Rule 144 sale: SMTC (NASDAQ: SMTC) holder to sell 1,034 shares

Rhea-AI Filing Summary

A shareholder of SMTC has filed a Form 144 notice to sell 1,034 shares of common stock through UBS Financial Services on the NASDAQ exchange, with an approximate sale date of 01/08/2026. The filing lists total shares outstanding of 92,540,000 common shares for the issuer.

The shares planned for sale were acquired on 06/09/2024 through RSU vesting from the issuer, with the same date shown as the payment date and the nature of payment noted as “NA,” indicating no separate cash purchase. The filer also represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	1034	77550	92540000	01/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/09/2024	RSU Vesting	Issuer			1034	06/09/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMTC Form 144 filing disclose?

The Form 144 notice states that an SMTC shareholder plans to sell 1,034 shares of common stock on NASDAQ through UBS Financial Services Inc., with an approximate sale date of 01/08/2026.

How many SMTC shares are planned to be sold under this Form 144?

The filing lists 1,034 shares of SMTC common stock in the “Number of Shares or Other Units To Be Sold” column, with an aggregate market value of 77,550.

How and when were the SMTC shares being sold acquired?

The shares were acquired on 06/09/2024 via RSU vesting from the issuer, with 1,034 securities acquired and the date of payment also shown as 06/09/2024.

How many SMTC shares are outstanding according to this Form 144?

The securities information section shows 92,540,000 shares of SMTC common stock in the “Number of Shares or Other Units Outstanding” field.

Which broker and exchange are involved in the planned SMTC share sale?

The filing identifies UBS Financial Services Inc., located in Weehawken, NJ, as the broker, and lists NASDAQ as the securities exchange where the common stock is to be sold.

What representation does the selling SMTC shareholder make in the Form 144?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.