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[Form 3] Simply Good Foods Co Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Simply Good Foods Co (SMPL) executive Michael L. Clawson, the Chief Commercial Officer, reported beneficial ownership of 32,620 shares of common stock. This total includes 28,177 time-based restricted stock units (RSUs) granted under the company’s 2017 Omnibus Incentive Plan, each representing the right to receive one share of common stock if conditions are met.

Of these RSUs, 4,881 vest in two substantially equal annual installments beginning on October 14, 2026, 4,008 vest in two substantially equal annual installments beginning on November 8, 2026, and 19,288 vest in three substantially equal annual installments beginning on November 8, 2026, in each case subject to Mr. Clawson’s continuous service with the company.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Clawson Michael L

(Last) (First) (Middle)
1225 17TH ST.
SUITE 1000

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/14/2025
3. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Commercial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 32,620(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes a total of 28,177 time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. Of the 28,177 RSUs, 4,881 vest in two substantially equal annual installments beginning on October 14, 2026, 4,008 vest in two substantially equal annual installments beginning on November 8, 2026, and 19,288 vest in three substantially equal annual installments beginning on November 8, 2026, subject in each case to the reporting person's continuous service with the issuer as of each vesting date.
Remarks:
/s/ Neil J. Eckstein as Attorney-in-Fact for Michael L. Clawson 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position is disclosed for SMPL in this filing?

The filing shows Michael L. Clawson, the Chief Commercial Officer of Simply Good Foods Co (SMPL), reporting his beneficial ownership of company stock.

How many SMPL common shares does Michael L. Clawson beneficially own?

Michael L. Clawson reports beneficial ownership of 32,620 shares of Simply Good Foods common stock, including both stock and RSUs.

How many SMPL restricted stock units (RSUs) does Michael L. Clawson hold?

He holds 28,177 time-based restricted stock units (RSUs) granted under the company’s 2017 Omnibus Incentive Plan, each representing the right to receive one share of common stock.

What is the vesting schedule for Michael L. Clawson’s SMPL RSUs?

Of the 28,177 RSUs, 4,881 vest in two substantially equal annual installments beginning on October 14, 2026, 4,008 vest in two substantially equal annual installments beginning on November 8, 2026, and 19,288 vest in three substantially equal annual installments beginning on November 8, 2026, subject to his continuous service.

Does this SMPL insider filing report any derivative securities like options or warrants?

The filing’s derivative securities table is present but shows no specific options, warrants, or other derivative securities listed for Michael L. Clawson.

Is Michael L. Clawson’s ownership in SMPL direct or indirect?

The 32,620 shares of common stock are reported as held with direct (D) ownership.

Simply Good

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1.94B
91.26M
8.39%
97.44%
3.98%
Packaged Foods
Food and Kindred Products
Link
United States
DENVER