SMTC (NASDAQ: SMTC) Form 144 shows Hong Hou sold 2,000 shares on 04/10/2026

Rhea-AI Filing Summary

SMTC filed a Form 144 reporting resale activity in its Common Stock. The filing lists a recent sale by Hong Hou of 2,000 shares on 04/10/2026 for $180,220. It also lists restricted stock vesting entries of 1,534 shares (06/09/2024) and 466 shares (06/11/2025), and identifies Fidelity Brokerage Services LLC as a broker-custodian.

Key Figures

Insider sale: 2,000 shares Proceeds reported: $180,220 Restricted stock vesting: 1,534 shares +2 more

5 metrics

Insider sale 2,000 shares sold by Hong Hou on 04/10/2026

Proceeds reported $180,220 aggregate amount for the 2,000-share sale on 04/10/2026

Restricted stock vesting 1,534 shares vesting date 06/09/2024

Restricted stock vesting 466 shares vesting date 06/11/2025

Broker listed Fidelity Brokerage Services LLC 900 Salem Street, Smithfield, RI (broker/custodian entry)

Key Terms

Form 144, Restricted Stock Vesting, Broker-Custodian

3 terms

Form 144 regulatory

"SMTC filed a Form 144 reporting resale activity in its Common Stock."

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 1,534 | 06/09/2024"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker-Custodian market

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2000	206020.00	92951167	05/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/09/2024	Restricted Stock Vesting	Issuer			1534	06/09/2024	Compensation
Common	06/11/2025	Restricted Stock Vesting	Issuer			466	06/11/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Hong Hou 200 Flynn Road Camarillo CA 93012-8790	Common	04/10/2026	2000	180220.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did SMTC's Form 144 disclose about insider sales?

The filing discloses a reported sale of 2,000 shares by Hong Hou on 04/10/2026 for $180,220. It also lists vesting entries of 1,534 and 466 restricted shares with their vesting dates.

Who is the broker or custodian listed on the SMTC Form 144?

The filing lists Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI, as a broker/custodian. The entry appears alongside securities and dates in the filing header.

What restricted stock vesting amounts are shown in the filing?

The Form 144 shows restricted stock vesting entries of 1,534 shares with date 06/09/2024 and 466 shares with date 06/11/2025. These are listed under "Securities To Be Sold."

Does the filing state the per-share sale price for the reported transaction?

The filing records a sale total of $180,220 for 2,000 shares sold on 04/10/2026. The document does not explicitly state a per-share price in a separate field.

Does SMTC's Form 144 indicate who receives proceeds from the sale?

The excerpt does not specify who receives proceeds; it lists the selling person and broker details. The filing text provided does not assign proceeds to the issuer or another party.