STOCK TITAN

[Form 4] SMITH MICRO SOFTWARE, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Smith Micro Software director and officer Timothy C. Huffmyer acquired 119,760 common stock purchase warrants on 09/17/2025 at a $0.73 exercise price. The warrants are exercisable beginning 03/17/2026 and expire 03/17/2031, and correspond to 119,760 underlying common shares owned directly after the transaction. The filing states the warrants were purchased from the issuer together with a promissory note for aggregate consideration of approximately $100,000.

The Form 4 was signed by an attorney-in-fact on behalf of Mr. Huffmyer on 09/18/2025. The report discloses no other transactions, amendments, or material terms beyond the warrant details and purchase consideration.

Il direttore e funzionario di Smith Micro Software, Timothy C. Huffmyer, ha acquistato 119.760 warrant di acquisto di azioni ordinarie il 17/09/2025 a un prezzo di esercizio di $0,73. I warrant sono esercitabili a partire dal 17/03/2026 e scadono il 17/03/2031, e corrispondono a 119.760 azioni ordinarie sottostanti possedute direttamente dopo la transazione. La dichiarazione indica che i warrant sono stati acquistati dall'emittente insieme a una cambiale per un controvalore complessivo di circa $100.000.

Il Form 4 è stato firmato da un procuratore ad acta per conto del signor Huffmyer il 18/09/2025. Il rapporto non divulga altre transazioni, emendamenti o termini materiali oltre ai dettagli dei warrant e al controvalore dell'acquisto.

El director y funcionario de Smith Micro Software, Timothy C. Huffmyer, adquirió 119,760 warrants de compra de acciones comunes el 17/09/2025 a un precio de ejercicio de $0,73. Los warrants son ejercitables a partir del 17/03/2026 y expiran el 17/03/2031, y corresponden a 119.760 acciones comunes subyacentes poseídas directamente después de la transacción. El registro indica que los warrants fueron adquiridos al emisor junto con una letra promesa por un importe total de aproximadamente $100,000.

El Form 4 fue firmado por un apoderado en nombre del Sr. Huffmyer el 18/09/2025. El informe no divulga otras transacciones, enmiendas o términos materiales más allá de los detalles de los warrants y la contraprestación de la compra.

Smith Micro Software의 이사이자 임원인 Timothy C. Huffmyer가 119,760개의 일반 주식 매수 워런트2025-09-17$0.73의 행사 가격으로 취득했습니다. 이 워런트는 2026-03-17부터 행사 가능하며 2031-03-17에 만료되고, 거래 직후 직접 보유한 119,760주 기본 일반주에 해당합니다. 제출서는 워런트가 발행자로부터 매입되었으며 약정 총액 약 $100,000의 약속 어음을 함께 받았다고 밝힙니다.

Form 4는 Huffmyer 씨를 대신하여 법정 대리인이 2025-09-18에 서명했습니다. 보고서는 워런트 세부 정보와 매입 대가를 넘어서 다른 거래, 수정 또는 중요한 조건을 공개하지 않습니다.

Le directeur et dirigeant de Smith Micro Software, Timothy C. Huffmyer, a acquis 119 760 bons d’achat d’actions ordinaires le 17/09/2025 à un prix d’exercice de $0,73. Les bons peuvent être exercés à partir du 17/03/2026 et expirer le 17/03/2031, et correspondent à 119 760 actions ordinaires sous-jacentes détenues directement après la transaction. Le dépôt indique que les warrants ont été achetés auprès de l’émetteur avec une lettre de promesse pour une contre-valeur totale d’environ $100 000.

Le Form 4 a été signé par un mandataire le 18/09/2025 au nom de M. Huffmyer. Le rapport ne divulgue aucune autre transaction, amendement ou terme matériel au-delà des détails des warrants et du montant de l’achat.

Der Director und leitende Angestellte von Smith Micro Software, Timothy C. Huffmyer, erwarb 119.760 Stammaktienkauf-Warrants am 17.09.2025 zu einem Ausübungspreis von $0,73. Die Warrants können ab dem 17.03.2026 ausgeübt werden und laufen am 17.03.2031 ab; sie entsprechen 119.760 zugrunde liegenden Stammaktien, die unmittelbar nach der Transaktion im Eigentum stehen. Die Einreichung gibt an, dass die Warrants zusammen mit einer Schuldverschreibung vom Emittenten gegen eine Gesamtsumme von ca. $100.000 erworben wurden.

