SMPL director granted 1,722 RSUs, vesting Jan 27, 2026

Simply Good Foods (SMPL) director Romitha S. Mally received 1,722 restricted stock units (RSUs) on 09/06/2025 as part of the company’s non-employee director annual equity compensation.

Rhea-AI Filing Summary

Simply Good Foods (SMPL) director Romitha S. Mally received 1,722 restricted stock units (RSUs) on 09/06/2025 as part of the company’s non-employee director annual equity compensation. The RSUs were granted at a reported price of $0 because they represent contingent rights to receive common shares rather than a cash purchase. After the grant, Ms. Mally beneficially owns 3,937 shares in total. The RSUs vest in full on January 27, 2026, and each RSU converts into one share upon vesting.

Positive

• Director granted 1,722 RSUs to align annual equity compensation timing with the company’s Annual Meeting
• RSUs vest in full on January 27, 2026, providing clear, time-based alignment between director incentives and shareholder timelines
• Beneficial ownership increased to 3,937 shares, improving director’s alignment with shareholder interests

Negative

• None.

Insights

Corporate Governance Expert

TL;DR Director award of 1,722 RSUs aligns compensation timing with the annual meeting; vesting delayed to January 27, 2026.

The grant appears to be routine director compensation as the issuer shifts timing of non-employee director equity awards. These RSUs are contingent rights to receive one share each at vesting and were reported as having a $0 transaction price because no cash consideration was paid; this is standard for equity compensation grants. The transaction increases disclosed beneficial ownership to 3,937 shares and will convert to common stock only upon vesting.

Securities Analyst

TL;DR Non-employee director received time-based RSUs; no immediate sale or cash proceeds reported.

This Form 4 documents a non-derivative acquisition of 1,722 RSUs by a director on 09/06/2025. The RSUs carry customary vesting conditions and no exercise or purchase price, so there is no immediate market impact or cash flow. The increase to 3,937 beneficial shares is modest and typical for director compensation; material impact on cap table or dilution is likely limited given the small absolute amount disclosed here.

Insider Trade Summary

Grant/Award: 1,722 shares

Grant/Award 1 txn

Insider Mally Romitha

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,722	$0.00	$0.00

Holdings After Transaction: Common Stock — 3,937 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units, or RSUs, that are a portion of each non-employee director's annual equity compensation as the issuer transitions the timing of non-employee director annual equity grants to align with the issuer's Annual Meeting. The RSUs vest in full on January 27, 2026. Each RSU represents the contingent right to receive one share of the issuer's common stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Romitha S. Mally report on the Form 4 for SMPL?

Ms. Mally was granted 1,722 restricted stock units (RSUs) on 09/06/2025, increasing her beneficial ownership to 3,937 shares.

When do the RSUs granted to the SMPL director vest?

The RSUs vest in full on January 27, 2026, at which time each RSU converts into one share of common stock.

Was there any cash paid for the RSUs in the Form 4 filing?

No cash was reported; the transaction price is listed as $0 because the grant represents contingent rights to receive shares upon vesting.

Does the Form 4 indicate any sale or disposition of shares by the director?

No disposals were reported; the filing records an acquisition (A) of RSUs only.

How material is this insider transaction for SMPL shareholders?

The filing reports a routine director equity grant and does not show immediate dilution or cash proceeds; the filing itself is not presented as materially impactful.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/09/2025 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mally Romitha

(Last) (First) (Middle)

1225 17TH ST.

SUITE 1000

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Simply Good Foods Co [ SMPL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/06/2025		A		1,722(1)	A	$0	3,937	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units, or RSUs, that are a portion of each non-employee director's annual equity compensation as the issuer transitions the timing of non-employee director annual equity grants to align with the issuer's Annual Meeting. The RSUs vest in full on January 27, 2026. Each RSU represents the contingent right to receive one share of the issuer's common stock.

Remarks:

	/s/ Neil J. Eckstein as Attorney-in-Fact for Romitha S. Mally	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.