SMTC (NASDAQ: SMTC) holder plans Rule 144 sale of 3,600 common shares

Rhea-AI Filing Summary

SMTC filed a Rule 144 notice for a planned sale of 3,600 shares of common stock. The shares are expected to be sold through UBS Financial Services Inc. on the NASDAQ exchange, with an approximate sale date of 01/07/2026 and an aggregate market value of 270,000.

The filing states that 89,773,000 shares of common stock are outstanding, providing context for the size of the planned sale. The 3,600 shares to be sold were acquired through restricted stock unit (RSU) vesting from the issuer in three transactions on 06/10/2020 (907 shares), 06/09/2021 (1,371 shares), and 06/08/2022 (1,322 shares), all recorded as fully paid at the respective vesting dates.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	3600	270000	89773000	01/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/09/2021	RSU Vesting	Issuer			1371	06/09/2021	NA
Common Stock	06/08/2022	RSU Vesting	Issuer			1322	06/08/2022	NA
Common Stock	06/10/2020	RSU Vesting	Issuer			907	06/10/2020	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMTC Rule 144 filing report?

The filing reports a planned sale of 3,600 shares of SMTC common stock under Rule 144, to be executed through UBS Financial Services Inc. on the NASDAQ exchange.

How many SMTC shares are planned for sale and what is their market value?

The notice covers the proposed sale of 3,600 shares of SMTC common stock with an aggregate market value of 270,000.

When is the SMTC Rule 144 sale expected to occur?

The approximate date of sale disclosed is 01/07/2026, with the transaction to be carried out on the NASDAQ exchange.

How many SMTC shares are outstanding according to this filing?

The filing states that the number of SMTC common shares outstanding is 89,773,000, which serves as a baseline figure relative to the 3,600 shares planned for sale.

How were the SMTC shares being sold under Rule 144 originally acquired?

All 3,600 shares were acquired via RSU vesting from the issuer in three lots: 907 shares on 06/10/2020, 1,371 shares on 06/09/2021, and 1,322 shares on 06/08/2022.

Is the SMTC Rule 144 sale related to a gift of shares?

No. The table indicates the nature of each acquisition as RSU vesting from the issuer, with the gift field left blank for all entries.