Das Form 4 wurde am 18.09.2025 von einem Bevollmächtigten im Namen von Herrn Huffmyer unterzeichnet. Der Bericht macht keine weiteren Transaktionen, Änderungen oder wesentlichen Bedingungen jenseits der Warrants und der Kaufpreisangaben bekannt.

مالك Smith Micro Software والمدير التنفيذي Timothy C. Huffmyer قد اشترى 119,760 وارنز شراء أسهم عادية في 17/09/2025 بسعر تمرين قدره $0.73. يمكن ممارسة هذه الأوامر اعتباراً من 17/03/2026 وتنتهي صلاحيتها في 17/03/2031، وتتوافق مع 119,760 سهماً عائداً أساسياً مملوكة مباشرة بعد الصفقة. تفيد الوثيقة أن Warrants اشتُريت من جهة الإصدار مع صك وعد بمبلغ إجمالي يقارب $100,000.

وقُع Form 4 من قبل وكيل نيابة عن السيد Huffmyer في 18/09/2025. التقرير لا يورد أية معاملات أخرى أو تعديلات أو شروط جوهرية بخلاف تفاصيل warrants ومقدار الشراء.

Smith Micro Software 的董事兼高管 Timothy C. Huffmyer 于 2025/09/17 以行使价 $0.73 收购了 119,760 份普通股购买权证。这些认股权证自 2026/03/17 可行使,并于 2031/03/17 期满,对应在交易后直接持有的 119,760 股普通股。 filing 表明这些权证是与一张对价约 $100,000 的本票一起从发行人处购买。

Form 4 于 2025/09/18 由代理律师代表 Huffmyer 签署。报告未披露除权证细节和购买对价之外的其他交易、修订或重要条款。

Positive
  • Insider purchase disclosed: Timothy C. Huffmyer acquired 119,760 warrants, demonstrating an officer-level transaction reported under Section 16.
  • Clear instrument terms provided: Exercise price $0.73, exercisable 03/17/2026, expiring 03/17/2031, underlying 119,760 common shares.
  • Consideration stated: Aggregate consideration for the warrants and promissory note is approximately $100,000.
Negative
  • Potential share impact disclosed: Warrants correspond to 119,760 underlying common shares, which could result in future share issuance upon exercise.
  • No additional contextual disclosures: The filing does not provide details on the promissory note terms or effects on capitalization beyond the stated consideration.

Insights

TL;DR: An officer purchased 119,760 warrants at $0.73, creating direct ownership of 119,760 shares upon exercise.

This Form 4 documents a single non-derivative/derivative transaction where Mr. Huffmyer acquired common stock purchase warrants exercisable from 03/17/2026 through 03/17/2031 with a $0.73 strike. The filing quantifies the instruments and states aggregate consideration of ~ $100,000 paid via purchase and a promissory note. For analysts, the key takeaways are the exact warrant count, strike, exercisability window, and the fact the reporting person is a senior officer, which is relevant for insider-position tracking and potential future share issuance upon exercise.

TL;DR: Officer-level insider acquired issuer-issued warrants; transaction is disclosed and documented per Section 16 rules.

The filing shows compliance with Section 16 reporting: the officer/officer-title is identified, the transaction date and instrument terms are disclosed, and an attorney-in-fact executed the form. The disclosure of purchase consideration (~$100,000) and the mechanics (warrant purchase from issuer with a promissory note) provide clarity on the economic terms. No other governance actions, amendments, or related-party arrangements are disclosed within this form.

Il direttore e funzionario di Smith Micro Software, Timothy C. Huffmyer, ha acquistato 119.760 warrant di acquisto di azioni ordinarie il 17/09/2025 a un prezzo di esercizio di $0,73. I warrant sono esercitabili a partire dal 17/03/2026 e scadono il 17/03/2031, e corrispondono a 119.760 azioni ordinarie sottostanti possedute direttamente dopo la transazione. La dichiarazione indica che i warrant sono stati acquistati dall'emittente insieme a una cambiale per un controvalore complessivo di circa $100.000.

Il Form 4 è stato firmato da un procuratore ad acta per conto del signor Huffmyer il 18/09/2025. Il rapporto non divulga altre transazioni, emendamenti o termini materiali oltre ai dettagli dei warrant e al controvalore dell'acquisto.

El director y funcionario de Smith Micro Software, Timothy C. Huffmyer, adquirió 119,760 warrants de compra de acciones comunes el 17/09/2025 a un precio de ejercicio de $0,73. Los warrants son ejercitables a partir del 17/03/2026 y expiran el 17/03/2031, y corresponden a 119.760 acciones comunes subyacentes poseídas directamente después de la transacción. El registro indica que los warrants fueron adquiridos al emisor junto con una letra promesa por un importe total de aproximadamente $100,000.

