STOCK TITAN

SMFG (SMFG) deputy president reports initial stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. executive Hyakutome Yoshihiro filed an initial ownership report showing his existing equity stake. He directly holds 91083 shares of common stock and indirectly holds 2100 shares through his spouse. He also holds stock options linked to 29100 underlying common shares, exercisable starting when he ceases serving as a director, corporate auditor or executive officer and ending 20 years after that date. Each stock option has an exercise price of (Y)1 (1 Japanese yen) per share.

Positive

  • None.

Negative

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Insider Hyakutome Yoshihiro
Role Deputy President and Corp. EO
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 29,100 shares (Direct); Common Stock — 91,083 shares (Direct); Common Stock — 2,100 shares (Indirect, By Spouse)
Footnotes (1)
  1. The exercisable period commences on the date the holder ceases to serve as a director, corporate auditor or executive officer (the "Start of Exercise Date") and ends on the date that is 20 years after the Start of Exercise Date. The exercise price for each stock option is (Y)1 (1 Japanese yen).
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Hyakutome Yoshihiro

(Last)(First)(Middle)
1-2, MARUNOUCHI 1-CHOME

(Street)
CHIYODA-KU, TOKYO100-0005

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]
3a. Foreign Trading Symbol
[TYO:8316]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Deputy President and Corp. EO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock91,083D
Common Stock2,100IBy Spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1) (1)Common Stock29,100(2)D
Explanation of Responses:
1. The exercisable period commences on the date the holder ceases to serve as a director, corporate auditor or executive officer (the "Start of Exercise Date") and ends on the date that is 20 years after the Start of Exercise Date.
2. The exercise price for each stock option is (Y)1 (1 Japanese yen).
Remarks:
Exhibit 24
/s/ Masahiro Hokura, attorney-in-fact for Yoshihiro Hyakutome03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)