Semtech (NASDAQ: SMTC) investor files Rule 144 to sell 10,000 shares

Rhea-AI Filing Summary

Semtech Corporation shareholder files to sell common stock under Rule 144. The notice covers a proposed sale of 10,000 shares of common stock through UBS Financial Services Inc., with an aggregate market value of 880,000.00, on the Nasdaq exchange.

The filing also lists prior sales during the past three months by the Silberstein Family Trust DTD 7-11-2016, including 10,500 common shares sold on 12/05/2025 for gross proceeds of 836,246.15 and 5,000 common shares sold on 01/22/2026 for 415,000.00. Shares of common stock outstanding were 92,540,057 at the time referenced.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc Eleven Madison Avenue 4th Floor New York NY 10010	10000	880000.00	92540057	02/02/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/06/2018	RSU Vesting	Issuer			4687	03/06/2018	NA
Common	03/06/2020	RSU Vesting	Issuer			3042	03/06/2020	NA
Common	03/05/2020	RSU Vesting	Issuer			2040	03/05/2020	NA
Common	02/24/2018	RSU Vesting	Issuer			231	02/24/2018	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Silberstein Family Trust DTD 7-11-2016 200 FLYNN ROAD Camarillo CA 93012-8790	Common	12/05/2025	10500	836246.15
Silberstein Family Trust DTD 7-11-2016 200 Flynn Road Camarillo CA 9301-8790	Common	01/22/2026	5000	415000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMTC Rule 144 filing disclose about planned share sales?

The filing discloses a planned sale of 10,000 Semtech common shares. These shares are to be sold through UBS Financial Services Inc. on the Nasdaq exchange, with an aggregate market value reported as 880,000.00 in the notice.

How many SMTC shares are outstanding according to this Rule 144 notice?

The notice reports that 92,540,057 Semtech common shares were outstanding. This figure provides context for the planned 10,000-share sale, indicating the sale size relative to the total outstanding share count referenced in the document.

Which broker is handling the planned SMTC Rule 144 share sale?

The planned sale of 10,000 Semtech common shares is to be handled by UBS Financial Services Inc. The broker’s address is listed as Eleven Madison Avenue, 4th Floor, New York, NY 10010, and the shares are to be sold on Nasdaq.

What prior Semtech (SMTC) share sales are listed for the past three months?

The notice lists sales by the Silberstein Family Trust DTD 7-11-2016. It reports 10,500 common shares sold on 12/05/2025 for 836,246.15 and 5,000 common shares sold on 01/22/2026 for gross proceeds of 415,000.00.

How were the SMTC shares subject to this Rule 144 notice originally acquired?

The shares referenced were acquired through RSU vesting transactions from the issuer. The table shows multiple RSU vesting dates, including 03/06/2018, 03/06/2020, 03/05/2020, and 02/24/2018, with corresponding amounts of common stock acquired.

What assurance does the selling holder give about Semtech information in this filing?

The signing person represents that they do not know any material adverse information about Semtech’s current or prospective operations that has not been publicly disclosed. This representation is made as part of the Rule 144 notice language included in the document.