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NuScale Power (SMR) legal chief files Form 3 showing no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NuScale Power Corp’s Chief Legal Officer and Secretary, William J. Cooper, filed an initial ownership report on Form 3. The filing states that no securities of NuScale Power Corp are beneficially owned by the reporting person as of the event date.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Cooper William J.

(Last) (First) (Middle)
1100 NE CIRCLE BLVD., SUITE 350

(Street)
CORVALLIS OR 97330

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/26/2026
3. Issuer Name and Ticker or Trading Symbol
NUSCALE POWER Corp [ SMR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer/ Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
Patrick C. Cannon, attorney-in-fact for William J. Cooper 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NuScale Power Corp (SMR) Form 3 for William J. Cooper report?

The Form 3 reports that William J. Cooper, NuScale Power Corp’s Chief Legal Officer and Secretary, currently has no beneficial ownership of the company’s securities. This initial filing establishes his reported starting ownership position as zero under SEC reporting rules.

Who is the reporting person on NuScale Power Corp (SMR) Form 3?

The reporting person is William J. Cooper, who serves as Chief Legal Officer and Secretary of NuScale Power Corp. His position as an officer requires him to report his beneficial ownership of company securities to the SEC using Form 3 and related forms.

What is the event date shown on the NuScale Power Corp (SMR) Form 3?

The event date on the Form 3 is 01/26/2026. This date is when the reporting requirement was triggered, and the filing provides the beneficial ownership status of William J. Cooper as of that specific day for NuScale Power Corp securities.

Does the NuScale Power Corp (SMR) Form 3 show any securities owned by William J. Cooper?

No, the Form 3 states that no securities are beneficially owned. The remarks section explicitly notes that no securities are beneficially owned by William J. Cooper, indicating no reported holdings of NuScale Power Corp equity or derivative securities at that time.

Is William J. Cooper a director or 10% owner of NuScale Power Corp (SMR)?

He is reported as an officer, not a director or 10% owner. The Form 3 indicates his relationship to NuScale Power Corp as Chief Legal Officer and Secretary, with the director and 10% owner boxes not selected on the relationship section.
NuScale Power Corporation

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5.20B
157.19M
10.09%
71.93%
26.83%
Specialty Industrial Machinery
Fabricated Plate Work (boiler Shops)
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United States
CORVALLIS