Hong Hou (NASDAQ: SMTC) plans new 2,000-share stock sale after June–July trades

Rhea-AI Filing Summary

SMTC shareholder Hong Hou submitted a notice covering a planned sale of 2,000 shares of common stock through Fidelity Brokerage Services LLC on August 7, 2026, with an aggregate value of $280,000.00. The shares derive from restricted stock vesting dated July 1, 2025.

Over the prior three months, Hong Hou reported sales of 2,000 shares for $324,200.00 on June 5, 2026, 9,605 shares for $1,465,407.82 on June 29, 2026, and 2,000 shares for $266,000.00 on July 10, 2026.

Key Figures

Planned shares to be sold: 2,000 shares Planned sale value: $280,000.00 Proposed sale date: 08/07/2026 +3 more

6 metrics

Planned shares to be sold 2,000 shares Common stock planned sale through Fidelity Brokerage Services LLC

Planned sale value $280,000.00 Aggregate market value for 2,000 shares on proposed August 7, 2026 sale

Proposed sale date 08/07/2026 Date for planned 2,000-share common stock sale on NASDAQ

Sale on 06/05/2026 2,000 shares for $324,200.00 Common stock sold by Hong Hou

Sale on 06/29/2026 9,605 shares for $1,465,407.82 Common stock sold by Hong Hou

Sale on 07/10/2026 2,000 shares for $266,000.00 Common stock sold by Hong Hou

Key Terms

Restricted Stock Vesting, Compensation, Fidelity Brokerage Services LLC

3 terms

Restricted Stock Vesting financial

"Common | 07/01/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"2000 | 07/01/2025 | Compensation"

Fidelity Brokerage Services LLC financial

"Common | Fidelity Brokerage Services LLC 900 Salem Street"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/07/2026 - 12:28 PM Accepted by SEC EDGAR 08/07/2026 - 12:27 PM Learn about SEC filing dates

FAQ

How many SMTC shares is Hong Hou planning to sell?

Hong Hou is planning to sell 2,000 shares of SMTC common stock with an aggregate value of $280,000.00, according to the notice referencing a proposed sale date of August 7, 2026.

What is the proposed sale date for Hong Hou’s SMTC shares?

The proposed sale date is August 7, 2026. The planned transaction covers 2,000 shares of SMTC common stock with an aggregate value of $280,000.00, routed through Fidelity Brokerage Services LLC on NASDAQ.

What recent SMTC stock sales has Hong Hou reported?

Hong Hou reported three recent SMTC sales: 2,000 shares for $324,200.00 on June 5, 2026; 9,605 shares for $1,465,407.82 on June 29, 2026; and 2,000 shares for $266,000.00 on July 10, 2026.

What is the value of Hong Hou’s planned SMTC stock sale?

The planned sale has an aggregate value of $280,000.00 for 2,000 shares of SMTC common stock. These shares are scheduled to be sold on August 7, 2026, through Fidelity Brokerage Services LLC on NASDAQ.

How were the SMTC shares in Hong Hou’s planned sale acquired?

The 2,000 shares in the planned sale are linked to restricted stock vesting dated July 1, 2025. The notice identifies the acquisition type as compensation from the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2000	280000.00	93151168	08/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2025	Restricted Stock Vesting	Issuer			2000	07/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	06/05/2026	2000	324200.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	06/29/2026	9605	1465407.82
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	07/10/2026	2000	266000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)