[Form 4] The Simply Good Foods Company Insider Trading Activity

Rhea-AI Filing Summary

Robert G. Montgomery, a non-employee director of The Simply Good Foods Company (SMPL), was granted 1,722 restricted stock units (RSUs) on 09/06/2025. The RSUs were issued as part of the company’s annual equity compensation for non-employee directors while the issuer adjusts the timing of those grants. Each RSU represents the contingent right to receive one share of common stock and the award vests in full on January 27, 2026. Following the grant, Montgomery beneficially owns 55,787 shares.

Insights

Financial Analyst

TL;DR: Routine director equity grant: 1,722 RSUs vesting Jan 27, 2026, aligning director compensation with shareholders; not materially transformative.

The Form 4 reports a standard restricted stock unit grant to a non-employee director tied to the issuer’s annual director compensation schedule. The grant size (1,722 RSUs) and the single vesting date suggest a one-time alignment action rather than staged incentive compensation. There is no cash price paid and the award vests in full on a specified date, which limits immediate liquidity impact. The filing shows total beneficial ownership of 55,787 shares post-grant, but it does not disclose the percentage ownership or potential dilution magnitude. Absent additional context on total shares outstanding or other concurrent transactions, this disclosure appears routine and not materially impactful to valuation.

Corporate Governance Expert

TL;DR: Governance-normal director RSU grant to align timing of awards with the annual meeting; administrative rather than strategic.

This report documents an administrative timing adjustment in non-employee director equity grants, converting the award into RSUs that vest on a fixed future date. Such timing realignments are common to synchronize grants with governance events and do not, by themselves, indicate change in board composition or corporate strategy. The filing is properly executed and signed via attorney-in-fact, and includes the vesting date and nature of the award. Materiality for investors is low unless aggregated with other compensation changes or tied to performance conditions, which are not disclosed here.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Montgomery Robert G.

(Last) (First) (Middle)

1225 17TH STREET, SUITE 1000

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/06/2025		A		1,722(1)	A	$0	55,787	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units, or RSUs, that are a portion of each non-employee director's annual equity compensation as the issuer transitions the timing of non-employee director annual equity grants to align with the issuer's Annual Meeting. The RSUs vest in full on January 27, 2026. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Remarks:

	s/ Timothy R. Kraft, as Attorney-in-Fact for Robert G. Montgomery	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Robert G. Montgomery report on the Form 4 for SMPL?

The Form 4 reports a grant of 1,722 RSUs to Robert G. Montgomery on 09/06/2025, with full vesting on January 27, 2026, resulting in 55,787 beneficially owned shares.

Do the RSUs reported by SMPL require payment by the director?

No cash price is reported; the transaction code is an A (acquisition) and the price is shown as $0, indicating these are compensatory RSUs.

When will the RSUs granted to the director vest?

The RSUs vest in full on January 27, 2026 as stated in the filing.

How many total shares does the reporting person own after the transaction?

The filing discloses 55,787 shares beneficially owned following the reported transaction.

Was the Form 4 filed jointly or by a single reporting person?

The form was filed by one reporting person, as indicated on the filing.