What plan governed the 12,500-share stock award to SMSI director Szabo?

The 12,500-share award was granted under SMITH MICRO SOFTWARE’s Amended and Restated Omnibus Equity Incentive Plan. The Form 4 footnote describes the grant as an unrestricted stock award made pursuant to this equity incentive plan for company insiders.

SMSI director granted 12,500-share stock award

SZABO GREGORY J reported acquisition or exercise transactions in this Form 4 filing.

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Rhea-AI Filing Summary

SZABO GREGORY J reported acquisition or exercise transactions in this Form 4 filing.

SMITH MICRO SOFTWARE director Gregory J. Szabo received a grant of 12,500 shares of common stock. The shares were awarded at a stated price of $0.00 per share as an unrestricted stock award under the Company’s Amended and Restated Omnibus Equity Incentive Plan. Following this equity grant, Szabo directly holds 73,493 shares of SMITH MICRO SOFTWARE common stock.

Insider Trade Summary

Grant/Award: 12,500 shares

Grant/Award 1 txn

Insider SZABO GREGORY J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common stock	12,500	$0.00	$0.00

Holdings After Transaction: Common stock — 73,493 shares (Direct)

Footnotes (1)

F1. Unrestricted stock award pursuant to the Company's Amended and Restated Omnibus Equity Incentive Plan.

FAQ

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What insider transaction did SMSI director Gregory J. Szabo report?

Gregory J. Szabo reported receiving 12,500 shares of SMITH MICRO SOFTWARE common stock. The shares were granted as an unrestricted stock award with a stated price of $0.00 per share under the company’s Amended and Restated Omnibus Equity Incentive Plan.

Is the Szabo Form 4 for SMSI a stock purchase or a stock award?

The Form 4 shows a stock award, not an open-market purchase. Gregory J. Szabo acquired 12,500 shares of common stock at $0.00 per share as an unrestricted award under SMITH MICRO SOFTWARE’s equity incentive plan.

How many SMITH MICRO SOFTWARE (SMSI) shares does Gregory J. Szabo hold after this award?

After the reported transaction, Gregory J. Szabo directly holds 73,493 shares of SMITH MICRO SOFTWARE common stock. This figure reflects his position immediately following receipt of the 12,500-share unrestricted stock award disclosed in the Form 4 filing.

Does the Szabo Form 4 for SMSI indicate any stock sales or disposals?

No stock sales or disposals are reported in this Form 4. The filing shows only an acquisition transaction, where Gregory J. Szabo received 12,500 shares as an unrestricted stock award and ended with direct ownership of 73,493 shares.

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Accepted by SEC EDGAR 03/10/2026 - 05:56 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SZABO GREGORY J

(Last)

(First)

(Middle)

5800 CORPORATE DRIVE

(Street)

PITTSBURGH

15237

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SMITH MICRO SOFTWARE, INC. [ SMSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common stock	03/09/2026		A		12,500⁽¹⁾	A	$0	73,493	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Unrestricted stock award pursuant to the Company's Amended and Restated Omnibus Equity Incentive Plan.

	/s/ Jennifer M. Reinke as attorney-in-fact for Gregory J. Szabo	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR