SMTC (NASDAQ) Form 144 shows proposed RSU-based share sales and recent trust sale

Rhea-AI Filing Summary

The issuer filed a Form 144 notice reporting proposed sales of Common shares associated with vested RSUs dated 03/06/2021, 03/08/2022, 01/02/2025, and 06/04/2025. The filing lists vesting quantities of 2,790, 252, 1,393, and 4,065 shares respectively. It also records a sale by Silberstein Family Trust of 2,000 shares for $328,000 within the prior three months.

Key Figures

Form date: 07/08/2026 Exchange: Nasdaq Vested RSU — 03/06/2021: 2,790 shares +5 more

8 metrics

Form date 07/08/2026 Securities information section

Exchange Nasdaq Listed under securities information

Vested RSU — 03/06/2021 2,790 shares RSU Vesting dated 03/06/2021

Vested RSU — 03/08/2022 252 shares RSU Vesting dated 03/08/2022

Vested RSU — 01/02/2025 1,393 shares RSU Vesting dated 01/02/2025

Vested RSU — 06/04/2025 4,065 shares RSU Vesting dated 06/04/2025

Recent sale by trust 2,000 shares Silberstein Family Trust sale on 06/03/2026

Proceeds from trust sale $328,000 Silberstein Family Trust sale reported in past 3 months

Key Terms

Form 144, RSU Vesting, Silberstein Family Trust

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU Vesting financial

"Common | 03/06/2021 | RSU Vesting | Issuer"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

Silberstein Family Trust other

"Silberstein Family Trust DTD 7-11-2016 ... 2000 | 328000.00"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 07/08/2026 - 04:06 PM Accepted by SEC EDGAR 07/08/2026 - 04:06 PM Learn about SEC filing dates

FAQ

What does SMTC's Form 144 disclose about securities being sold?

Answer: The Form 144 lists proposed sales of Common shares tied to vested RSUs dated 03/06/2021, 03/08/2022, 01/02/2025, and 06/04/2025. The filing shows specific vesting counts for each date, which indicate sources of the shares being sold.

How many vested RSU shares are listed in the SMTC excerpt?

Answer: The filing lists vesting quantities of 2,790, 252, 1,393, and 4,065 shares tied to respective vesting dates. These figures are presented as the securities associated with the proposed sales.

Did any related party sell shares in the past three months for SMTC?

Answer: Yes. The Silberstein Family Trust is recorded as having sold 2,000 Common shares on 06/03/2026 for $328,000 within the prior three months, as shown in the filing's sales history.

What date and exchange information appears in the Form 144 excerpt for SMTC?

Answer: The excerpt includes a date of 07/08/2026 and references Nasdaq. These items appear in the securities information section alongside numeric fields related to the proposed sale notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc Eleven Madison Avenue 4th Floor New York NY 10010	8500	1086319.00	93151168	07/08/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/06/2021	RSU Vesting	Issuer			2790	03/06/2021	NA
Common	03/08/2022	RSU Vesting	Issuer			252	03/08/2022	NA
Common	01/02/2025	RSU Vesting	Issuer			1393	01/02/2025	NA
Common	06/04/2025	RSU Vesting	Issuer			4065	06/04/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Silberstein Family Trust DTD 7-11-2016 200 FLYNN ROAD Camarillo CA 93012-8790	Common	06/03/2026	2000	328000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)