Semtech: Hong Hou proposes $202K share sale

The notice also lists three prior sales of 2,000 shares each, on August 7, September 4 and October 2, 2026, with gross proceeds of $280,000, $277,420 and $382,420, respectively.

Available on EDGAR 11/06/2026 - 10:07 AM EST Accepted by SEC EDGAR 11/06/2026 - 10:07 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Semtech Corp’s Rule 144 notice lists Hong Hou’s proposed sale of 2,000 common shares, with an approximate sale date of November 6, 2026, through Fidelity Brokerage Services LLC. The stated aggregate market value is $202,000. The securities table lists 1,999 shares from restricted stock vesting on January 2, 2026, and 1 share from restricted stock vesting on March 10, 2026, both reported as compensation.

Key Figures

Proposed sale: 2,000 common shares Aggregate market value: $202,000 Shares sold: 2,000 shares +5 more

8 metrics

Proposed sale 2,000 common shares Approximate sale date November 6, 2026

Aggregate market value $202,000 Proposed sale

Shares sold 2,000 shares August 7, 2026

Gross proceeds $280,000 Sale on August 7, 2026

Shares sold 2,000 shares September 4, 2026

Gross proceeds $277,420 Sale on September 4, 2026

Shares sold 2,000 shares October 2, 2026

Gross proceeds $382,420 Sale on October 2, 2026

Key Terms

Rule 144, Restricted Stock Vesting, Securities To Be Sold

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMTC shares does Hong Hou propose to sell?

Hong Hou’s notice lists a proposed sale of 2,000 common shares, with an approximate sale date of November 6, 2026. Fidelity Brokerage Services LLC is named as broker, and the stated aggregate market value is $202,000.

What recent SMTC share sales does Hong Hou’s notice list?

The notice lists 2,000 shares sold on August 7, 2026, for gross proceeds of $280,000; 2,000 shares on September 4, 2026, for $277,420; and 2,000 shares on October 2, 2026, for $382,420.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001156899
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SEMTECH CORP
SEC File Number	001-06395
Address of Issuer	200 FLYNN ROAD CAMARILLO CALIFORNIA 93012-8790
Phone	8054982111
Name of Person for Whose Account the Securities are To Be Sold	HOU HONG Q
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2000	202000.00	93325626	11/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/02/2026	Restricted Stock Vesting	Issuer			1999	01/02/2026	Compensation
Common	03/10/2026	Restricted Stock Vesting	Issuer			1	03/10/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	08/07/2026	2000	280000.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	09/04/2026	2000	277420.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	10/02/2026	2000	382420.00

144: Remarks and Signature

Remarks
Date of Notice	11/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/17/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Hong Hou
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)