			(776)				—
Foreign currency translation adjustments			(136,241)				79,924
Remeasurements of defined benefit plans			(14,459)				(14,502)
Share of other comprehensive income of affiliates			(85,837)				18,668
Total comprehensive income			303,569				799,218
Comprehensive income attributable to owners of parent			301,391				798,078
Comprehensive income attributable to non-controlling interests			2,178				1,140

- 6 -

Appendix: Financial results for the three months ended June 30, 2026 supplementary information

— Page 4

4. Unrealized gains (losses) on securities

(Before correction)

Consolidated																																						(Billions of yen)
																June 30, 2026																						March 31, 2026
																Balance sheet amount						Net unrealized gains (losses)																Balance sheet amount						Net unrealized gains (losses)
																														Gains				Losses
																										Change from March 31, 2026
			Held-to-maturity securities											1			6,024.9						(268.5	)			(89.8	)			0.1				268.5				4,655.3						(178.6	)
			Other securities											2			33,275.5						3,443.2				223.0				4,227.5				784.3				34,802.3						3,220.2
							Stocks							3			3,699.0						2,696.9				199.7				2,698.2				1.3				3,503.3						2,497.2
							Bonds							4			6,399.9						(319.1	)			(47.9	)			6.9				326.0				7,556.7						(271.2	)
										Japanese government bonds				5			4,400.9						(162.9	)			(42.4	)			0.0				162.9				5,476.4						(120.4	)
							Others							6			23,176.6						1,065.5				71.2				1,522.5				457.0				23,742.3						994.3
										Foreign bonds				7			18,006.1						(343.6	)			(43.1	)			58.0				401.5				18,534.8						(300.4	)
			Other money held in trust											8			0.5						—				—				—				—				0.5						—
			Total											9			39,300.9						3,174.8				133.2				4,227.6				1,052.8				39,458.1						3,041.6
										Stocks				10			3,699.0						2,696.9				199.7				2,698.2				1.3				3,503.3						2,497.2
										Bonds				11			12,291.8						(587.6	)			(137.7	)			6.9				594.5				12,142.1						(449.8	)
										Others				12			23,310.1						1,065.5				71.3				1,522.5				457.0				23,812.7						994.2

SMBC non-consolidated																																						(Billions of yen)
																June 30, 2026																						March 31, 2026
																Balance sheet amount						Net unrealized gains (losses)																Balance sheet amount						Net unrealized gains (losses)
																														Gains				Losses
																										Change from March 31, 2026
			Held-to-maturity securities											13			5,337.6						(259.9	)			(90.5	)			—				259.9				4,087.6						(169.4	)
			Stocks of subsidiaries and affiliates											14			5,318.6						22.2				103.0				43.7				21.5				5,310.0						(80.8	)
			Other securities											15			25,524.0						2,342.0				128.4				3,087.3				745.2				27,451.2						2,213.6
							Stocks							16			3,286.8						2,513.8				204.4				2,515.0				1.3				3,082.8						2,309.3
							Bonds							17			6,080.9						(304.5	)			(44.8	)			6.9				311.4				7,325.2						(259.7	)
										Japanese government bonds				18			4,131.8						(154.6	)			(39.6	)			0.0				154.6				5,296.4						(114.9	)
							Others							19			16,156.3						132.8				(31.2	)			565.4				432.6				17,043.2						164.0
										Foreign bonds				20			12,167.7						(335.9	)			(20.8	)			42.0				377.9				12,889.9						(315.1	)
			Total											21			36,180.1						2,104.4				140.9				3,130.9				1,026.6				36,848.9						1,963.4
										Stocks				22			3,571.0						2,516.2				204.8				2,517.5				1.3				3,382.8						2,311.4
										Bonds				23			11,418.4						(564.4	)			(135.2	)			6.9				571.3				11,412.9						(429.2	)
										Others				24			21,190.7						152.5				71.4				606.6				454.0				22,053.2						81.2

- 7 -

(After correction)

Consolidated (Billions of yen)

																June 30, 2026																						March 31, 2026
																Balance Sheet amount						Net unrealized gains (losses)																Balance sheet amount						Net unrealized gains (losses)
																														Gains				Losses
																										Change from March 31, 2026
			Held-to-maturity securities											1			6,024.9						(268.5	)			(89.8	)			0.1				268.5				4,655.3						(178.6	)
			Other securities											2			33,275.5						3,443.2				322.6				4,227.5				784.3				34,702.7						3,120.6
							Stocks							3			3,699.0						2,696.9				199.7				2,698.2				1.3				3,503.3						2,497.2
							Bonds							4			6,399.9						(319.1	)			(47.9	)			6.9				326.0				7,556.7						(271.2	)
										Japanese government bonds				5			4,400.9						(162.9	)			(42.4	)			0.0				162.9				5,476.4						(120.4	)
							Others							6			23,176.6						1,065.5				170.8				1,522.5				457.0				23,642.7						894.7
										Foreign bonds				7			18,006.1						(343.6	)			(43.1	)			58.0				401.5				18,534.8						(300.4	)
			Other money held in trust											8			0.5						—				—				—				—				0.5						—
			Total											9			39,300.9						3,174.8				232.8				4,227.6				1,052.8				39,358.5						2,942.0
										Stocks				10			3,699.0						2,696.9				199.7				2,698.2				1.3				3,503.3						2,497.2
										Bonds				11			12,291.8						(587.6	)			(137.7	)			6.9				594.5				12,142.1						(449.8	)
										Others				12			23,310.1						1,065.5				170.9				1,522.5				457.0				23,713.1						894.6

SMBC non-consolidated (Billions of yen)

														June 30, 2026																						March 31, 2026
														Balance sheet amount						Net unrealized gains (losses)																Balance sheet amount						Net unrealized gains (losses)
																												Gains				Losses
																								Change from March 31, 2026
			Held-to-maturity securities									13			5,337.6						(259.9	)			(90.5	)			—				259.9				4,087.6						(169.4	)
			Stocks of subsidiaries and affiliates									14			5,318.6						22.2				103.0				43.7				21.5				5,310.0						(80.8	)
			Other securities									15			25,524.0						2,342.0				228.1				3,087.3				745.2				27,351.6						2,114.0
						Stocks						16			3,286.8						2,513.8				204.4				2,515.0				1.3				3,082.8						2,309.3
						Bonds						17			6,080.9						(304.5	)			(44.8	)			6.9				311.4				7,325.2						(259.7	)
								Japanese government bonds				18			4,131.8						(154.6	)			(39.6	)			0.0				154.6				5,296.4						(114.9	)
						Others						19			16,156.3						132.8				68.4				565.4				432.6				16,943.5						64.4
								Foreign bonds				20			12,167.7						(335.9	)			(20.8	)			42.0				377.9				12,889.9						(315.1	)
			Total									21			36,180.1						2,104.4				240.6				3,130.9				1,026.6				36,749.3						1,863.8
								Stocks				22			3,571.0						2,516.2				204.8				2,517.5				1.3				3,382.8						2,311.4
								Bonds				23			11,418.4						(564.4	)			(135.2	)			6.9				571.3				11,412.9						(429.2	)
								Others				24			21,190.7						152.5				171.0				606.6				454.0				21,953.6						(18.5	)

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