Smith-Midland amends CEO trade report

Amended Form 4 for SMID clarifies a prior duplicate filing and confirms no insider trading activity occurred around September 2, 2026.

Rhea-AI Filing Summary

SMITH MIDLAND CORP (SMID) filed an amended insider report to correct a Form 4 that was mistakenly re-filed on September 2, 2026 as a duplicate of a report from 2018. The corrected filing relates to Chief Executive Officer and director Ashley B. Smith’s December 7, 2018 open-market purchase of 1,275 shares of common stock at $7.69 per share, after which he directly held 173,042 shares. The amendment states that the erroneous September 2, 2026 filing did not report any transaction on or around that date and did not reflect any current trading activity by Ashley B. Smith.

Insider Trade Summary

Net Buyer: 1,275 shares

Net Buy 1 txn

Insider SMITH ASHLEY B

Role Chief Executive Officer

Bought 1,275 shs ($10K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,275	$7.69	$10K

Holdings After Transaction: Common Stock — 173,042 shares (Direct)

Key Figures

Shares purchased: 1,275 shares Purchase price per share: $7.69 per share Shares held after transaction: 173,042 shares

3 metrics

Shares purchased 1,275 shares Open-market purchase by Ashley B. Smith on December 7, 2018

Purchase price per share $7.69 per share Price paid for SMID common stock on December 7, 2018

Shares held after transaction 173,042 shares Direct holdings of Ashley B. Smith following the December 7, 2018 purchase

FAQ

What is the purpose of this Form 4/A amendment for SMID?

The amendment corrects a Form 4 filed on September 2, 2026 that accidentally duplicated a December 11, 2018 filing. It clarifies that the September 2, 2026 submission reported no new transaction and showed no current trading activity by Chief Executive Officer Ashley B. Smith.

Did SMID’s CEO trade SMID shares around September 2, 2026?

No. The company states that the September 2, 2026 Form 4 did not report any transaction occurring on or about that date and did not reflect any current trading activity by Chief Executive Officer Ashley B. Smith.

What insider transaction involving SMID shares is referenced in this Form 4/A?

The amendment references Ashley B. Smith’s December 7, 2018 open-market purchase of 1,275 shares of SMID common stock at $7.69 per share, a transaction originally reported on a Form 4 filed on December 11, 2018.

How many SMID shares did Ashley B. Smith own after the 2018 transaction?

After the December 7, 2018 purchase of 1,275 shares, Ashley B. Smith directly held 173,042 shares of SMID common stock, according to the amended insider report.

Was the reported SMID insider trade under a Rule 10b5-1 trading plan?

No. The filing indicates that the purchase of 1,275 SMID shares on December 7, 2018 was not reported as being made under a Rule 10b5-1 trading plan.

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Available on EDGAR 09/04/2026 - 01:46 PM Accepted by SEC EDGAR 09/04/2026 - 01:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SMITH ASHLEY B

(Last) (First) (Middle)

C/O SMITH MIDLAND CORP

5119 CATLETT ROAD

(Street)

MIDLAND VIRGINIA 22728

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMITH MIDLAND CORP [ SMID ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
12/07/2018

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
12/11/2018

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/07/2018		P		1,275	A	$7.69	173,042	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

This Form 4/A is being filed solely to correct the Form 4 filed on September 2, 2026 (the "September 2 Form 4"), which was inadvertently filed as a duplicate of a Form 4 originally filed on December 11, 2018. The transaction reported in the September 2 Form 4 occurred in 2018 and was previously reported on the Form 4 filed on December 11, 2018. The September 2 Form 4 did not report any transaction occurring on or about September 2, 2026 and did not reflect any current trading activity by the Reporting Person.

	/s/ Ashley B. Smith	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)