SMTC (SMTC) Form 144: Insider sale notice for 9,605 shares

Rhea-AI Filing Summary

SMTC Corp. submitted a Form 144 notice reporting an intended sale of 9,605 shares of Common Stock, with the securities listed as held at Fidelity Brokerage Services LLC and trading on NASDAQ. The filing also records prior sales of 2,000 shares on 04/10/2026, 2,000 shares on 05/01/2026, and 2,000 shares on 06/05/2026 by Hong Hou, with dollar amounts shown for each transaction.

The notice cites Restricted Stock Vesting on 06/11/2025 (compensation) for 9,605 shares. The filing gives transaction dates and amounts but does not attach further terms or use-of-proceeds language.

Insights

Securities Compliance Analyst

Form 144 lists an intended resale of 9,605 Common shares and prior small dispositions.

The filing records an intended sale of 9,605 shares (held at Fidelity Brokerage Services LLC) and prior sales of 2,000 shares on 04/10/2026, 05/01/2026, and 06/05/2026. It also cites Restricted Stock Vesting dated 06/11/2025.

Regulatory effect: this is a notice under resale rules; timing and execution methods are not specified in the excerpt. Subsequent trade confirmations or broker filings would show actual settlement and proceeds.

Key Figures

Registered/intended resale: 9,605 shares Restricted stock vesting: 9,605 shares Prior sale — 04/10/2026: 2,000 shares +3 more

6 metrics

Registered/intended resale 9,605 shares Securities to be sold; listed with Fidelity; NASDAQ

Restricted stock vesting 9,605 shares Vesting date <date>06/11/2025</date>; compensation

Prior sale — 04/10/2026 2,000 shares Sold by Hong Hou; proceeds shown as $180,220.00

Prior sale — 05/01/2026 2,000 shares Sold by Hong Hou; proceeds shown as $206,020.00

Prior sale — 06/05/2026 2,000 shares Sold by Hong Hou; proceeds shown as $324,200.00

Broker/custodian Fidelity Brokerage Services LLC Custody listed at 900 Salem Street, Smithfield RI

Key Terms

Form 144, Restricted Stock Vesting, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Common | 06/11/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

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Available on EDGAR 06/29/2026 - 03:42 PM Accepted by SEC EDGAR 06/29/2026 - 03:42 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9605	1465407.82	93151168	06/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2025	Restricted Stock Vesting	Issuer			9605	06/11/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	04/10/2026	2000	180220.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	05/01/2026	2000	206020.00
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	06/05/2026	2000	324200.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMTC's Form 144 report?

It reports an intended resale of 9,605 shares of Common Stock held at Fidelity. The form also lists prior dispositions of 2,000 shares on 04/10/2026, 05/01/2026, and 06/05/2026 by Hong Hou with dollar amounts shown for each sale.

Who is the reported selling holder in the filing for SMTC?

The filing lists Hong Hou as a recent seller for the past three months and shows custody at Fidelity Brokerage Services LLC. Specific recent sales by Hong Hou total three transactions of 2,000 shares each on the dates shown.

Are the shares from SMTC newly vested or from open-market holdings?

The filing cites Restricted Stock Vesting dated 06/11/2025 for 9,605 shares categorized as compensation. The notice pairs that vesting line with the listed shares to be sold; execution details are not provided in the excerpt.

Does the Form 144 state how sale proceeds will be used?

No. The excerpt lists share counts, custody, dates, and dollar amounts for prior sales but does not specify any recipient of proceeds or intended use of proceeds in the provided lines.