Smith Micro Software, Inc. filings document the regulatory record for a mobile software company serving wireless service providers through SafePath family digital lifestyle solutions, SafePath OS deployments, and voice messaging capabilities. Periodic and current reports cover operating and financial results, product-related business context, and material-event disclosures.
SMSI filings also cover capital structure and financing activity, including resale registration statements for common stock underlying previously issued warrants and convertible notes, registered direct offerings, private placement warrants, and secured promissory notes. Proxy and 8-K filings document governance matters, equity compensation disclosures, security-holder votes, Nasdaq share-issuance approvals, and related material agreements.
Insider transaction summary: Timothy C. Huffmyer, who serves as VP, COO, CFO and Treasurer of Smith Micro Software, Inc. (SMSI), reported a transaction dated 09/15/2025. The filing shows 256 shares of common stock were disposed of under code F (shares withheld to satisfy tax withholding) at an average vesting price of $0.70 per share. After the withholding, Mr. Huffmyer beneficially owns 179,875 shares directly. The form is signed by an attorney-in-fact on behalf of the reporting person.
William W. Smith Jr., who serves as President and CEO and is a director and ~10% owner of Smith Micro Software (SMSI), reported changes in his holdings of common stock. He received 105,635 restricted shares that vest based on performance criteria for the third quarter of 2025. Immediately after, 21,473 shares were withheld to cover income taxes at an average price of $0.82 per share and 4,529 restricted shares were forfeited under the grant terms. Following these transactions, Mr. Smith directly beneficially owns 342,536 shares and indirectly holds 3,309,359 shares through the Smith Living Trust.
Timothy C. Huffmyer, VP/COO/CFO/Treasurer of Smith Micro Software (SMSI), reported changes in his beneficial ownership reflecting vesting, tax-withholding and a forfeiture. On 08/14/2025 he was granted 66,902 restricted shares that are performance-based and will vest in installments tied to third-quarter-2025 criteria. On 08/15/2025 21,343 shares were withheld to satisfy income taxes at an average vesting price of $0.87 per share, and 1,104 restricted shares were forfeited per the grant terms. After these transactions he beneficially owned 180,131 shares directly.
Smith Micro Software, Inc. (SMSI) disclosed in an 8-K that on 23 June 2025 it received a Nasdaq Listing Qualifications notice because the company’s common-stock closing bid price has remained below $1.00 for 30 consecutive business days, violating Rule 5550(a)(2) (the Minimum Bid Price Requirement).
The notice does not immediately affect SMSI’s listing; the shares continue to trade on the Nasdaq Capital Market under ticker SMSI. The company now has an initial 180-day grace period ending 22 December 2025 to regain compliance by posting a bid price of at least $1.00 for ten consecutive business days. If compliance is not achieved, SMSI may qualify for a second 180-day extension provided it meets all other listing standards and formally notifies Nasdaq of its remediation plan. Management is “monitoring the closing bid price” and evaluating options to cure the deficiency, but there is no assurance compliance will be regained, raising the risk of delisting and reduced share liquidity.
- Rule cited: Nasdaq Marketplace Rule 5810(c)(3)(A).
- Grace periods: up to 360 days in total.
- Key risk: potential loss of Nasdaq listing if cure is unsuccessful.