Simply Good Foods (SMPL) CEO discloses common stock and option holdings

Rhea-AI Filing Summary

Simply Good Foods President and CEO Joseph Scalzo has filed an initial ownership report showing his current equity stake in the company. He directly owns 154,675 shares of common stock and holds several stock option awards covering additional common shares at various exercise prices and maturities. These option grants include, for example, 66,925 shares at an exercise price of $24.15 expiring on 11/08/2029 and 270,800 shares at $12.00 expiring on 07/14/2027, all held directly. Most of these options are described as fully vested based on prior three-year vesting schedules, while one grant continues to vest in three substantially equal annual installments starting November 8, 2023, contingent on his continued service with the company.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

SCALZO JOSEPH

(Last) (First) (Middle)

1225 17TH STREET, SUITE 1000

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/19/2026

3. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	154,675	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options to Purchase Common Stock	(1)	11/08/2029	Common Stock	66,925	$24.15	D
Options to Purchase Common Stock	(2)	11/08/2031	Common Stock	36,231	$40.88	D
Options to Purchase Common Stock	(3)	11/08/2032	Common Stock	35,384	$38.61	D
Options to Purchase Common Stock	(4)	08/13/2031	Common Stock	200,000	$36.56	D
Options to Purchase Common Stock	(5)	11/08/2028	Common Stock	105,418	$19.89	D
Options to Purchase Common Stock	(6)	11/08/2030	Common Stock	81,967	$20.28	D
Options to Purchase Common Stock	(7)	07/14/2027	Common Stock	270,800	$12	D

Explanation of Responses:

1. The stock options vested in three substantially equal annual installments beginning on November 8, 2020. As a result, these stock options are fully vested.

2. The stock options vest in three substantially equal annual installments beginning on November 8, 2022. As a result, these stock options are fully vested.

3. The stock options vest in three substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date.

4. The stock options vest in three substantially equal annual installments beginning on August 13, 2023. As a result, these stock options are fully vested.

5. The stock options vest in three substantially equal annual installments beginning on November 8, 2019. As a result, these stock options are fully vested.

6. The stock options vest in three substantially equal annual installments beginning on November 8, 2021. As a result, these stock options are fully vested.

7. The stock options vest in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Remarks:

	/s/ Timothy R. Kraft, as Attorney-in-Fact for Joseph E. Scalzo	01/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing show for Simply Good Foods (SMPL)?

The Form 3 shows that President and CEO Joseph Scalzo directly owns 154,675 shares of Simply Good Foods common stock and holds multiple stock option awards on additional common shares.

How many Simply Good Foods (SMPL) common shares does Joseph Scalzo directly own?

Joseph Scalzo directly owns 154,675 shares of Simply Good Foods common stock, reported as beneficially owned in direct form.

What stock options does the Simply Good Foods (SMPL) CEO hold according to the Form 3?

The CEO holds several options to purchase common stock, including 66,925 shares at $24.15 expiring 11/08/2029 and 270,800 shares at $12.00 expiring 07/14/2027, all reported as directly owned.

Are Joseph Scalzo’s Simply Good Foods (SMPL) stock options vested?

Most option grants are described as fully vested after three substantially equal annual installments, while one grant beginning November 8, 2023 continues to vest annually, subject to his continuous service.

Does this Simply Good Foods (SMPL) Form 3 report any insider buying or selling?

No transactions are reported; the filing lists holdings only, including common stock and stock options beneficially owned by the CEO as of the reported date.

Is Joseph Scalzo’s ownership in Simply Good Foods (SMPL) direct or through another entity?

All reported holdings in this Form 3, including 154,675 common shares and the listed stock options, are shown as directly owned (D), with no indirect ownership entities disclosed.