SMITH MICRO (NASDAQ: SMSI) director receives 12,500-share equity award

Rhea-AI Filing Summary

SMITH MICRO SOFTWARE director Thomas G. Campbell received 12,500 shares of common stock as an unrestricted stock award. The shares were granted under the company's Amended and Restated Omnibus Equity Incentive Plan at no purchase price. Following this equity award, Campbell directly holds 49,706 shares of SMITH MICRO SOFTWARE common stock. This is a compensation-related acquisition rather than an open-market purchase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CAMPBELL THOMAS G

(Last) (First) (Middle)

5800 CORPORATE DRIVE

(Street)

PITTSBURGH PA 15237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SMITH MICRO SOFTWARE, INC. [ SMSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	03/09/2026		A		12,500(1)	A	$0	49,706	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Unrestricted stock award pursuant to the Company's Amended and Restated Omnibus Equity Incentive Plan.

	/s/ Jennifer M. Reinke as attorney-in-fact for Thomas G. Campbell	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did SMSI director Thomas G. Campbell report?

Thomas G. Campbell reported receiving 12,500 shares of SMITH MICRO SOFTWARE common stock as an unrestricted stock award. The shares were granted as compensation under the company’s Amended and Restated Omnibus Equity Incentive Plan, with no cash paid per share.

Was the SMSI insider transaction an open-market purchase or a stock award?

The SMSI insider transaction was a stock award, not an open-market purchase. Director Thomas G. Campbell acquired 12,500 shares at a price of $0.0000 per share as an unrestricted award under the company’s Amended and Restated Omnibus Equity Incentive Plan.

How many SMSI shares does Thomas G. Campbell hold after this Form 4?

After this Form 4 transaction, Thomas G. Campbell directly holds 49,706 shares of SMITH MICRO SOFTWARE common stock. This total reflects the addition of 12,500 unrestricted shares granted to him under the company’s Amended and Restated Omnibus Equity Incentive Plan.

What is the significance of the $0.0000 price on the SMSI Form 4?

The $0.0000 price indicates the 12,500 SMSI shares were granted as a compensation award, not bought in the market. They were issued under SMITH MICRO SOFTWARE’s Amended and Restated Omnibus Equity Incentive Plan as an unrestricted stock award to director Thomas G. Campbell.

Under which plan was the SMSI stock award to Thomas G. Campbell granted?

The 12,500-share stock award to Thomas G. Campbell was granted under SMITH MICRO SOFTWARE’s Amended and Restated Omnibus Equity Incentive Plan. The filing describes it as an unrestricted stock award, confirming it is part of the company’s established equity compensation program.