SMITH MICRO (NASDAQ: SMSI) director awarded 12,500-share stock grant

Rhea-AI Filing Summary

gulko samuel reported acquisition or exercise transactions in this Form 4 filing.

SMITH MICRO SOFTWARE, INC. director Samuel Gulko received a grant of 12,500 shares of common stock on March 9, 2026. The award was issued at no cash cost as unrestricted stock under the Company’s Amended and Restated Omnibus Equity Incentive Plan, bringing his direct holdings to 70,274 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

gulko samuel

(Last) (First) (Middle)

5800 CORPORATE DRIVE

(Street)

PITTSBURGH PA 15237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SMITH MICRO SOFTWARE, INC. [ SMSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	03/09/2026		A		12,500(1)	A	$0	70,274	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Unrestricted stock award pursuant to the Company's Amended and Restated Omnibus Equity Incentive Plan.

	/s/ Jennifer M. Reinke as attorney-in-fact for Samuel Gulko	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did SMSI director Samuel Gulko report on this Form 4?

Director Samuel Gulko reported receiving 12,500 shares of SMSI common stock. The shares were granted as an unrestricted stock award, not purchased in the market, and reflect equity-based compensation rather than an open-market investment decision.

Was the SMSI Form 4 transaction a market purchase or a stock grant?

The transaction was a stock grant, not a market purchase. Gulko acquired 12,500 SMSI shares at a price of $0.00 per share as an unrestricted award issued under the company’s Amended and Restated Omnibus Equity Incentive Plan.

How many SMITH MICRO SOFTWARE (SMSI) shares does Samuel Gulko hold after this grant?

Following the 12,500-share unrestricted stock award, Samuel Gulko directly holds 70,274 shares of SMITH MICRO SOFTWARE common stock. This figure reflects his ownership after the reported transaction on March 9, 2026, as disclosed in the Form 4.

What plan governed the 12,500-share SMSI stock award to director Samuel Gulko?

The award was issued under SMITH MICRO SOFTWARE’s Amended and Restated Omnibus Equity Incentive Plan. The Form 4 footnote describes the 12,500-share grant as an unrestricted stock award made pursuant to this equity incentive compensation program.

Does the SMSI Form 4 filing show any stock sales or disposals by Samuel Gulko?

The filing shows only an acquisition through a stock grant and no sales. It reports a single transaction coded “A” for award or other acquisition, indicating compensation-related issuance rather than any disposition or sale of SMSI shares.