SMTC (NASDAQ: SMTC) files Form 144 to sell 2,000 shares via Fidelity

Rhea-AI Filing Summary

SMTC filed a Form 144 reporting a proposed sale of 2,000 shares of Common Stock through Fidelity Brokerage Services LLC. The filing lists prior sales by Hong Hou of 2,000 shares on 04/10/2026 at $180,220.00 and 2,000 shares on 05/01/2026 at $206,020.00. The securities include restricted stock vesting dated 06/11/2025.

Insights

Corporate Governance Analyst

Routine Rule 144 notice for proposed resale of vested restricted shares.

The filing lists a 2,000-share proposed sale through Fidelity Brokerage Services LLC with prior reported dispositions by Hong Hou in April and May 2026. This appears administrative and consistent with vesting and resale reporting requirements.

Timing and cash‑flow treatment are set by the selling broker and the authorizations shown; subsequent transaction details will appear in transfer or sales confirmations or in further Form 4/Form 144 updates.

Key Figures

Proposed sale: 2,000 shares Prior sale on 04/10/2026: $180,220.00 Prior sale on 05/01/2026: $206,020.00 +2 more

5 metrics

Proposed sale 2,000 shares Filed via Fidelity Brokerage Services LLC

Prior sale on 04/10/2026 $180,220.00 Hong Hou sold 2,000 shares

Prior sale on 05/01/2026 $206,020.00 Hong Hou sold 2,000 shares

Restricted stock vesting date 06/11/2025 Vesting date listed for securities to be sold

Form filing date (excerpt) 06/05/2026 Date shown near filer/broker entry

Key Terms

Rule 144 / Form 144, Restricted Stock Vesting, Fidelity Brokerage Services LLC

3 terms

Rule 144 / Form 144 regulatory

"Entry header showing "144: Filer Information" and "144: Securities To Be Sold""

Restricted Stock Vesting financial

"Line reading "Restricted Stock Vesting | Issuer ... 2000 | 06/11/2025 | Compensation""

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Line listing broker: "Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917""

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2000	324200.00	93151168	06/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2025	Restricted Stock Vesting	Issuer			2000	06/11/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	04/10/2026	2000	180220.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	05/01/2026	2000	206020.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 report about share sales?

It reports a proposed resale of 2,000 shares of Common Stock through Fidelity Brokerage Services LLC. The filing also lists two prior sales by Hong Hou of 2,000 shares each on 04/10/2026 and 05/01/2026.

Who is the selling broker listed in the SMTC filing?

The filing names Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI, as the broker handling the proposed sale of 2,000 shares. The entry shows NASDAQ as the market identifier in the excerpt.

Does the Form 144 show why the shares are being sold?

The excerpt indicates the securities include Restricted Stock Vesting dated 06/11/2025, suggesting the shares originated from compensation. The filing lists prior sales by the holder but does not state additional motivations.

What prior transactions does the filing disclose for Hong Hou?

The filing discloses Hong Hou sold 2,000 shares on 04/10/2026 for $180,220.00 and 2,000 shares on 05/01/2026 for $206,020.00. These are listed under "Securities Sold During The Past 3 Months."