Smith Micro (NASDAQ: SMSI) director receives 12,500-share equity award

Rhea-AI Filing Summary

Keddy Asha reported acquisition or exercise transactions in this Form 4 filing.

SMITH MICRO SOFTWARE, INC. director Asha Keddy received an award of 12,500 shares of common stock as compensation. The filing describes this as an unrestricted stock award granted under the company’s Amended and Restated Omnibus Equity Incentive Plan. Following the grant, Keddy directly holds 54,629 shares of common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Keddy Asha

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common stock	12,500	$0.00	--

Holdings After Transaction: Common stock — 54,629 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keddy Asha

(Last) (First) (Middle)

5800 CORPORATE DRIVE

(Street)

PITTSBURGH PA 15237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SMITH MICRO SOFTWARE, INC. [ SMSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	03/09/2026		A		12,500(1)	A	$0	54,629	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Unrestricted stock award pursuant to the Company's Amended and Restated Omnibus Equity Incentive Plan.

	/s/ Jennifer M. Reinke as attorney-in-fact for Asha Keddy	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Asha Keddy report in the latest Form 4 for SMSI?

Asha Keddy reported receiving 12,500 SMSI common shares as a stock award. The grant was made under Smith Micro Software’s Amended and Restated Omnibus Equity Incentive Plan and is described as unrestricted stock, increasing her direct holdings to 54,629 shares.

Was the Asha Keddy SMSI Form 4 transaction a stock purchase or sale?

The Form 4 shows an acquisition by grant, not a market trade. Keddy received 12,500 common shares as a compensation award, coded as a grant or award acquisition, with no open-market buying or selling reported in this filing.

How many SMITH MICRO SOFTWARE (SMSI) shares does Asha Keddy hold after this grant?

After the 12,500-share stock award, Asha Keddy directly holds 54,629 SMSI common shares. This total reflects her position following the reported grant under the company’s Amended and Restated Omnibus Equity Incentive Plan.

What plan governed the Asha Keddy stock award reported for SMSI?

The stock award was granted under Smith Micro Software’s Amended and Restated Omnibus Equity Incentive Plan. The footnote states that the 12,500-share grant is an unrestricted stock award issued pursuant to this equity incentive plan.

Did Asha Keddy pay cash for the SMSI shares reported in the Form 4?

No cash payment was involved for this grant of SMSI shares. The transaction price per share is reported as 0.0000, indicating the 12,500 common shares were issued as an unrestricted stock award rather than a market purchase.