El Form 4 fue firmado por un apoderado en nombre del Sr. Huffmyer el 18/09/2025. El informe no divulga otras transacciones, enmiendas o términos materiales más allá de los detalles de los warrants y la contraprestación de la compra.

Smith Micro Software의 이사이자 임원인 Timothy C. Huffmyer가 119,760개의 일반 주식 매수 워런트2025-09-17$0.73의 행사 가격으로 취득했습니다. 이 워런트는 2026-03-17부터 행사 가능하며 2031-03-17에 만료되고, 거래 직후 직접 보유한 119,760주 기본 일반주에 해당합니다. 제출서는 워런트가 발행자로부터 매입되었으며 약정 총액 약 $100,000의 약속 어음을 함께 받았다고 밝힙니다.

Form 4는 Huffmyer 씨를 대신하여 법정 대리인이 2025-09-18에 서명했습니다. 보고서는 워런트 세부 정보와 매입 대가를 넘어서 다른 거래, 수정 또는 중요한 조건을 공개하지 않습니다.

Le directeur et dirigeant de Smith Micro Software, Timothy C. Huffmyer, a acquis 119 760 bons d’achat d’actions ordinaires le 17/09/2025 à un prix d’exercice de $0,73. Les bons peuvent être exercés à partir du 17/03/2026 et expirer le 17/03/2031, et correspondent à 119 760 actions ordinaires sous-jacentes détenues directement après la transaction. Le dépôt indique que les warrants ont été achetés auprès de l’émetteur avec une lettre de promesse pour une contre-valeur totale d’environ $100 000.

Le Form 4 a été signé par un mandataire le 18/09/2025 au nom de M. Huffmyer. Le rapport ne divulgue aucune autre transaction, amendement ou terme matériel au-delà des détails des warrants et du montant de l’achat.

Der Director und leitende Angestellte von Smith Micro Software, Timothy C. Huffmyer, erwarb 119.760 Stammaktienkauf-Warrants am 17.09.2025 zu einem Ausübungspreis von $0,73. Die Warrants können ab dem 17.03.2026 ausgeübt werden und laufen am 17.03.2031 ab; sie entsprechen 119.760 zugrunde liegenden Stammaktien, die unmittelbar nach der Transaktion im Eigentum stehen. Die Einreichung gibt an, dass die Warrants zusammen mit einer Schuldverschreibung vom Emittenten gegen eine Gesamtsumme von ca. $100.000 erworben wurden.

Das Form 4 wurde am 18.09.2025 von einem Bevollmächtigten im Namen von Herrn Huffmyer unterzeichnet. Der Bericht macht keine weiteren Transaktionen, Änderungen oder wesentlichen Bedingungen jenseits der Warrants und der Kaufpreisangaben bekannt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Huffmyer Timothy C.

(Last) (First) (Middle)
5800 CORPORATE DRIVE

(Street)
PITTSBURGH PA 15237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SMITH MICRO SOFTWARE, INC. [ SMSI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, COO, CFO and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
09/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common stock purchase warrant $0.73 09/17/2025 A 119,760 03/17/2026 03/17/2031 Common stock 119,760 (1) 119,760 D
Explanation of Responses:
1. The common stock purchase warrant was purchased from the issuer by Mr. Huffmyer together with a promissory note in exchange for aggregate consideration of approximately $100,000.
/s/ Jennifer M. Reinke as attorney-in-fact for Timothy C. Huffmyer 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Timothy C. Huffmyer report on Form 4 for SMSI?

Mr. Huffmyer reported acquiring 119,760 common stock purchase warrants on 09/17/2025 with a $0.73 exercise price and 03/17/2026 exercisability.

How many underlying shares are tied to the warrants reported on SMSI Form 4?

The warrants relate to 119,760 underlying common shares, and the reporting person beneficially owns 119,760 shares following the transaction.

What are the expiration and exercisable dates for the warrants in the SMSI filing?

The warrants are exercisable beginning 03/17/2026 and expire on 03/17/2031.

How much did the warrants cost according to the Form 4?

The filing states the warrants were purchased together with a promissory note for aggregate consideration of approximately $100,000.

Who signed the Form 4 filing for Timothy C. Huffmyer?

The Form 4 was signed by Jennifer M. Reinke as attorney-in-fact for Timothy C. Huffmyer on 09/18/2025.
Smith Micro Software Inc

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