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Director at Simply Good Foods (SMPL) awarded 6,500 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Simply Good Foods director David J. West reported an equity award under the company’s annual director compensation program. On January 28, 2026, he received 6,500 restricted stock units (RSUs), each representing the right to receive one share of common stock.

The RSUs vest on the first anniversary of the grant date, meaning they convert into shares after one year if conditions are met. Following this grant, West beneficially owns 2,007,800 shares of common stock, held directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEST DAVID J

(Last) (First) (Middle)
1225 17TH STREET, SUITE 1000

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/28/2026 A 6,500(1) A $0 2,007,800 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted pursuant to the issuer's annual director compensation program. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.
Remarks:
/s/ Timothy R. Kraft, as Attorney-in-Fact for David J. West 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did David J. West report in his Form 4 for SMPL?

David J. West reported an equity award from Simply Good Foods. On January 28, 2026, he received 6,500 restricted stock units under the company’s annual director compensation program, adding to his existing common stock holdings reported in the filing.

How many shares does David J. West beneficially own in Simply Good Foods (SMPL)?

After the reported award, David J. West beneficially owns 2,007,800 shares of Simply Good Foods common stock. This figure reflects his direct ownership following the grant of 6,500 restricted stock units reported on January 28, 2026.

What are the terms of the 6,500 RSUs reported by David J. West?

The 6,500 RSUs were granted under Simply Good Foods’ annual director compensation program. Each restricted stock unit represents a contingent right to receive one share of common stock, vesting on the first anniversary of the January 28, 2026 grant date.

Is the 6,500-share transaction a purchase or sale of SMPL stock?

The 6,500-share transaction is an award, not an open-market purchase or sale. It reflects restricted stock units granted at a price of $0.00 per share as part of director compensation, rather than a cash transaction in Simply Good Foods stock.

When do David J. West’s newly granted RSUs in SMPL vest?

The restricted stock units granted to David J. West vest on the first anniversary of the grant date. Since the RSUs were granted on January 28, 2026, they are scheduled to vest one year later, assuming the applicable vesting conditions are satisfied.

What is David J. West’s role at Simply Good Foods (SMPL)?

David J. West serves as a director at Simply Good Foods. The Form 4 identifies him as a board member and shows he received 6,500 restricted stock units under the issuer’s annual director compensation program, increasing his reported beneficial ownership position.
Simply Good

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1.74B
84.35M
8.39%
97.44%
3.98%
Packaged Foods
Food and Kindred Products
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United States
DENVER