SMTC (NASDAQ: SMTC) affiliate files to sell 683 vested shares on 06/10/2026

Rhea-AI Filing Summary

SMTC Corporation filed a Form 144 notice to sell 683 shares of Common Stock on 06/10/2026 associated with restricted stock vesting through Fidelity Brokerage Services LLC. The filing also discloses prior sales by Mark Lin: 2,734 shares on 03/10/2026, 3,908 shares on 03/11/2026, 9,186 shares on 03/24/2026, and 974 shares on 04/01/2026.

Insights

Corporate Governance Analyst

Routine affiliate resale notice and prior insider disposals are disclosed.

The filing lists a proposed sale of 683 shares on 06/10/2026 tied to restricted stock vesting; that method indicates compensation-related shares becoming eligible for sale. Prior transactions by Mark Lin show multiple dispositions totaling several thousand shares earlier in the year.

Cash‑flow treatment and whether shares were sold under a plan are not stated in the excerpt; subsequent SEC filings could provide additional context.

Key Figures

Registered/offered shares: 683 shares Sale 1: 2,734 shares Sale 2: 3,908 shares +2 more

5 metrics

Registered/offered shares 683 shares to be sold on <date>06/10/2026</date> (Restricted Stock Vesting)

Sale 1 2,734 shares sold by Mark Lin on <date>03/10/2026</date>

Sale 2 3,908 shares sold by Mark Lin on <date>03/11/2026</date>

Sale 3 9,186 shares sold by Mark Lin on <date>03/24/2026</date>

Sale 4 974 shares sold by Mark Lin on <date>04/01/2026</date>

Key Terms

Form 144, Restricted Stock Vesting, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"Filed notice to sell 683 shares on 06/10/2026"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"06/10/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	683	105974.28	93151168	06/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/10/2026	Restricted Stock Vesting	Issuer			683	06/10/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/10/2026	2734	233128.18
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/11/2026	3908	340933.92
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	03/24/2026	9186	689409.30
Mark Lin 200 Flynn Road Camarillo CA 93012-8790	Common	04/01/2026	974	76381.08

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 for 06/10/2026 report?

It reports a proposed sale of 683 common shares on 06/10/2026. The notice states these shares arise from restricted stock vesting and are held at Fidelity Brokerage Services LLC. The filing is a compliance notice for an affiliate planning to sell vested compensation shares.

Who sold shares earlier in 2026 according to the filing for SMTC?

Mark Lin reported multiple sales totaling 16,802 shares across March–April 2026. The individual sales listed are 2,734 shares on 03/10/2026, 3,908 on 03/11/2026, 9,186 on 03/24/2026, and 974 on 04/01/2026, with dollar amounts shown beside each sale.

Are the 683 shares being sold part of compensation or open‑market trades?

The 683 shares are tied to restricted stock vesting (compensation). The filing labels the transaction as "Restricted Stock Vesting" and lists the issuer as the source; it does not describe the sale method beyond the vesting designation.

Does the Form 144 state who will receive proceeds from the 683 shares?

The excerpt identifies the issuer/vesting as the source but does not state proceeds recipient. The filing shows Fidelity Brokerage Services LLC as the account and links the shares to compensation vesting; cash‑flow treatment is not specified in the provided text.