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  4. [Form 4] SUMITOMO MITSUI FINANCIAL GROUP, INC. Insider Trading Activity

Sumitomo Mitsui (NYSE: SMFG) officer granted shares, sells portion

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Natsuhiro Samejima, Senior Managing Corporate EO of Sumitomo Mitsui Financial Group, reported equity compensation and related share dispositions. He acquired 1,131 common shares on July 24, 2026 and 16,596 shares on July 27, 2026 under stock compensation plans, with no out-of-pocket cash payments. On July 27, 2,800 shares were disposed of to the issuer at $43.99 per share, reflecting an automatic sale under a pre-arranged trading plan with the purchase originally made in Japanese Yen and converted using a rate of JPY 1.00 = USD 0.0061091.

Positive

  • None.

Negative

  • None.
Insider Samejima Natsuhiro
Role Senior Managing Corporate EO
Type Security Shares Price Value
Grant/Award Common Stock F2 16,596 -- --
Disposition Common Stock F3 2,800 $43.99 $123K
Grant/Award Common Stock F1 1,131 -- --
Holdings After Transaction: Common Stock — 72,384 shares (Direct)
Footnotes (3)
  1. F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
  2. F2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
  3. F3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).
Shares granted 2026-07-27 16,596 shares Common stock acquired under stock compensation plans when performance conditions were certified on July 27, 2026
Shares granted 2026-07-24 1,131 shares Common stock acquired under stock compensation plans on July 24, 2026
Shares disposed 2026-07-27 2,800 shares Common stock disposed of to issuer on July 27, 2026 under stock compensation plan
Disposition price per share $43.99 per share Price for 2,800 common shares disposed of on July 27, 2026, converted from Japanese Yen
FX rate for conversion JPY 1.00 = USD 0.0061091 Foreign currency exchange rate used to convert Japanese Yen price to U.S. dollars on July 27, 2026
stock compensation plans financial
"acquired the shares under the Issuer's stock compensation plans on July 24, 2026"
Disposition to issuer financial
"transaction_code_description": "Disposition to issuer""
pre-arranged trading plan financial
"automatically sold on the same day in accordance with the pre-arranged trading plan"
A pre-arranged trading plan is a set of instructions created in advance that specifies how and when an investor will buy or sell securities. It helps ensure that trades are made in a planned, transparent way, reducing the risk of making impulsive decisions or trading based on inside information. This plan provides a clear structure, giving investors confidence that their trades follow their original intentions, even if market conditions change.
foreign currency exchange rate financial
"price was converted into U.S. dollars based on the foreign currency exchange rate"
The foreign currency exchange rate is the price of one country’s money expressed in another country’s money — like a price tag that tells you how many units of one currency you get for one unit of another. Investors care because this rate changes the value of overseas sales, costs, assets and debts when converted back into their home currency, affecting profits, valuations and the return on international investments.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transactions did SMFG officer Natsuhiro Samejima report on this Form 4?
Samejima reported two stock grants and one disposition of Sumitomo Mitsui Financial Group common shares. He received 1,131 shares on July 24 and 16,596 shares on July 27, 2026, and disposed of 2,800 shares on July 27, 2026.

How many SMFG shares did Samejima acquire as stock compensation?
Samejima acquired 1,131 shares on July 24, 2026 and 16,596 shares on July 27, 2026 under Sumitomo Mitsui Financial Group stock compensation plans. Footnotes state he made no out-of-pocket cash payments for these awarded shares.

What SMFG share disposition did Samejima report and at what price?
He reported disposing of 2,800 common shares on July 27, 2026 at $43.99 per share. The transaction is coded as a disposition to the issuer and reflects an automatic sale executed under a pre-arranged trading plan.

Were Samejima’s SMFG stock awards paid for in cash?
No. Footnotes explain Samejima did not make any out-of-pocket cash payment for the 1,131 shares acquired on July 24, 2026 or the 16,596 shares acquired when performance conditions were certified on July 27, 2026.

Was the SMFG share disposition executed under a pre-arranged plan?
Yes. A footnote states that a portion of the shares acquired on July 27, 2026 was automatically sold the same day in accordance with a pre-arranged trading plan under the issuer’s stock compensation plans, with pricing converted from Japanese Yen.

What foreign exchange rate was used for Samejima’s SMFG share disposition?
The disposition price of $43.99 per share was based on a purchase made in Japanese Yen, converted using an exchange rate of JPY 1.00 = USD 0.0061091 as of July 27, 2026.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Samejima Natsuhiro
(Last)(First)(Middle)
1-2, MARUNOUCHI 1-CHOME
(Street)
CHIYODA-KU, TOKYO100-0005
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Managing Corporate EO
2a. Foreign Trading Symbol
[TYO:8316]
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/24/202607/24/2026A1,131A(1)58,588D
Common Stock07/27/202607/27/2026A16,596A(2)75,184D
Common Stock07/27/202607/27/2026D2,800D$43.99(3)72,384D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
2. The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
3. A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).
/s/ Masahiro Hokura, attorney-in-fact for Natsuhiro Samejima07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR