Sumitomo Mitsui (NYSE: SMFG) director awarded 305 company shares

Rhea-AI Filing Summary

TESHIROGI ISAO reported acquisition or exercise transactions in this Form 4 filing.

SUMITOMO MITSUI FINANCIAL GROUP, INC. director Isao Teshirogi reported receiving 305 shares of Common Stock on July 24, 2026 through the company’s stock compensation plans. According to the disclosure, he made no out-of-pocket cash payment for these shares and now directly owns 305 shares.

Insider Trade Summary

Net Buyer: 305 shares

Net Buy 1 txn

Insider TESHIROGI ISAO

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	305	--	--

Holdings After Transaction: Common Stock — 305 shares (Direct)

Footnotes (1)

1. F1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

Key Figures

Shares acquired: 305 shares Shares owned after transaction: 305 shares Transactions reported: 1 transaction

3 metrics

Shares acquired 305 shares Common Stock granted on July 24, 2026

Shares owned after transaction 305 shares Direct ownership following the grant

Transactions reported 1 transaction Non-derivative grant, award, or other acquisition

Key Terms

stock compensation plans, Grant, award, or other acquisition, direct ownership

3 terms

stock compensation plans financial

"acquired the shares under the Issuer's stock compensation plans"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

direct ownership financial

"ownership_type is "direct" for the Common Stock"

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Available on EDGAR 07/28/2026 - 10:05 AM Accepted by SEC EDGAR 07/28/2026 - 10:04 AM Learn about SEC filing dates

FAQ

What insider transaction did SMFG director Isao Teshirogi report?

Isao Teshirogi reported a grant of 305 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock. The shares were received as part of the company’s stock compensation plans rather than through an open-market purchase.

When did Isao Teshirogi acquire the 305 SMFG shares?

Teshirogi acquired the 305 Common Stock shares on July 24, 2026. The shares were issued under Sumitomo Mitsui Financial Group’s stock compensation plans, as indicated in the footnote to the reported transaction.

Did Isao Teshirogi pay cash for the 305 SMFG shares?

No. The footnote states Teshirogi did not make any out-of-pocket cash payment for the 305 shares. They were granted under SUMITOMO MITSUI FINANCIAL GROUP, INC.’s stock compensation plans rather than purchased with personal funds.

How many SMFG shares does Isao Teshirogi own after this transaction?

Following the grant, Teshirogi directly owns 305 shares of SUMITOMO MITSUI FINANCIAL GROUP, INC. Common Stock. The reported post-transaction holding matches the number of shares acquired in this stock compensation award.

Was Teshirogi’s SMFG share grant made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox was not selected. The filing instead describes the 305-share acquisition as a stock compensation grant, without tying it to a pre-arranged Rule 10b5-1 trading plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TESHIROGI ISAO

(Last) (First) (Middle)

1-2, MARUNOUCHI 1-CHOME

(Street)

CHIYODA-KU, TOKYO 100-0005

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TYO:8316]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026	07/24/2026	A		305	A	(1)	305	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.

	/s/ Masahiro Hokura, attorney-in-fact for Isao Teshirogi	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)