Welcome to our dedicated page for Smith Micro Software SEC filings (Ticker: SMSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Smith Micro Software, Inc. (SMSI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. Smith Micro is a wireless-focused software publisher whose public reports describe its Digital Family Lifestyle™ offerings, SafePath® platform, and related Wireless segment activities.
Through this page, you can review annual reports on Form 10-K and quarterly reports on Form 10-Q, where Smith Micro discusses its Wireless segment, revenue sources, operating expenses, net income or loss, non-GAAP measures, and risk factors. These filings also describe trends in digital lifestyle services, customer concentration, reliance on wireless service providers, and the impact of cost reduction efforts.
Investors can also track current reports on Form 8-K, which Smith Micro uses to disclose material events such as financing transactions, receipt of a Nasdaq minimum bid price notice, cost reduction initiatives, leadership changes, and the sale of assets like the ViewSpot product. Recent 8-K filings have detailed registered offerings, private placements, secured note agreements, and related warrant issuances, as well as the terms and intended use of proceeds.
For those monitoring ownership and compensation topics, this page links to proxy statements on Form DEF 14A, which cover matters submitted to stockholders, including proposals related to Nasdaq listing rule 5635(d) and adjournment approvals. When available, Form 4 insider transaction reports can be used to analyze trading activity by Smith Micro officers, directors, and significant shareholders.
Stock Titan’s interface combines real-time updates from EDGAR with AI-generated highlights, helping users quickly identify important sections in lengthy documents. Whether you are examining SMSI’s capital structure, warrant and note terms, Nasdaq compliance disclosures, or segment discussion in its 10-K and 10-Q filings, this page centralizes the regulatory information needed for deeper analysis.
Timothy C. Huffmyer, VP/COO/CFO/Treasurer of Smith Micro Software (SMSI), reported changes in his beneficial ownership reflecting vesting, tax-withholding and a forfeiture. On 08/14/2025 he was granted 66,902 restricted shares that are performance-based and will vest in installments tied to third-quarter-2025 criteria. On 08/15/2025 21,343 shares were withheld to satisfy income taxes at an average vesting price of $0.87 per share, and 1,104 restricted shares were forfeited per the grant terms. After these transactions he beneficially owned 180,131 shares directly.
Smith Micro Software, Inc. (SMSI) disclosed in an 8-K that on 23 June 2025 it received a Nasdaq Listing Qualifications notice because the company’s common-stock closing bid price has remained below $1.00 for 30 consecutive business days, violating Rule 5550(a)(2) (the Minimum Bid Price Requirement).
The notice does not immediately affect SMSI’s listing; the shares continue to trade on the Nasdaq Capital Market under ticker SMSI. The company now has an initial 180-day grace period ending 22 December 2025 to regain compliance by posting a bid price of at least $1.00 for ten consecutive business days. If compliance is not achieved, SMSI may qualify for a second 180-day extension provided it meets all other listing standards and formally notifies Nasdaq of its remediation plan. Management is “monitoring the closing bid price” and evaluating options to cure the deficiency, but there is no assurance compliance will be regained, raising the risk of delisting and reduced share liquidity.
- Rule cited: Nasdaq Marketplace Rule 5810(c)(3)(A).
- Grace periods: up to 360 days in total.
- Key risk: potential loss of Nasdaq listing if cure is unsuccessful.
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